FLAHARTY ASSET MANAGEMENT, LLC

Filed: 5/14/2024ACC: 0001420506-24-000832

📋 What this filing means

FLAHARTY ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 118 equity positions with a total reported market value of $673.78M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

118

Positions

$673.78M

Total AUM (reported)

12.46M

Total Shares

Allocation by class

RUS 1000 GRW ETF$44.65M6.6%

RUS 1000 VAL ETF$41.31M6.1%

ENHAN SHRT MA AC$38.08M5.7%

DIVID ACHIEVEV$35.05M5.2%

SENIOR LN FD$33.67M5.0%

HENDRSON AAA CL$31.31M4.6%

SBI CONS STPLS$29.98M4.4%

Portfolio Concentration

Top 3$124.03M18.4%

4–10$212.33M31.5%

11–25$255.83M38.0%

Rest$81.58M12.1%

Top 3 weight

18.4%

Top 10 weight

49.9%

Voting Authority Distribution

Total shares with voting rights: 12.46M

Sole

Full voting authority

181.64K

% of voting shares1.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

12.28M

% of voting shares98.5%

Investment Discretion (by position count)

Sole118

Shared0

Other0

Dominant voting typeNone · 98.5% of voting shares

Institutional Holdings118

Rows:

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares132.46K

TypeSH

Market value$44.65M

6.63%

Sole

1.09K

Shared

0.00

None

131.37K

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares230.62K

TypeSH

Market value$41.31M

6.13%

Sole

2.07K

Shared

0.00

None

228.54K

PIMCO ETF TR

SOLE

ENHAN SHRT MA AC

Shares378.77K

TypeSH

Market value$38.08M

5.65%

Sole

4.47K

Shared

0.00

None

374.30K

INVESCO EXCHANGE TRADED FD T

SOLE

DIVID ACHIEVEV

Shares823.38K

TypeSH

Market value$35.05M

5.20%

Sole

8.29K

Shared

0.00

None

815.09K

FIRST TR EXCHANGE-TRADED FD

SOLE

SENIOR LN FD

Shares728.53K

TypeSH

Market value$33.67M

5.00%

Sole

10.67K

Shared

0.00

None

717.86K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares616.97K

TypeSH

Market value$31.31M

4.65%

Sole

8.48K

Shared

0.00

None

608.50K

SELECT SECTOR SPDR TR

SOLE

SBI CONS STPLS

Shares392.58K

TypeSH

Market value$29.98M

4.45%

Sole

4.39K

Shared

0.00

None

388.18K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL ENR

Shares345.18K

TypeSH

Market value$28.68M

4.26%

Sole

3.30K

Shared

0.00

None

341.88K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares540.50K

TypeSH

Market value$27.27M

4.05%

Sole

7.93K

Shared

0.00

None

532.57K

SPDR SER TR

SOLE

S&P DIVID ETF

Shares201.02K

TypeSH

Market value$26.38M

3.92%

Sole

2.04K

Shared

0.00

None

198.98K

ISHARES TR

SOLE

U.S. MED DVC ETF

Shares423.54K

TypeSH

Market value$24.82M

3.68%

Sole

4.64K

Shared

0.00

None

418.90K

FIRST TR EXCHANGE TRAD FD VI

SOLE

FST TR GLB FD

Shares957.31K

TypeSH

Market value$22.71M

3.37%

Sole

9.35K

Shared

0.00

None

947.96K

FIRST TR EXCHANGE-TRADED FD

SOLE

NASD TECH DIV

Shares310.21K

TypeSH

Market value$21.61M

3.21%

Sole

3.02K

Shared

0.00

None

307.19K

FIRST TR EXCHANGE-TRADED FD

SOLE

MULTI ASSET DI

Shares1.33M

TypeSH

Market value$21.01M

3.12%

Sole

10.65K

Shared

0.00

None

1.32M

PIMCO ETF TR

SOLE

ACTIVE BD ETF

Shares210.45K

TypeSH

Market value$19.33M

2.87%

Sole

3.11K

Shared

0.00

None

207.34K

GLOBAL X FDS

SOLE

US PFD ETF

Shares948.21K

TypeSH

Market value$19.12M

