FLAHARTY ASSET MANAGEMENT, LLC

Filed: 2/5/2024ACC: 0001420506-24-000135

📋 What this filing means

FLAHARTY ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 117 equity positions with a total reported market value of $633.07M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

117

Positions

$633.07M

Total AUM (reported)

12.11M

Total Shares

Allocation by class

RUS 1000 GRW ETF$47.69M7.5%

RUS 1000 VAL ETF$40.27M6.4%

ENHAN SHRT MA AC$38.14M6.0%

SENIOR LN FD$36.07M5.7%

HENDRSON AAA CL$31.38M5.0%

DIVID ACHIEVEV$30.02M4.7%

NASD TECH DIV$28.99M4.6%

Portfolio Concentration

Top 3$126.09M19.9%

4–10$200.30M31.6%

11–25$232.18M36.7%

Rest$74.50M11.8%

Top 3 weight

19.9%

Top 10 weight

51.6%

Voting Authority Distribution

Total shares with voting rights: 12.11M

Sole

Full voting authority

177.90K

% of voting shares1.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

11.93M

% of voting shares98.5%

Investment Discretion (by position count)

Sole117

Shared0

Other0

Dominant voting typeNone · 98.5% of voting shares

Institutional Holdings117

Rows:

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares157.29K

TypeSH

Market value$47.69M

7.53%

Sole

1.34K

Shared

0.00

None

155.95K

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares243.68K

TypeSH

Market value$40.27M

6.36%

Sole

2.19K

Shared

0.00

None

241.49K

PIMCO ETF TR

SOLE

ENHAN SHRT MA AC

Shares382.20K

TypeSH

Market value$38.14M

6.02%

Sole

4.99K

Shared

0.00

None

377.21K

FIRST TR EXCHANGE-TRADED FD

SOLE

SENIOR LN FD

Shares782.86K

TypeSH

Market value$36.07M

5.70%

Sole

11.43K

Shared

0.00

None

771.43K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares623.91K

TypeSH

Market value$31.38M

4.96%

Sole

8.71K

Shared

0.00

None

615.20K

INVESCO EXCHANGE TRADED FD T

SOLE

DIVID ACHIEVEV

Shares752.53K

TypeSH

Market value$30.02M

4.74%

Sole

7.72K

Shared

0.00

None

744.81K

FIRST TR EXCHANGE-TRADED FD

SOLE

NASD TECH DIV

Shares452.41K

TypeSH

Market value$28.99M

4.58%

Sole

4.19K

Shared

0.00

None

448.22K

GLOBAL X FDS

SOLE

US PFD ETF

Shares1.29M

TypeSH

Market value$24.99M

3.95%

Sole

18.86K

Shared

0.00

None

1.27M

SELECT SECTOR SPDR TR

SOLE

SBI CONS STPLS

Shares342.27K

TypeSH

Market value$24.65M

3.89%

Sole

3.45K

Shared

0.00

None

338.82K

FIRST TR EXCHANGE-TRADED FD

SOLE

MULTI ASSET DI

Shares1.55M

TypeSH

Market value$24.20M

3.82%

Sole

13.09K

Shared

0.00

None

1.53M

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares470.39K

TypeSH

Market value$23.63M

3.73%

Sole

7.55K

Shared

0.00

None

462.83K

SPDR SER TR

SOLE

S&P DIVID ETF

Shares175.13K

TypeSH

Market value$21.89M

3.46%

Sole

1.58K

Shared

0.00

None

173.55K

PIMCO ETF TR

SOLE

ACTIVE BD ETF

Shares234.71K

TypeSH

Market value$21.70M

3.43%

Sole

3.39K

Shared

0.00

None

231.31K

ISHARES TR

SOLE

U.S. MED DVC ETF

Shares378.43K

TypeSH

Market value$20.42M

3.23%

Sole

4.10K

Shared

0.00

None

374.33K

AMERICAN CENTY ETF TR

SOLE

DIVERSIFID CRP

Shares438.30K

TypeSH

Market value$20.39M

3.22%

Sole

3.59K

Shared

0.00

None

434.71K

SPDR SER TR

SOLE

PORTFOLIO CRPORT

Shares651.51K

TypeSH

Market value$19.16M

3.03%

Sole

6.30K

