FLAHARTY ASSET MANAGEMENT, LLC

Filed: 5/5/2026ACC: 0001420506-26-000797

📋 What this filing means

FLAHARTY ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 133 equity positions with a total reported market value of $805.53M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

133

Positions

$805.53M

Total AUM (reported)

14.92M

Total Shares

Allocation by class

STATE STREET SPD$50.48M6.3%

ENHAN SHRT MA AC$46.83M5.8%

HENDRSON AAA CL$38.39M4.8%

SENIOR LN FD$35.84M4.4%

STATE STREET FIN$31.64M3.9%

DIVERSIFID CRP$31.54M3.9%

EM CORE EX ETF$30.90M3.8%

Portfolio Concentration

Top 3$121.07M15.0%

4–10$209.72M26.0%

11–25$330.96M41.1%

Rest$143.79M17.9%

Top 3 weight

15.0%

Top 10 weight

41.1%

Voting Authority Distribution

Total shares with voting rights: 14.92M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

14.92M

% of voting shares100.0%

Investment Discretion (by position count)

Sole133

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings133

Rows:

PIMCO ETF TR

SOLE

ENHAN SHRT MA AC

Shares465.65K

TypeSH

Market value$46.83M

5.81%

Sole

0.00

Shared

0.00

None

465.65K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares762.23K

TypeSH

Market value$38.39M

4.77%

Sole

0.00

Shared

0.00

None

762.23K

FIRST TR EXCHANGE-TRADED FD

SOLE

SENIOR LN FD

Shares800.07K

TypeSH

Market value$35.84M

4.45%

Sole

0.00

Shared

0.00

None

800.07K

SELECT SECTOR SPDR TR

SOLE

STATE STREET FIN

Shares640.91K

TypeSH

Market value$31.64M

3.93%

Sole

0.00

Shared

0.00

None

640.91K

AMERICAN CENTY ETF TR

SOLE

DIVERSIFID CRP

Shares676.58K

TypeSH

Market value$31.54M

3.91%

Sole

0.00

Shared

0.00

None

676.58K

COLUMBIA ETF TR II

SOLE

EM CORE EX ETF

Shares757.27K

TypeSH

Market value$30.90M

3.84%

Sole

0.00

Shared

0.00

None

757.27K

FIRST TR EXCHANGE TRAD FD VI

SOLE

FST TR GLB FD

Shares1.04M

TypeSH

Market value$29.92M

3.71%

Sole

0.00

Shared

0.00

None

1.04M

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares197.47K

TypeSH

Market value$28.82M

3.58%

Sole

0.00

Shared

0.00

None

197.47K

FRANKLIN TEMPLETON ETF TR

SOLE

US TREASURY BOND

Shares1.40M

TypeSH

Market value$28.56M

3.55%

Sole

0.00

Shared

0.00

None

1.40M

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares66.44K

TypeSH

Market value$28.33M

3.52%

Sole

0.00

Shared

0.00

None

66.44K

SELECT SECTOR SPDR TR

SOLE

STATE STREET IND

Shares170.45K

TypeSH

Market value$27.57M

3.42%

Sole

0.00

Shared

0.00

None

170.45K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL ENR

Shares243.44K

TypeSH

Market value$26.65M

3.31%

Sole

0.00

Shared

0.00

None

243.44K

PIMCO ETF TR

SOLE

ACTIVE BD ETF

Shares288.62K

TypeSH

Market value$26.63M

3.31%

Sole

0.00

Shared

0.00

None

288.62K

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares124.48K

TypeSH

Market value$26.60M

3.30%

Sole

0.00

Shared

0.00

None

124.48K

INVESCO EXCHANGE TRADED FD T

SOLE

DIVID ACHIEVEV

Shares500.02K

TypeSH

Market value$25.55M

3.17%

Sole

0.00

Shared

0.00

None

500.02K

FIRST TR EXCHANGE TRADED FD

SOLE

NASD TECH DIV

Shares263.54K

TypeSH

Market value$24.68M

3.06%

Sole

0.00

Shared

0.00

None