2.84%

Sole

15.23K

Shared

0.00

None

932.98K

SPDR SER TR

SOLE

PORTFOLIO CRPORT

Shares627.99K

TypeSH

Market value$18.28M

2.71%

Sole

5.98K

Shared

0.00

None

622.01K

AMERICAN CENTY ETF TR

SOLE

DIVERSIFID CRP

Shares393.13K

TypeSH

Market value$18.19M

2.70%

Sole

3.19K

Shared

0.00

None

389.94K

COLUMBIA ETF TR II

SOLE

EM CORE EX ETF

Shares493.59K

TypeSH

Market value$15.35M

2.28%

Sole

5.42K

Shared

0.00

None

488.17K

SPDR SER TR

SOLE

PORTFOLIO INTRMD

Shares441.94K

TypeSH

Market value$14.45M

2.14%

Sole

3.50K

Shared

0.00

None

438.44K

FIRST TR EXCHANGE-TRADED FD

SOLE

FT VEST S&P 500

Shares266.12K

TypeSH

Market value$14.29M

2.12%

Sole

2.83K

Shared

0.00

None

263.28K

ISHARES TR

SOLE

RUS 2000 GRW ETF

Shares51.64K

TypeSH

Market value$13.98M

2.08%

Sole

564.00

Shared

0.00

None

51.08K

ISHARES TR

SOLE

RUS 2000 VAL ETF

Shares84.95K

TypeSH

Market value$13.49M

2.00%

Sole

1.20K

Shared

0.00

None

83.75K

ISHARES TR

SOLE

S&P MC 400VL ETF

Shares103.34K

TypeSH

Market value$12.22M

1.81%

Sole

1.35K

Shared

0.00

None

102K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares15.71K

TypeSH

Market value$6.98M

1.04%

Sole

306.00

Shared

0.00

None

15.41K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	RUS 1000 GRW ETF	132.46K	SH	$44.65M 6.63%	1.09K	131.37K
ISHARES TRSOLE	RUS 1000 VAL ETF	230.62K	SH	$41.31M 6.13%	2.07K	228.54K
PIMCO ETF TRSOLE	ENHAN SHRT MA AC	378.77K	SH	$38.08M 5.65%	4.47K	374.30K
INVESCO EXCHANGE TRADED FD TSOLE	DIVID ACHIEVEV	823.38K	SH	$35.05M 5.20%	8.29K	815.09K
FIRST TR EXCHANGE-TRADED FDSOLE	SENIOR LN FD	728.53K	SH	$33.67M 5.00%	10.67K	717.86K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	616.97K	SH	$31.31M 4.65%	8.48K	608.50K
SELECT SECTOR SPDR TRSOLE	SBI CONS STPLS	392.58K	SH	$29.98M 4.45%	4.39K	388.18K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL ENR	345.18K	SH	$28.68M 4.26%	3.30K	341.88K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	540.50K	SH	$27.27M 4.05%	7.93K	532.57K
SPDR SER TRSOLE	S&P DIVID ETF	201.02K	SH	$26.38M 3.92%	2.04K	198.98K
ISHARES TRSOLE	U.S. MED DVC ETF	423.54K	SH	$24.82M 3.68%	4.64K	418.90K
FIRST TR EXCHANGE TRAD FD VISOLE	FST TR GLB FD	957.31K	SH	$22.71M 3.37%	9.35K	947.96K
FIRST TR EXCHANGE-TRADED FDSOLE	NASD TECH DIV	310.21K	SH	$21.61M 3.21%	3.02K	307.19K
FIRST TR EXCHANGE-TRADED FDSOLE	MULTI ASSET DI	1.33M	SH	$21.01M 3.12%	10.65K	1.32M
PIMCO ETF TRSOLE	ACTIVE BD ETF	210.45K	SH	$19.33M 2.87%	3.11K	207.34K
GLOBAL X FDSSOLE	US PFD ETF	948.21K	SH	$19.12M 2.84%	15.23K	932.98K
SPDR SER TRSOLE	PORTFOLIO CRPORT	627.99K	SH	$18.28M 2.71%	5.98K	622.01K
AMERICAN CENTY ETF TRSOLE	DIVERSIFID CRP	393.13K	SH	$18.19M 2.70%	3.19K	389.94K
COLUMBIA ETF TR IISOLE	EM CORE EX ETF	493.59K	SH	$15.35M 2.28%	5.42K	488.17K
SPDR SER TRSOLE	PORTFOLIO INTRMD	441.94K	SH	$14.45M 2.14%	3.50K	438.44K
FIRST TR EXCHANGE-TRADED FDSOLE	FT VEST S&P 500	266.12K	SH	$14.29M 2.12%	2.83K	263.28K
ISHARES TRSOLE	RUS 2000 GRW ETF	51.64K	SH	$13.98M 2.08%	564.00	51.08K
ISHARES TRSOLE	RUS 2000 VAL ETF	84.95K	SH	$13.49M 2.00%	1.20K	83.75K
ISHARES TRSOLE	S&P MC 400VL ETF	103.34K	SH	$12.22M 1.81%	1.35K	102K
INVESCO QQQ TRSOLE	UNIT SER 1	15.71K	SH	$6.98M 1.04%	306.00	15.41K

Page 1 of 5

…