Shared

0.00

None

645.21K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL ENR

Shares259.74K

TypeSH

Market value$19.15M

3.02%

Sole

2.38K

Shared

0.00

None

257.36K

FIRST TR EXCHANGE TRAD FD VI

SOLE

FST TR GLB FD

Shares737.27K

TypeSH

Market value$16.54M

2.61%

Sole

6.78K

Shared

0.00

None

730.49K

ISHARES TR

SOLE

RUS 2000 GRW ETF

Shares60.67K

TypeSH

Market value$15.30M

2.42%

Sole

683.00

Shared

0.00

None

59.98K

SPDR SER TR

SOLE

PORTFOLIO INTRMD

Shares459.75K

TypeSH

Market value$15.09M

2.38%

Sole

3.82K

Shared

0.00

None

455.93K

ISHARES TR

SOLE

RUS 2000 VAL ETF

Shares87.44K

TypeSH

Market value$13.58M

2.15%

Sole

1.24K

Shared

0.00

None

86.20K

ISHARES TR

SOLE

S&P MC 400VL ETF

Shares90.43K

TypeSH

Market value$10.31M

1.63%

Sole

1.18K

Shared

0.00

None

89.25K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares18.85K

TypeSH

Market value$7.72M

1.22%

Sole

448.00

Shared

0.00

None

18.40K

FIRST TR EXCHANGE-TRADED FD

SOLE

FST LOW OPPT EFT

Shares75.51K

TypeSH

Market value$3.65M

0.58%

Sole

3.31K

Shared

0.00

None

72.20K

MICROSOFT CORP

SOLE

COM

Shares9.68K

TypeSH

Market value$3.64M

0.58%

Sole

0.00

Shared

0.00

None

9.68K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	RUS 1000 GRW ETF	157.29K	SH	$47.69M 7.53%	1.34K	155.95K
ISHARES TRSOLE	RUS 1000 VAL ETF	243.68K	SH	$40.27M 6.36%	2.19K	241.49K
PIMCO ETF TRSOLE	ENHAN SHRT MA AC	382.20K	SH	$38.14M 6.02%	4.99K	377.21K
FIRST TR EXCHANGE-TRADED FDSOLE	SENIOR LN FD	782.86K	SH	$36.07M 5.70%	11.43K	771.43K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	623.91K	SH	$31.38M 4.96%	8.71K	615.20K
INVESCO EXCHANGE TRADED FD TSOLE	DIVID ACHIEVEV	752.53K	SH	$30.02M 4.74%	7.72K	744.81K
FIRST TR EXCHANGE-TRADED FDSOLE	NASD TECH DIV	452.41K	SH	$28.99M 4.58%	4.19K	448.22K
GLOBAL X FDSSOLE	US PFD ETF	1.29M	SH	$24.99M 3.95%	18.86K	1.27M
SELECT SECTOR SPDR TRSOLE	SBI CONS STPLS	342.27K	SH	$24.65M 3.89%	3.45K	338.82K
FIRST TR EXCHANGE-TRADED FDSOLE	MULTI ASSET DI	1.55M	SH	$24.20M 3.82%	13.09K	1.53M
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	470.39K	SH	$23.63M 3.73%	7.55K	462.83K
SPDR SER TRSOLE	S&P DIVID ETF	175.13K	SH	$21.89M 3.46%	1.58K	173.55K
PIMCO ETF TRSOLE	ACTIVE BD ETF	234.71K	SH	$21.70M 3.43%	3.39K	231.31K
ISHARES TRSOLE	U.S. MED DVC ETF	378.43K	SH	$20.42M 3.23%	4.10K	374.33K
AMERICAN CENTY ETF TRSOLE	DIVERSIFID CRP	438.30K	SH	$20.39M 3.22%	3.59K	434.71K
SPDR SER TRSOLE	PORTFOLIO CRPORT	651.51K	SH	$19.16M 3.03%	6.30K	645.21K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL ENR	259.74K	SH	$19.15M 3.02%	2.38K	257.36K
FIRST TR EXCHANGE TRAD FD VISOLE	FST TR GLB FD	737.27K	SH	$16.54M 2.61%	6.78K	730.49K
ISHARES TRSOLE	RUS 2000 GRW ETF	60.67K	SH	$15.30M 2.42%	683.00	59.98K
SPDR SER TRSOLE	PORTFOLIO INTRMD	459.75K	SH	$15.09M 2.38%	3.82K	455.93K
ISHARES TRSOLE	RUS 2000 VAL ETF	87.44K	SH	$13.58M 2.15%	1.24K	86.20K
ISHARES TRSOLE	S&P MC 400VL ETF	90.43K	SH	$10.31M 1.63%	1.18K	89.25K
INVESCO QQQ TRSOLE	UNIT SER 1	18.85K	SH	$7.72M 1.22%	448.00	18.40K
FIRST TR EXCHANGE-TRADED FDSOLE	FST LOW OPPT EFT	75.51K	SH	$3.65M 0.58%	3.31K	72.20K
MICROSOFT CORPSOLE	COM	9.68K	SH	$3.64M 0.58%	0.00	9.68K

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