FLAHARTY ASSET MANAGEMENT, LLC

Filed: 10/18/2024ACC: 0001420506-24-002140

📋 What this filing means

FLAHARTY ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 447 equity positions with a total reported market value of $711.23M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

447

Positions

$711.23M

Total AUM (reported)

12.68M

Total Shares

Allocation by class

RUS 1000 GRW ETF$48.90M6.9%

ENHAN SHRT MA AC$44.61M6.3%

RUS 1000 VAL ETF$43.59M6.1%

DIVID ACHIEVEV$38.17M5.4%

SENIOR LN FD$34.17M4.8%

COM$32.70M4.6%

SBI CONS STPLS$32.50M4.6%

Portfolio Concentration

Top 3$137.10M19.3%

4–10$219.61M30.9%

11–25$266.34M37.4%

Rest$88.18M12.4%

Top 3 weight

19.3%

Top 10 weight

50.2%

Voting Authority Distribution

Total shares with voting rights: 12.68M

Sole

Full voting authority

347.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

12.68M

% of voting shares100.0%

Investment Discretion (by position count)

Sole447

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings447

Rows:

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares130.27K

TypeSH

Market value$48.90M

6.88%

Sole

0.00

Shared

0.00

None

130.27K

PIMCO ETF TR

SOLE

ENHAN SHRT MA AC

Shares443.07K

TypeSH

Market value$44.61M

6.27%

Sole

0.00

Shared

0.00

None

443.07K

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares229.66K

TypeSH

Market value$43.59M

6.13%

Sole

0.00

Shared

0.00

None

229.66K

INVESCO EXCHANGE TRADED FD T

SOLE

DIVID ACHIEVEV

Shares819.91K

TypeSH

Market value$38.17M

5.37%

Sole

0.00

Shared

0.00

None

819.91K

FIRST TR EXCHANGE-TRADED FD

SOLE

SENIOR LN FD

Shares744.60K

TypeSH

Market value$34.17M

4.80%

Sole

0.00

Shared

0.00

None

744.60K

SELECT SECTOR SPDR TR

SOLE

SBI CONS STPLS

Shares391.60K

TypeSH

Market value$32.50M

4.57%

Sole

0.00

Shared

0.00

None

391.60K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares623.56K

TypeSH

Market value$31.73M

4.46%

Sole

0.00

Shared

0.00

None

623.56K

SPDR SER TR

SOLE

S&P DIVID ETF

Shares202K

TypeSH

Market value$28.69M

4.03%

Sole

0.00

Shared

0.00

None

202K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT ETF

Shares555.03K

TypeSH

Market value$28.16M

3.96%

Sole

0.00

Shared

0.00

None

555.03K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL ENR

Shares341.67K

TypeSH

Market value$26.19M

3.68%

Sole

0.00

Shared

0.00

None

341.67K

FIRST TR EXCHANGE-TRADED FD

SOLE

NASD TECH DIV

Shares303.62K

TypeSH

Market value$24.38M

3.43%

Sole

0.00

Shared

0.00

None

303.62K

FIRST TR EXCHANGE-TRADED FD

SOLE

MULTI ASSET DI

Shares1.38M

TypeSH

Market value$22.94M

3.23%

Sole

0.00

Shared

0.00

None

1.38M

FIRST TR EXCHANGE TRAD FD VI

SOLE

FST TR GLB FD

Shares914.34K

TypeSH

Market value$21.66M

3.05%

Sole

0.00

Shared

0.00

None

914.34K

PIMCO ETF TR

SOLE

ACTIVE BD ETF

Shares220.47K

TypeSH

Market value$20.86M

2.93%

Sole

0.00

Shared

0.00

None

220.47K

SELECT SECTOR SPDR TR

SOLE

FINANCIAL

Shares447.14K

TypeSH

Market value$20.26M

2.85%

Sole

0.00

Shared

0.00

None

447.14K

AMERICAN CENTY ETF TR

SOLE

DIVERSIFID CRP

Shares417.87K