263.54K

AMERICAN CENTY ETF TR

SOLE

US SML CP VALU

Shares206.39K

TypeSH

Market value$22.80M

2.83%

Sole

0.00

Shared

0.00

None

206.39K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares746.26K

TypeSH

Market value$21.66M

2.69%

Sole

0.00

Shared

0.00

None

746.26K

GLOBAL X FDS

SOLE

US PFD ETF

Shares1.15M

TypeSH

Market value$21.08M

2.62%

Sole

0.00

Shared

0.00

None

1.15M

JANUS DETROIT STR TR

SOLE

HENDERSON SECURI

Shares393.07K

TypeSH

Market value$20.26M

2.52%

Sole

0.00

Shared

0.00

None

393.07K

FIRST TR EXCHANGE-TRADED FD

SOLE

CLOUD COMPUTING

Shares163.81K

TypeSH

Market value$17.91M

2.22%

Sole

0.00

Shared

0.00

None

163.81K

T ROWE PRICE ETF INC

SOLE

VALUE ETF

Shares492.41K

TypeSH

Market value$17.82M

2.21%

Sole

0.00

Shared

0.00

None

492.41K

FIRST TR EXCHANGE-TRADED FD

SOLE

FT VEST S&P 500

Shares359.20K

TypeSH

Market value$17.50M

2.17%

Sole

0.00

Shared

0.00

None

359.20K

GLOBAL X FDS

SOLE

X EMERGING MKT

Shares744.28K

TypeSH

Market value$17.44M

2.16%

Sole

0.00

Shared

0.00

None

744.28K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT ETF

Shares332.01K

TypeSH

Market value$16.80M

2.09%

Sole

0.00

Shared

0.00

None

332.01K

Issuer	Class	Shares	Type	Value / Portfolio %	None
PIMCO ETF TRSOLE	ENHAN SHRT MA AC	465.65K	SH	$46.83M 5.81%	465.65K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	762.23K	SH	$38.39M 4.77%	762.23K
FIRST TR EXCHANGE-TRADED FDSOLE	SENIOR LN FD	800.07K	SH	$35.84M 4.45%	800.07K
SELECT SECTOR SPDR TRSOLE	STATE STREET FIN	640.91K	SH	$31.64M 3.93%	640.91K
AMERICAN CENTY ETF TRSOLE	DIVERSIFID CRP	676.58K	SH	$31.54M 3.91%	676.58K
COLUMBIA ETF TR IISOLE	EM CORE EX ETF	757.27K	SH	$30.90M 3.84%	757.27K
FIRST TR EXCHANGE TRAD FD VISOLE	FST TR GLB FD	1.04M	SH	$29.92M 3.71%	1.04M
SPDR SERIES TRUSTSOLE	STATE STREET SPD	197.47K	SH	$28.82M 3.58%	197.47K
FRANKLIN TEMPLETON ETF TRSOLE	US TREASURY BOND	1.40M	SH	$28.56M 3.55%	1.40M
ISHARES TRSOLE	RUS 1000 GRW ETF	66.44K	SH	$28.33M 3.52%	66.44K
SELECT SECTOR SPDR TRSOLE	STATE STREET IND	170.45K	SH	$27.57M 3.42%	170.45K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL ENR	243.44K	SH	$26.65M 3.31%	243.44K
PIMCO ETF TRSOLE	ACTIVE BD ETF	288.62K	SH	$26.63M 3.31%	288.62K
ISHARES TRSOLE	RUS 1000 VAL ETF	124.48K	SH	$26.60M 3.30%	124.48K
INVESCO EXCHANGE TRADED FD TSOLE	DIVID ACHIEVEV	500.02K	SH	$25.55M 3.17%	500.02K
FIRST TR EXCHANGE TRADED FDSOLE	NASD TECH DIV	263.54K	SH	$24.68M 3.06%	263.54K
AMERICAN CENTY ETF TRSOLE	US SML CP VALU	206.39K	SH	$22.80M 2.83%	206.39K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	746.26K	SH	$21.66M 2.69%	746.26K
GLOBAL X FDSSOLE	US PFD ETF	1.15M	SH	$21.08M 2.62%	1.15M
JANUS DETROIT STR TRSOLE	HENDERSON SECURI	393.07K	SH	$20.26M 2.52%	393.07K
FIRST TR EXCHANGE-TRADED FDSOLE	CLOUD COMPUTING	163.81K	SH	$17.91M 2.22%	163.81K
T ROWE PRICE ETF INCSOLE	VALUE ETF	492.41K	SH	$17.82M 2.21%	492.41K
FIRST TR EXCHANGE-TRADED FDSOLE	FT VEST S&P 500	359.20K	SH	$17.50M 2.17%	359.20K
GLOBAL X FDSSOLE	X EMERGING MKT	744.28K	SH	$17.44M 2.16%	744.28K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT ETF	332.01K	SH	$16.80M 2.09%	332.01K

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