FLAHARTY ASSET MANAGEMENT, LLC

Filed: 8/1/2024ACC: 0001420506-24-001237

📋 What this filing means

FLAHARTY ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 119 equity positions with a total reported market value of $676.85M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

119

Positions

$676.85M

Total AUM (reported)

12.58M

Total Shares

Allocation by class

RUS 1000 GRW ETF$48.20M7.1%

RUS 1000 VAL ETF$40.46M6.0%

ENHAN SHRT MA AC$37.17M5.5%

DIVID ACHIEVEV$35.50M5.2%

SENIOR LN FD$33.89M5.0%

HENDRSON AAA CL$31.86M4.7%

SBI CONS STPLS$30.21M4.5%

Portfolio Concentration

Top 3$125.82M18.6%

4–10$212.57M31.4%

11–25$260.56M38.5%

Rest$77.90M11.5%

Top 3 weight

18.6%

Top 10 weight

50.0%

Voting Authority Distribution

Total shares with voting rights: 12.58M

Sole

Full voting authority

159.08K

% of voting shares1.3%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

12.42M

% of voting shares98.7%

Investment Discretion (by position count)

Sole119

Shared0

Other0

Dominant voting typeNone · 98.7% of voting shares

Institutional Holdings119

Rows:

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares132.22K

TypeSH

Market value$48.20M

7.12%

Sole

1.18K

Shared

0.00

None

131.04K

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares231.89K

TypeSH

Market value$40.46M

5.98%

Sole

2.33K

Shared

0.00

None

229.56K

PIMCO ETF TR

SOLE

ENHAN SHRT MA AC

Shares369.26K

TypeSH

Market value$37.17M

5.49%

Sole

4.56K

Shared

0.00

None

364.70K

INVESCO EXCHANGE TRADED FD T

SOLE

DIVID ACHIEVEV

Shares831.89K

TypeSH

Market value$35.50M

5.24%

Sole

8.80K

Shared

0.00

None

823.08K

FIRST TR EXCHANGE-TRADED FD

SOLE

SENIOR LN FD

Shares741.33K

TypeSH

Market value$33.89M

5.01%

Sole

11.47K

Shared

0.00

None

729.85K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares626.09K

TypeSH

Market value$31.86M

4.71%

Sole

9.79K

Shared

0.00

None

616.29K

SELECT SECTOR SPDR TR

SOLE

SBI CONS STPLS

Shares394.50K

TypeSH

Market value$30.21M

4.46%

Sole

4.25K

Shared

0.00

None

390.24K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares550.65K

TypeSH

Market value$27.79M

4.11%

Sole

9.13K

Shared

0.00

None

541.52K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL ENR

Shares342.66K

TypeSH

Market value$27.63M

4.08%

Sole

3.59K

Shared

0.00

None

339.08K

SPDR SER TR

SOLE

S&P DIVID ETF

Shares202.11K

TypeSH

Market value$25.70M

3.80%

Sole

2.14K

Shared

0.00

None

199.97K

ISHARES TR

SOLE

U.S. MED DVC ETF

Shares431.78K

TypeSH

Market value$24.20M

3.57%

Sole

4.47K

Shared

0.00

None

427.31K

FIRST TR EXCHANGE-TRADED FD

SOLE

NASD TECH DIV

Shares309.28K

TypeSH

Market value$23.40M

3.46%

Sole

3.09K

Shared

0.00

None

306.19K

FIRST TR EXCHANGE TRAD FD VI

SOLE

FST TR GLB FD

Shares958.34K

TypeSH

Market value$22.91M

3.39%

Sole

11.94K

Shared

0.00

None

946.40K

FIRST TR EXCHANGE-TRADED FD

SOLE

MULTI ASSET DI

Shares1.35M

TypeSH

Market value$21.28M

3.14%

Sole

22.04K

Shared

0.00

None

1.33M

PIMCO ETF TR

SOLE

ACTIVE BD ETF

Shares214.76K

TypeSH

Market value$19.56M

2.89%

Sole

3.35K

Shared

0.00

None

211.41K

GLOBAL X FDS

SOLE

US PFD ETF

Shares954.15K

TypeSH

Market value$18.78M

2.77%

Sole

14.16K

Shared

