FLAHARTY ASSET MANAGEMENT, LLC

PrivateCIK: 1697882
Location

CLEARWATER, FL

133
Positions
$805.53M
Total AUM (reported)
14.92M
Total Shares

Allocation by class

TOTAL AUM$805.53M133 positions
STATE STREET SPD$50.48M6.3%
ENHAN SHRT MA AC$46.83M5.8%
HENDRSON AAA CL$38.39M4.8%
SENIOR LN FD$35.84M4.4%
STATE STREET FIN$31.64M3.9%
DIVERSIFID CRP$31.54M3.9%
EM CORE EX ETF$30.90M3.8%

Portfolio Concentration

Top 315.0%4–1026.0%11–2541.1%Rest17.9%TOP 1041.1%0%100%
Top 3$121.07M15.0%
4–10$209.72M26.0%
11–25$330.96M41.1%
Rest$143.79M17.9%

Top 3 weight

15.0%

Top 10 weight

41.1%

Voting Authority Distribution

Total shares with voting rights: 14.92M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

14.92M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole133
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings133
Rows:

PIMCO ETF TR

SOLE
ENHAN SHRT MA AC
Shares465.65K
TypeSH
Market value$46.83M
5.81%
Sole
0.00
Shared
0.00
None
465.65K

JANUS DETROIT STR TR

SOLE
HENDRSON AAA CL
Shares762.23K
TypeSH
Market value$38.39M
4.77%
Sole
0.00
Shared
0.00
None
762.23K

FIRST TR EXCHANGE-TRADED FD

SOLE
SENIOR LN FD
Shares800.07K
TypeSH
Market value$35.84M
4.45%
Sole
0.00
Shared
0.00
None
800.07K

SELECT SECTOR SPDR TR

SOLE
STATE STREET FIN
Shares640.91K
TypeSH
Market value$31.64M
3.93%
Sole
0.00
Shared
0.00
None
640.91K

AMERICAN CENTY ETF TR

SOLE
DIVERSIFID CRP
Shares676.58K
TypeSH
Market value$31.54M
3.91%
Sole
0.00
Shared
0.00
None
676.58K

COLUMBIA ETF TR II

SOLE
EM CORE EX ETF
Shares757.27K
TypeSH
Market value$30.90M
3.84%
Sole
0.00
Shared
0.00
None
757.27K

FIRST TR EXCHANGE TRAD FD VI

SOLE
FST TR GLB FD
Shares1.04M
TypeSH
Market value$29.92M
3.71%
Sole
0.00
Shared
0.00
None
1.04M

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares197.47K
TypeSH
Market value$28.82M
3.58%
Sole
0.00
Shared
0.00
None
197.47K

FRANKLIN TEMPLETON ETF TR

SOLE
US TREASURY BOND
Shares1.40M
TypeSH
Market value$28.56M
3.55%
Sole
0.00
Shared
0.00
None
1.40M

ISHARES TR

SOLE
RUS 1000 GRW ETF
Shares66.44K
TypeSH
Market value$28.33M
3.52%
Sole
0.00
Shared
0.00
None
66.44K

SELECT SECTOR SPDR TR

SOLE
STATE STREET IND
Shares170.45K
TypeSH
Market value$27.57M
3.42%
Sole
0.00
Shared
0.00
None
170.45K

INVESCO EXCHANGE TRADED FD T

SOLE
S&P500 EQL ENR
Shares243.44K
TypeSH
Market value$26.65M
3.31%
Sole
0.00
Shared
0.00
None
243.44K

PIMCO ETF TR

SOLE
ACTIVE BD ETF
Shares288.62K
TypeSH
Market value$26.63M
3.31%
Sole
0.00
Shared
0.00
None
288.62K

ISHARES TR

SOLE
RUS 1000 VAL ETF
Shares124.48K
TypeSH
Market value$26.60M
3.30%
Sole
0.00
Shared
0.00
None
124.48K

INVESCO EXCHANGE TRADED FD T

SOLE
DIVID ACHIEVEV
Shares500.02K
TypeSH
Market value$25.55M
3.17%
Sole
0.00
Shared
0.00
None
500.02K

FIRST TR EXCHANGE TRADED FD

SOLE
NASD TECH DIV
Shares263.54K
TypeSH
Market value$24.68M
3.06%
Sole
0.00
Shared
0.00
None
263.54K

AMERICAN CENTY ETF TR

SOLE
US SML CP VALU
Shares206.39K
TypeSH
Market value$22.80M
2.83%
Sole
0.00
Shared
0.00
None
206.39K

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares746.26K
TypeSH
Market value$21.66M
2.69%
Sole
0.00
Shared
0.00
None
746.26K

GLOBAL X FDS

SOLE
US PFD ETF
Shares1.15M
TypeSH
Market value$21.08M
2.62%
Sole
0.00
Shared
0.00
None
1.15M

JANUS DETROIT STR TR

SOLE
HENDERSON SECURI
Shares393.07K
TypeSH
Market value$20.26M
2.52%
Sole
0.00
Shared
0.00
None
393.07K

FIRST TR EXCHANGE-TRADED FD

SOLE
CLOUD COMPUTING
Shares163.81K
TypeSH
Market value$17.91M
2.22%
Sole
0.00
Shared
0.00
None
163.81K

T ROWE PRICE ETF INC

SOLE
VALUE ETF
Shares492.41K
TypeSH
Market value$17.82M
2.21%
Sole
0.00
Shared
0.00
None
492.41K

FIRST TR EXCHANGE-TRADED FD

SOLE
FT VEST S&P 500
Shares359.20K
TypeSH
Market value$17.50M
2.17%
Sole
0.00
Shared
0.00
None
359.20K

GLOBAL X FDS

SOLE
X EMERGING MKT
Shares744.28K
TypeSH
Market value$17.44M
2.16%
Sole
0.00
Shared
0.00
None
744.28K

J P MORGAN EXCHANGE TRADED F

SOLE
ULTRA SHRT ETF
Shares332.01K
TypeSH
Market value$16.80M
2.09%
Sole
0.00
Shared
0.00
None
332.01K
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