FLAHARTY ASSET MANAGEMENT, LLC

Filed: 11/4/2025ACC: 0001420506-25-002978

📋 What this filing means

FLAHARTY ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 130 equity positions with a total reported market value of $787.06M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

130

Positions

$787.06M

Total AUM (reported)

13.88M

Total Shares

Allocation by class

RUS 1000 GRW ETF$52.54M6.7%

ENHAN SHRT MA AC$47.15M6.0%

RUS 1000 VAL ETF$45.18M5.7%

HENDRSON AAA CL$40.72M5.2%

S&P500 EQL ENR$35.82M4.6%

FINANCIAL$35.78M4.5%

SENIOR LN FD$34.76M4.4%

Portfolio Concentration

Top 3$144.88M18.4%

4–10$236.46M30.0%

11–25$319.33M40.6%

Rest$86.40M11.0%

Top 3 weight

18.4%

Top 10 weight

48.5%

Voting Authority Distribution

Total shares with voting rights: 13.88M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

13.88M

% of voting shares100.0%

Investment Discretion (by position count)

Sole130

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings130

Rows:

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares112.18K

TypeSH

Market value$52.54M

6.68%

Sole

0.00

Shared

0.00

None

112.18K

PIMCO ETF TR

SOLE

ENHAN SHRT MA AC

Shares468.32K

TypeSH

Market value$47.15M

5.99%

Sole

0.00

Shared

0.00

None

468.32K

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares221.90K

TypeSH

Market value$45.18M

5.74%

Sole

0.00

Shared

0.00

None

221.90K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares801.91K

TypeSH

Market value$40.72M

5.17%

Sole

0.00

Shared

0.00

None

801.91K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL ENR

Shares450.23K

TypeSH

Market value$35.82M

4.55%

Sole

0.00

Shared

0.00

None

450.23K

SELECT SECTOR SPDR TR

SOLE

FINANCIAL

Shares664.25K

TypeSH

Market value$35.78M

4.55%

Sole

0.00

Shared

0.00

None

664.25K

FIRST TR EXCHANGE-TRADED FD

SOLE

SENIOR LN FD

Shares758.34K

TypeSH

Market value$34.76M

4.42%

Sole

0.00

Shared

0.00

None

758.34K

AMERICAN CENTY ETF TR

SOLE

DIVERSIFID CRP

Shares639.16K

TypeSH

Market value$30.43M

3.87%

Sole

0.00

Shared

0.00

None

639.16K

SPDR SERIES TRUST

SOLE

S&P DIVID ETF

Shares213.70K

TypeSH

Market value$29.93M

3.80%

Sole

0.00

Shared

0.00

None

213.70K

COLUMBIA ETF TR II

SOLE

EM CORE EX ETF

Shares799.11K

TypeSH

Market value$29.03M

3.69%

Sole

0.00

Shared

0.00

None

799.11K

FRANKLIN TEMPLETON ETF TR

SOLE

US TREASURY BOND

Shares1.34M

TypeSH

Market value$27.62M

3.51%

Sole

0.00

Shared

0.00

None

1.34M

FIRST TR EXCHANGE TRADED FD

SOLE

NASD TECH DIV

Shares276.40K

TypeSH

Market value$27.26M

3.46%

Sole

0.00

Shared

0.00

None

276.40K

SELECT SECTOR SPDR TR

SOLE

INDL

Shares171.72K

TypeSH

Market value$26.48M

3.36%

Sole

0.00

Shared

0.00

None

171.72K

PIMCO ETF TR

SOLE

ACTIVE BD ETF

Shares278.82K

TypeSH

Market value$26.03M

3.31%

Sole

0.00

Shared

0.00

None

278.82K

INVESCO EXCHANGE TRADED FD T

SOLE

DIVID ACHIEVEV

Shares500.10K

TypeSH

Market value$25.38M

3.22%

Sole

0.00

Shared

0.00

None

500.10K

FIRST TR EXCHANGE TRAD FD VI

SOLE

FST TR GLB FD

Shares978.68K

TypeSH

Market value$25.35M

3.22%