0.00

None

939.99K

AMERICAN CENTY ETF TR

SOLE

DIVERSIFID CRP

Shares405.42K

TypeSH

Market value$18.66M

2.76%

Sole

6.71K

Shared

0.00

None

398.71K

SPDR SER TR

SOLE

PORTFOLIO CRPORT

Shares641.54K

TypeSH

Market value$18.41M

2.72%

Sole

9.93K

Shared

0.00

None

631.62K

COLUMBIA ETF TR II

SOLE

EM CORE EX ETF

Shares501.68K

TypeSH

Market value$16.01M

2.37%

Sole

5.18K

Shared

0.00

None

496.50K

AMERICAN CENTY ETF TR

SOLE

US SML CP VALU

Shares177.68K

TypeSH

Market value$15.94M

2.36%

Sole

1.91K

Shared

0.00

None

175.77K

SPDR SER TR

SOLE

PORTFOLIO INTRMD

Shares453.83K

TypeSH

Market value$14.78M

2.18%

Sole

7.34K

Shared

0.00

None

446.49K

FIRST TR EXCHANGE-TRADED FD

SOLE

FT VEST S&P 500

Shares274.84K

TypeSH

Market value$13.88M

2.05%

Sole

3.86K

Shared

0.00

None

270.98K

ISHARES TR

SOLE

RUS 2000 GRW ETF

Shares51.70K

TypeSH

Market value$13.57M

2.01%

Sole

542.00

Shared

0.00

None

51.16K

ISHARES TR

SOLE

S&P MC 400VL ETF

Shares104.45K

TypeSH

Market value$11.85M

1.75%

Sole

1.06K

Shared

0.00

None

103.39K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares15.27K

TypeSH

Market value$7.32M

1.08%

Sole

195.00

Shared

0.00

None

15.08K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	RUS 1000 GRW ETF	132.22K	SH	$48.20M 7.12%	1.18K	131.04K
ISHARES TRSOLE	RUS 1000 VAL ETF	231.89K	SH	$40.46M 5.98%	2.33K	229.56K
PIMCO ETF TRSOLE	ENHAN SHRT MA AC	369.26K	SH	$37.17M 5.49%	4.56K	364.70K
INVESCO EXCHANGE TRADED FD TSOLE	DIVID ACHIEVEV	831.89K	SH	$35.50M 5.24%	8.80K	823.08K
FIRST TR EXCHANGE-TRADED FDSOLE	SENIOR LN FD	741.33K	SH	$33.89M 5.01%	11.47K	729.85K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	626.09K	SH	$31.86M 4.71%	9.79K	616.29K
SELECT SECTOR SPDR TRSOLE	SBI CONS STPLS	394.50K	SH	$30.21M 4.46%	4.25K	390.24K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	550.65K	SH	$27.79M 4.11%	9.13K	541.52K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL ENR	342.66K	SH	$27.63M 4.08%	3.59K	339.08K
SPDR SER TRSOLE	S&P DIVID ETF	202.11K	SH	$25.70M 3.80%	2.14K	199.97K
ISHARES TRSOLE	U.S. MED DVC ETF	431.78K	SH	$24.20M 3.57%	4.47K	427.31K
FIRST TR EXCHANGE-TRADED FDSOLE	NASD TECH DIV	309.28K	SH	$23.40M 3.46%	3.09K	306.19K
FIRST TR EXCHANGE TRAD FD VISOLE	FST TR GLB FD	958.34K	SH	$22.91M 3.39%	11.94K	946.40K
FIRST TR EXCHANGE-TRADED FDSOLE	MULTI ASSET DI	1.35M	SH	$21.28M 3.14%	22.04K	1.33M
PIMCO ETF TRSOLE	ACTIVE BD ETF	214.76K	SH	$19.56M 2.89%	3.35K	211.41K
GLOBAL X FDSSOLE	US PFD ETF	954.15K	SH	$18.78M 2.77%	14.16K	939.99K
AMERICAN CENTY ETF TRSOLE	DIVERSIFID CRP	405.42K	SH	$18.66M 2.76%	6.71K	398.71K
SPDR SER TRSOLE	PORTFOLIO CRPORT	641.54K	SH	$18.41M 2.72%	9.93K	631.62K
COLUMBIA ETF TR IISOLE	EM CORE EX ETF	501.68K	SH	$16.01M 2.37%	5.18K	496.50K
AMERICAN CENTY ETF TRSOLE	US SML CP VALU	177.68K	SH	$15.94M 2.36%	1.91K	175.77K
SPDR SER TRSOLE	PORTFOLIO INTRMD	453.83K	SH	$14.78M 2.18%	7.34K	446.49K
FIRST TR EXCHANGE-TRADED FDSOLE	FT VEST S&P 500	274.84K	SH	$13.88M 2.05%	3.86K	270.98K
ISHARES TRSOLE	RUS 2000 GRW ETF	51.70K	SH	$13.57M 2.01%	542.00	51.16K
ISHARES TRSOLE	S&P MC 400VL ETF	104.45K	SH	$11.85M 1.75%	1.06K	103.39K
INVESCO QQQ TRSOLE	UNIT SER 1	15.27K	SH	$7.32M 1.08%	195.00	15.08K

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