FLAHARTY ASSET MANAGEMENT, LLC

Filed: 2/6/2026ACC: 0001420506-26-000194

📋 What this filing means

FLAHARTY ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 141 equity positions with a total reported market value of $800.73M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

141

Positions

$800.73M

Total AUM (reported)

14.59M

Total Shares

Allocation by class

STATE STREET SPD$49.24M6.1%

ENHAN SHRT MA AC$45.59M5.7%

HENDRSON AAA CL$37.90M4.7%

SENIOR LN FD$35.96M4.5%

S&P500 EQL ENR$34.84M4.4%

STATE STREET FIN$34.65M4.3%

COM$33.88M4.2%

Portfolio Concentration

Top 3$119.45M14.9%

4–10$218.67M27.3%

11–25$316.52M39.5%

Rest$146.09M18.2%

Top 3 weight

14.9%

Top 10 weight

42.2%

Voting Authority Distribution

Total shares with voting rights: 14.59M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

14.59M

% of voting shares100.0%

Investment Discretion (by position count)

Sole141

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings141

Rows:

PIMCO ETF TR

SOLE

ENHAN SHRT MA AC

Shares454.38K

TypeSH

Market value$45.59M

5.69%

Sole

0.00

Shared

0.00

None

454.38K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares749.33K

TypeSH

Market value$37.90M

4.73%

Sole

0.00

Shared

0.00

None

749.33K

FIRST TR EXCHANGE-TRADED FD

SOLE

SENIOR LN FD

Shares783.75K

TypeSH

Market value$35.96M

4.49%

Sole

0.00

Shared

0.00

None

783.75K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL ENR

Shares437.74K

TypeSH

Market value$34.84M

4.35%

Sole

0.00

Shared

0.00

None

437.74K

SELECT SECTOR SPDR TR

SOLE

STATE STREET FIN

Shares630.57K

TypeSH

Market value$34.65M

4.33%

Sole

0.00

Shared

0.00

None

630.57K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares67.99K

TypeSH

Market value$32.18M

4.02%

Sole

0.00

Shared

0.00

None

67.99K

AMERICAN CENTY ETF TR

SOLE

DIVERSIFID CRP

Shares666.49K

TypeSH

Market value$31.49M

3.93%

Sole

0.00

Shared

0.00

None

666.49K

COLUMBIA ETF TR II

SOLE

EM CORE EX ETF

Shares772.47K

TypeSH

Market value$29.63M

3.70%

Sole

0.00

Shared

0.00

None

772.47K

FRANKLIN TEMPLETON ETF TR

SOLE

US TREASURY BOND

Shares1.38M

TypeSH

Market value$28.25M

3.53%

Sole

0.00

Shared

0.00

None

1.38M

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares198.53K

TypeSH

Market value$27.63M

3.45%

Sole

0.00

Shared

0.00

None

198.53K

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares128.18K

TypeSH

Market value$26.96M

3.37%

Sole

0.00

Shared

0.00

None

128.18K

SELECT SECTOR SPDR TR

SOLE

STATE STREET IND

Shares172.68K

TypeSH

Market value$26.79M

3.35%

Sole

0.00

Shared

0.00

None

172.68K

PIMCO ETF TR

SOLE

ACTIVE BD ETF

Shares284.92K

TypeSH

Market value$26.52M

3.31%

Sole

0.00

Shared

0.00

None

284.92K

INVESCO EXCHANGE TRADED FD T

SOLE

DIVID ACHIEVEV

Shares501.52K

TypeSH

Market value$25.83M

3.23%

Sole

0.00

Shared

0.00

None

501.52K

FIRST TR EXCHANGE TRADED FD

SOLE

NASD TECH DIV

Shares264.79K

TypeSH

Market value$25.64M

3.20%

Sole

0.00

Shared

0.00

None

264.79K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares736.69K

TypeSH

Market value$21.61M

2.70%

Sole

0.00

Shared

0.00

None

