Filed: 8/8/2025ACC: 0001420506-25-001797
📋 What this filing means
FLAHARTY ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 339 equity positions with a total reported market value of $485.43M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
339
Positions
$485.43M
Total AUM (reported)
7.73M
Total Shares
Allocation by class
RUS 1000 GRW ETF$46.33M9.5%
ENHAN SHRT MA AC$44.91M9.3%
RUS 1000 VAL ETF$41.45M8.5%
COM$34.11M7.0%
FINANCIAL$33.24M6.8%
SENIOR LN FD$33.22M6.8%
S&P DIVID ETF$27.46M5.7%
Portfolio Concentration
Top 3$132.70M27.3%
4–10$195.48M40.3%
11–25$117.40M24.2%
Rest$39.84M8.2%
Top 3 weight
27.3%
Top 10 weight
67.6%
Voting Authority Distribution
Total shares with voting rights: 7.73M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
7.73M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole339
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings339
Rows:
ISHARES TR
SOLEShares109.13K
TypeSH
Market value$46.33M
9.54%
Sole
0.00
Shared
0.00
None
109.13K
PIMCO ETF TR
SOLEShares446.74K
TypeSH
Market value$44.91M
9.25%
Sole
0.00
Shared
0.00
None
446.74K
ISHARES TR
SOLEShares213.41K
TypeSH
Market value$41.45M
8.54%
Sole
0.00
Shared
0.00
None
213.41K
SELECT SECTOR SPDR TR
SOLEShares634.76K
TypeSH
Market value$33.24M
6.85%
Sole
0.00
Shared
0.00
None
634.76K
FIRST TR EXCHANGE-TRADED FD
SOLEShares723.97K
TypeSH
Market value$33.22M
6.84%
Sole
0.00
Shared
0.00
None
723.97K
SPDR SERIES TRUST
SOLEShares202.32K
TypeSH
Market value$27.46M
5.66%
Sole
0.00
Shared
0.00
None
202.32K
COLUMBIA ETF TR II
SOLEShares789.44K
TypeSH
Market value$26.98M
5.56%
Sole
0.00
Shared
0.00
None
789.44K
FIRST TR EXCHANGE TRADED FD
SOLEShares1.61M
TypeSH
Market value$25.47M
5.25%
Sole
0.00
Shared
0.00
None
1.61M
PIMCO ETF TR
SOLEShares268.47K
TypeSH
Market value$24.75M
5.10%
Sole
0.00
Shared
0.00
None
268.47K
FIRST TR EXCHANGE TRADED FD
SOLEShares270.10K
TypeSH
Market value$24.36M
5.02%
Sole
0.00
Shared
0.00
None
270.10K
SELECT SECTOR SPDR TR
SOLEShares164.59K
TypeSH
Market value$24.28M
5.00%
Sole
0.00
Shared
0.00
None
164.59K
FIRST TR EXCHANGE TRAD FD VI
SOLEShares929.87K
TypeSH
Market value$22.94M
4.73%
Sole
0.00
Shared
0.00
None
929.87K
SPDR SERIES TRUST
SOLEShares680.22K
TypeSH
Market value$19.88M
4.09%
Sole
0.00
Shared
0.00
None
680.22K
ISHARES TR
SOLEShares47.39K
TypeSH
Market value$13.55M
2.79%
Sole
0.00
Shared
0.00
None
47.39K
ISHARES TR
SOLEShares98.83K
TypeSH
Market value$12.21M
2.52%
Sole
0.00
Shared
0.00
None
98.83K
MICROSOFT CORP
SOLEShares8.88K
TypeSH
Market value$4.42M
0.91%
Sole
0.00
Shared
0.00
None
8.88K
FIRST TR EXCHANGE TRADED FD
SOLEShares56.57K
TypeSH
Market value$3.55M
0.73%
Sole
0.00
Shared
0.00
None
56.57K
SPDR S&P 500 ETF TR
SOLEShares4.34K
TypeSH
Market value$2.68M
0.55%
Sole
0.00
Shared
0.00
None
4.34K
ISHARES TR
SOLEShares17.27K
TypeSH
Market value$2.29M
0.47%
Sole
0.00
Shared
0.00
None
17.27K
NVIDIA CORPORATION
SOLEShares13.80K
TypeSH
Market value$2.18M
0.45%
Sole
0.00
Shared
0.00
None
13.80K