TypeSH

Market value$20.19M

2.84%

Sole

0.00

Shared

0.00

None

417.87K

GLOBAL X FDS

SOLE

US PFD ETF

Shares927.09K

TypeSH

Market value$19.26M

2.71%

Sole

0.00

Shared

0.00

None

927.09K

SPDR SER TR

SOLE

PORTFOLIO CRPORT

Shares620.29K

TypeSH

Market value$18.63M

2.62%

Sole

0.00

Shared

0.00

None

620.29K

AMERICAN CENTY ETF TR

SOLE

US SML CP VALU

Shares175K

TypeSH

Market value$16.79M

2.36%

Sole

0.00

Shared

0.00

None

175K

COLUMBIA ETF TR II

SOLE

EM CORE EX ETF

Shares493.70K

TypeSH

Market value$16.13M

2.27%

Sole

0.00

Shared

0.00

None

493.70K

SPDR SER TR

SOLE

PORTFOLIO INTRMD

Shares463.34K

TypeSH

Market value$15.62M

2.20%

Sole

0.00

Shared

0.00

None

463.34K

FIRST TR EXCHANGE-TRADED FD

SOLE

FT VEST S&P 500

Shares279.82K

TypeSH

Market value$15.24M

2.14%

Sole

0.00

Shared

0.00

None

279.82K

ISHARES TR

SOLE

RUS 2000 GRW ETF

Shares51.61K

TypeSH

Market value$14.66M

2.06%

Sole

0.00

Shared

0.00

None

51.61K

ISHARES TR

SOLE

S&P MC 400VL ETF

Shares103.96K

TypeSH

Market value$12.85M

1.81%

Sole

0.00

Shared

0.00

None

103.96K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares14.06K

TypeSH

Market value$6.86M

0.96%

Sole

0.00

Shared

0.00

None

14.06K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	RUS 1000 GRW ETF	130.27K	SH	$48.90M 6.88%	130.27K
PIMCO ETF TRSOLE	ENHAN SHRT MA AC	443.07K	SH	$44.61M 6.27%	443.07K
ISHARES TRSOLE	RUS 1000 VAL ETF	229.66K	SH	$43.59M 6.13%	229.66K
INVESCO EXCHANGE TRADED FD TSOLE	DIVID ACHIEVEV	819.91K	SH	$38.17M 5.37%	819.91K
FIRST TR EXCHANGE-TRADED FDSOLE	SENIOR LN FD	744.60K	SH	$34.17M 4.80%	744.60K
SELECT SECTOR SPDR TRSOLE	SBI CONS STPLS	391.60K	SH	$32.50M 4.57%	391.60K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	623.56K	SH	$31.73M 4.46%	623.56K
SPDR SER TRSOLE	S&P DIVID ETF	202K	SH	$28.69M 4.03%	202K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT ETF	555.03K	SH	$28.16M 3.96%	555.03K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL ENR	341.67K	SH	$26.19M 3.68%	341.67K
FIRST TR EXCHANGE-TRADED FDSOLE	NASD TECH DIV	303.62K	SH	$24.38M 3.43%	303.62K
FIRST TR EXCHANGE-TRADED FDSOLE	MULTI ASSET DI	1.38M	SH	$22.94M 3.23%	1.38M
FIRST TR EXCHANGE TRAD FD VISOLE	FST TR GLB FD	914.34K	SH	$21.66M 3.05%	914.34K
PIMCO ETF TRSOLE	ACTIVE BD ETF	220.47K	SH	$20.86M 2.93%	220.47K
SELECT SECTOR SPDR TRSOLE	FINANCIAL	447.14K	SH	$20.26M 2.85%	447.14K
AMERICAN CENTY ETF TRSOLE	DIVERSIFID CRP	417.87K	SH	$20.19M 2.84%	417.87K
GLOBAL X FDSSOLE	US PFD ETF	927.09K	SH	$19.26M 2.71%	927.09K
SPDR SER TRSOLE	PORTFOLIO CRPORT	620.29K	SH	$18.63M 2.62%	620.29K
AMERICAN CENTY ETF TRSOLE	US SML CP VALU	175K	SH	$16.79M 2.36%	175K
COLUMBIA ETF TR IISOLE	EM CORE EX ETF	493.70K	SH	$16.13M 2.27%	493.70K
SPDR SER TRSOLE	PORTFOLIO INTRMD	463.34K	SH	$15.62M 2.20%	463.34K
FIRST TR EXCHANGE-TRADED FDSOLE	FT VEST S&P 500	279.82K	SH	$15.24M 2.14%	279.82K
ISHARES TRSOLE	RUS 2000 GRW ETF	51.61K	SH	$14.66M 2.06%	51.61K
ISHARES TRSOLE	S&P MC 400VL ETF	103.96K	SH	$12.85M 1.81%	103.96K
INVESCO QQQ TRSOLE	UNIT SER 1	14.06K	SH	$6.86M 0.96%	14.06K

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