736.69K

AMERICAN CENTY ETF TR

SOLE

US SML CP VALU

Shares209.81K

TypeSH

Market value$21.40M

2.67%

Sole

0.00

Shared

0.00

None

209.81K

GLOBAL X FDS

SOLE

US PFD ETF

Shares1.12M

TypeSH

Market value$21.23M

2.65%

Sole

0.00

Shared

0.00

None

1.12M

JANUS DETROIT STR TR

SOLE

HENDERSON SECURI

Shares386.18K

TypeSH

Market value$20.17M

2.52%

Sole

0.00

Shared

0.00

None

386.18K

GLOBAL X FDS

SOLE

X EMERGING MKT

Shares738.42K

TypeSH

Market value$17.73M

2.21%

Sole

0.00

Shared

0.00

None

738.42K

FIRST TR EXCHANGE-TRADED FD

SOLE

FT VEST S&P 500

Shares356K

TypeSH

Market value$17.50M

2.19%

Sole

0.00

Shared

0.00

None

356K

T ROWE PRICE ETF INC

SOLE

VALUE ETF

Shares485.90K

TypeSH

Market value$16.91M

2.11%

Sole

0.00

Shared

0.00

None

485.90K

AMERICAN CENTY ETF TR

SOLE

US QUALITY GROW

Shares146.58K

TypeSH

Market value$16.79M

2.10%

Sole

0.00

Shared

0.00

None

146.58K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT ETF

Shares328.51K

TypeSH

Market value$16.62M

2.08%

Sole

0.00

Shared

0.00

None

328.51K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares247.12K

TypeSH

Market value$14.81M

1.85%

Sole

0.00

Shared

0.00

None

247.12K

Issuer	Class	Shares	Type	Value / Portfolio %	None
PIMCO ETF TRSOLE	ENHAN SHRT MA AC	454.38K	SH	$45.59M 5.69%	454.38K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	749.33K	SH	$37.90M 4.73%	749.33K
FIRST TR EXCHANGE-TRADED FDSOLE	SENIOR LN FD	783.75K	SH	$35.96M 4.49%	783.75K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL ENR	437.74K	SH	$34.84M 4.35%	437.74K
SELECT SECTOR SPDR TRSOLE	STATE STREET FIN	630.57K	SH	$34.65M 4.33%	630.57K
ISHARES TRSOLE	RUS 1000 GRW ETF	67.99K	SH	$32.18M 4.02%	67.99K
AMERICAN CENTY ETF TRSOLE	DIVERSIFID CRP	666.49K	SH	$31.49M 3.93%	666.49K
COLUMBIA ETF TR IISOLE	EM CORE EX ETF	772.47K	SH	$29.63M 3.70%	772.47K
FRANKLIN TEMPLETON ETF TRSOLE	US TREASURY BOND	1.38M	SH	$28.25M 3.53%	1.38M
SPDR SERIES TRUSTSOLE	STATE STREET SPD	198.53K	SH	$27.63M 3.45%	198.53K
ISHARES TRSOLE	RUS 1000 VAL ETF	128.18K	SH	$26.96M 3.37%	128.18K
SELECT SECTOR SPDR TRSOLE	STATE STREET IND	172.68K	SH	$26.79M 3.35%	172.68K
PIMCO ETF TRSOLE	ACTIVE BD ETF	284.92K	SH	$26.52M 3.31%	284.92K
INVESCO EXCHANGE TRADED FD TSOLE	DIVID ACHIEVEV	501.52K	SH	$25.83M 3.23%	501.52K
FIRST TR EXCHANGE TRADED FDSOLE	NASD TECH DIV	264.79K	SH	$25.64M 3.20%	264.79K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	736.69K	SH	$21.61M 2.70%	736.69K
AMERICAN CENTY ETF TRSOLE	US SML CP VALU	209.81K	SH	$21.40M 2.67%	209.81K
GLOBAL X FDSSOLE	US PFD ETF	1.12M	SH	$21.23M 2.65%	1.12M
JANUS DETROIT STR TRSOLE	HENDERSON SECURI	386.18K	SH	$20.17M 2.52%	386.18K
GLOBAL X FDSSOLE	X EMERGING MKT	738.42K	SH	$17.73M 2.21%	738.42K
FIRST TR EXCHANGE-TRADED FDSOLE	FT VEST S&P 500	356K	SH	$17.50M 2.19%	356K
T ROWE PRICE ETF INCSOLE	VALUE ETF	485.90K	SH	$16.91M 2.11%	485.90K
AMERICAN CENTY ETF TRSOLE	US QUALITY GROW	146.58K	SH	$16.79M 2.10%	146.58K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT ETF	328.51K	SH	$16.62M 2.08%	328.51K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	247.12K	SH	$14.81M 1.85%	247.12K

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