APPLE INC
SOLEShares10.04K
TypeSH
Market value$2.06M
0.42%
Sole
0.00
Shared
0.00
None
10.04K
FIRST TR EXCHANGE-TRADED FD
SOLEShares7.59K
TypeSH
Market value$2.04M
0.42%
Sole
0.00
Shared
0.00
None
7.59K
FIRST TR EXCHANGE TRADED FD
SOLEShares13.63K
TypeSH
Market value$1.89M
0.39%
Sole
0.00
Shared
0.00
None
13.63K
JOHNSON & JOHNSON
SOLEShares11.52K
TypeSH
Market value$1.76M
0.36%
Sole
0.00
Shared
0.00
None
11.52K
CATERPILLAR INC
SOLEShares4.29K
TypeSH
Market value$1.67M
0.34%
Sole
0.00
Shared
0.00
None
4.29K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | RUS 1000 GRW ETF | 109.13K | SH | $46.33M 9.54% | 0.00 | 0.00 | 109.13K |
PIMCO ETF TRSOLE | ENHAN SHRT MA AC | 446.74K | SH | $44.91M 9.25% | 0.00 | 0.00 | 446.74K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 213.41K | SH | $41.45M 8.54% | 0.00 | 0.00 | 213.41K |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 634.76K | SH | $33.24M 6.85% | 0.00 | 0.00 | 634.76K |
FIRST TR EXCHANGE-TRADED FDSOLE | SENIOR LN FD | 723.97K | SH | $33.22M 6.84% | 0.00 | 0.00 | 723.97K |
SPDR SERIES TRUSTSOLE | S&P DIVID ETF | 202.32K | SH | $27.46M 5.66% | 0.00 | 0.00 | 202.32K |
COLUMBIA ETF TR IISOLE | EM CORE EX ETF | 789.44K | SH | $26.98M 5.56% | 0.00 | 0.00 | 789.44K |
FIRST TR EXCHANGE TRADED FDSOLE | MULTI ASSET DI | 1.61M | SH | $25.47M 5.25% | 0.00 | 0.00 | 1.61M |
PIMCO ETF TRSOLE | ACTIVE BD ETF | 268.47K | SH | $24.75M 5.10% | 0.00 | 0.00 | 268.47K |
FIRST TR EXCHANGE TRADED FDSOLE | NASD TECH DIV | 270.10K | SH | $24.36M 5.02% | 0.00 | 0.00 | 270.10K |
SELECT SECTOR SPDR TRSOLE | INDL | 164.59K | SH | $24.28M 5.00% | 0.00 | 0.00 | 164.59K |
FIRST TR EXCHANGE TRAD FD VISOLE | FST TR GLB FD | 929.87K | SH | $22.94M 4.73% | 0.00 | 0.00 | 929.87K |
SPDR SERIES TRUSTSOLE | PORTFOLIO CRPORT | 680.22K | SH | $19.88M 4.09% | 0.00 | 0.00 | 680.22K |
ISHARES TRSOLE | RUS 2000 GRW ETF | 47.39K | SH | $13.55M 2.79% | 0.00 | 0.00 | 47.39K |
ISHARES TRSOLE | S&P MC 400VL ETF | 98.83K | SH | $12.21M 2.52% | 0.00 | 0.00 | 98.83K |
MICROSOFT CORPSOLE | COM | 8.88K | SH | $4.42M 0.91% | 0.00 | 0.00 | 8.88K |
FIRST TR EXCHANGE TRADED FDSOLE | RISNG DIVD ACHIV | 56.57K | SH | $3.55M 0.73% | 0.00 | 0.00 | 56.57K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 4.34K | SH | $2.68M 0.55% | 0.00 | 0.00 | 4.34K |
ISHARES TRSOLE | SELECT DIVID ETF | 17.27K | SH | $2.29M 0.47% | 0.00 | 0.00 | 17.27K |
NVIDIA CORPORATIONSOLE | COM | 13.80K | SH | $2.18M 0.45% | 0.00 | 0.00 | 13.80K |
APPLE INCSOLE | COM | 10.04K | SH | $2.06M 0.42% | 0.00 | 0.00 | 10.04K |
FIRST TR EXCHANGE-TRADED FDSOLE | DJ INTERNT IDX | 7.59K | SH | $2.04M 0.42% | 0.00 | 0.00 | 7.59K |
FIRST TR EXCHANGE TRADED FDSOLE | NASDQ CLN EDGE | 13.63K | SH | $1.89M 0.39% | 0.00 | 0.00 | 13.63K |
JOHNSON & JOHNSONSOLE | COM | 11.52K | SH | $1.76M 0.36% | 0.00 | 0.00 | 11.52K |
CATERPILLAR INCSOLE | COM | 4.29K | SH | $1.67M 0.34% | 0.00 | 0.00 | 4.29K |
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