Sole

0.00

Shared

0.00

None

978.68K

SPDR SERIES TRUST

SOLE

PORTFOLIO CRPORT

Shares708.49K

TypeSH

Market value$20.99M

2.67%

Sole

0.00

Shared

0.00

None

708.49K

GLOBAL X FDS

SOLE

US PFD ETF

Shares1.08M

TypeSH

Market value$20.98M

2.67%

Sole

0.00

Shared

0.00

None

1.08M

AMERICAN CENTY ETF TR

SOLE

US SML CP VALU

Shares202.54K

TypeSH

Market value$20.16M

2.56%

Sole

0.00

Shared

0.00

None

202.54K

JANUS DETROIT STR TR

SOLE

HENDERSON SECURI

Shares376.72K

TypeSH

Market value$19.69M

2.50%

Sole

0.00

Shared

0.00

None

376.72K

GLOBAL X FDS

SOLE

X EMERGING MKT

Shares733.35K

TypeSH

Market value$17.45M

2.22%

Sole

0.00

Shared

0.00

None

733.35K

FIRST TR EXCHANGE-TRADED FD

SOLE

FT VEST S&P 500

Shares334.95K

TypeSH

Market value$16.51M

2.10%

Sole

0.00

Shared

0.00

None

334.95K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT ETF

Shares319.88K

TypeSH

Market value$16.23M

2.06%

Sole

0.00

Shared

0.00

None

319.88K

ISHARES TR

SOLE

RUS 2000 GRW ETF

Shares49.27K

TypeSH

Market value$15.78M

2.00%

Sole

0.00

Shared

0.00

None

49.27K

ISHARES TR

SOLE

S&P MC 400VL ETF

Shares103.45K

TypeSH

Market value$13.42M

1.71%

Sole

0.00

Shared

0.00

None

103.45K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	RUS 1000 GRW ETF	112.18K	SH	$52.54M 6.68%	112.18K
PIMCO ETF TRSOLE	ENHAN SHRT MA AC	468.32K	SH	$47.15M 5.99%	468.32K
ISHARES TRSOLE	RUS 1000 VAL ETF	221.90K	SH	$45.18M 5.74%	221.90K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	801.91K	SH	$40.72M 5.17%	801.91K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL ENR	450.23K	SH	$35.82M 4.55%	450.23K
SELECT SECTOR SPDR TRSOLE	FINANCIAL	664.25K	SH	$35.78M 4.55%	664.25K
FIRST TR EXCHANGE-TRADED FDSOLE	SENIOR LN FD	758.34K	SH	$34.76M 4.42%	758.34K
AMERICAN CENTY ETF TRSOLE	DIVERSIFID CRP	639.16K	SH	$30.43M 3.87%	639.16K
SPDR SERIES TRUSTSOLE	S&P DIVID ETF	213.70K	SH	$29.93M 3.80%	213.70K
COLUMBIA ETF TR IISOLE	EM CORE EX ETF	799.11K	SH	$29.03M 3.69%	799.11K
FRANKLIN TEMPLETON ETF TRSOLE	US TREASURY BOND	1.34M	SH	$27.62M 3.51%	1.34M
FIRST TR EXCHANGE TRADED FDSOLE	NASD TECH DIV	276.40K	SH	$27.26M 3.46%	276.40K
SELECT SECTOR SPDR TRSOLE	INDL	171.72K	SH	$26.48M 3.36%	171.72K
PIMCO ETF TRSOLE	ACTIVE BD ETF	278.82K	SH	$26.03M 3.31%	278.82K
INVESCO EXCHANGE TRADED FD TSOLE	DIVID ACHIEVEV	500.10K	SH	$25.38M 3.22%	500.10K
FIRST TR EXCHANGE TRAD FD VISOLE	FST TR GLB FD	978.68K	SH	$25.35M 3.22%	978.68K
SPDR SERIES TRUSTSOLE	PORTFOLIO CRPORT	708.49K	SH	$20.99M 2.67%	708.49K
GLOBAL X FDSSOLE	US PFD ETF	1.08M	SH	$20.98M 2.67%	1.08M
AMERICAN CENTY ETF TRSOLE	US SML CP VALU	202.54K	SH	$20.16M 2.56%	202.54K
JANUS DETROIT STR TRSOLE	HENDERSON SECURI	376.72K	SH	$19.69M 2.50%	376.72K
GLOBAL X FDSSOLE	X EMERGING MKT	733.35K	SH	$17.45M 2.22%	733.35K
FIRST TR EXCHANGE-TRADED FDSOLE	FT VEST S&P 500	334.95K	SH	$16.51M 2.10%	334.95K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT ETF	319.88K	SH	$16.23M 2.06%	319.88K
ISHARES TRSOLE	RUS 2000 GRW ETF	49.27K	SH	$15.78M 2.00%	49.27K
ISHARES TRSOLE	S&P MC 400VL ETF	103.45K	SH	$13.42M 1.71%	103.45K

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