FLAHARTY ASSET MANAGEMENT, LLC

Filed: 11/14/2023ACC: 0001420506-23-002145

📋 What this filing means

FLAHARTY ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 473 equity positions with a total reported market value of $597.57M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

473

Positions

$597.57M

Total AUM (reported)

12.64M

Total Shares

Allocation by class

RUS 1000 GRW ETF$42.35M7.1%

RUS 1000 VAL ETF$37.13M6.2%

SENIOR LN FD$35.71M6.0%

US PFD ETF$34.14M5.7%

ENHAN SHRT MA AC$34.07M5.7%

ACTIVE BD ETF$30.34M5.1%

COM$27.74M4.6%

Portfolio Concentration

Top 3$115.18M19.3%

4–10$199.10M33.3%

11–25$207.82M34.8%

Rest$75.46M12.6%

Top 3 weight

19.3%

Top 10 weight

52.6%

Voting Authority Distribution

Total shares with voting rights: 12.64M

Sole

Full voting authority

188.87K

% of voting shares1.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

12.45M

% of voting shares98.5%

Investment Discretion (by position count)

Sole473

Shared0

Other0

Dominant voting typeNone · 98.5% of voting shares

Institutional Holdings473

Rows:

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares159.22K

TypeSH

Market value$42.35M

7.09%

Sole

1.40K

Shared

0.00

None

157.82K

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares244.54K

TypeSH

Market value$37.13M

6.21%

Sole

2.24K

Shared

0.00

None

242.30K

FIRST TR EXCHANGE-TRADED FD

SOLE

SENIOR LN FD

Shares780.70K

TypeSH

Market value$35.71M

5.98%

Sole

11.59K

Shared

0.00

None

769.11K

GLOBAL X FDS

SOLE

US PFD ETF

Shares1.82M

TypeSH

Market value$34.14M

5.71%

Sole

16.74K

Shared

0.00

None

1.80M

PIMCO ETF TR

SOLE

ENHAN SHRT MA AC

Shares340.19K

TypeSH

Market value$34.07M

5.70%

Sole

5.09K

Shared

0.00

None

335.10K

PIMCO ETF TR

SOLE

ACTIVE BD ETF

Shares345.17K

TypeSH

Market value$30.34M

5.08%

Sole

2.92K

Shared

0.00

None

342.25K

INVESCO EXCHANGE TRADED FD T

SOLE

DIVID ACHIEVEV

Shares749.06K

TypeSH

Market value$27.36M

4.58%

Sole

7.93K

Shared

0.00

None

741.13K

FIRST TR EXCHANGE-TRADED FD

SOLE

NASD TECH DIV

Shares456.23K

TypeSH

Market value$25.59M

4.28%

Sole

4.37K

Shared

0.00

None

451.86K

AMERICAN CENTY ETF TR

SOLE

DIVERSIFID CRP

Shares541.24K

TypeSH

Market value$24.08M

4.03%

Sole

4.46K

Shared

0.00

None

536.78K

SELECT SECTOR SPDR TR

SOLE

SBI CONS STPLS

Shares341.77K

TypeSH

Market value$23.52M

3.94%

Sole

3.51K

Shared

0.00

None

338.25K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares468.18K

TypeSH

Market value$23.49M

3.93%

Sole

7.72K

Shared

0.00

None

460.46K

FIRST TR EXCHANGE-TRADED FD

SOLE

MULTI ASSET DI

Shares1.54M

TypeSH

Market value$22.42M

3.75%

Sole

13.50K

Shared

0.00

None

1.52M

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL UTL

Shares397.80K

TypeSH

Market value$20.01M

3.35%

Sole

3.56K

Shared

0.00

None

394.24K

SPDR SER TR

SOLE

S&P DIVID ETF

Shares172.39K

TypeSH

Market value$19.83M

3.32%

Sole

1.51K

Shared

0.00

None

170.88K

SPDR SER TR

SOLE

PORTFOLIO CRPORT

Shares693.69K

TypeSH

Market value$19.13M

3.20%

Sole

6.99K

Shared

0.00

None

686.70K

ISHARES TR

SOLE

U.S. MED DVC ETF

Shares376.50K

TypeSH

Market value$18.26M

3.06%

Sole

4.16K

Shared

0.00

None

372.33K

FIRST TR EXCHANGE TRAD FD VI

SOLE

FST TR GLB FD

Shares719.99K

TypeSH

Market value$17.28M

2.89%

Sole

7.04K

Shared

0.00

None

712.95K

SPDR SER TR

SOLE

PORTFOLIO INTRMD

Shares505.23K

TypeSH

Market value$15.89M

2.66%

Sole

4.34K

Shared

0.00

None

500.89K

ISHARES TR

SOLE

RUS 2000 GRW ETF

Shares60.25K

TypeSH

Market value$13.50M

2.26%

Sole

709.00

Shared

0.00

None

59.54K

ISHARES TR

SOLE

RUS 2000 VAL ETF

Shares87.88K

TypeSH

Market value$11.91M

1.99%

Sole

1.26K

Shared

0.00

None

86.61K

ISHARES TR

SOLE

S&P MC 400VL ETF

Shares90.47K

TypeSH

Market value$9.13M

1.53%

Sole

1.22K

Shared

0.00

None

89.25K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares19.32K

TypeSH

Market value$6.92M

1.16%

Sole

474.00

Shared

0.00

None

18.84K

FIRST TR EXCHANGE-TRADED FD

SOLE

FST LOW OPPT EFT

Shares78.26K

TypeSH

Market value$3.70M

0.62%

Sole

3.40K

Shared

0.00

None

74.86K

ISHARES TR

SOLE

SELECT DIVID ETF

Shares30.45K

TypeSH

Market value$3.28M

0.55%

Sole

607.00

Shared

0.00

None

29.85K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares7.20K

TypeSH

Market value$3.08M

0.51%

Sole

131.00

Shared

0.00

None

7.06K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	RUS 1000 GRW ETF	159.22K	SH	$42.35M 7.09%	1.40K	157.82K
ISHARES TRSOLE	RUS 1000 VAL ETF	244.54K	SH	$37.13M 6.21%	2.24K	242.30K
FIRST TR EXCHANGE-TRADED FDSOLE	SENIOR LN FD	780.70K	SH	$35.71M 5.98%	11.59K	769.11K
GLOBAL X FDSSOLE	US PFD ETF	1.82M	SH	$34.14M 5.71%	16.74K	1.80M
PIMCO ETF TRSOLE	ENHAN SHRT MA AC	340.19K	SH	$34.07M 5.70%	5.09K	335.10K
PIMCO ETF TRSOLE	ACTIVE BD ETF	345.17K	SH	$30.34M 5.08%	2.92K	342.25K
INVESCO EXCHANGE TRADED FD TSOLE	DIVID ACHIEVEV	749.06K	SH	$27.36M 4.58%	7.93K	741.13K
FIRST TR EXCHANGE-TRADED FDSOLE	NASD TECH DIV	456.23K	SH	$25.59M 4.28%	4.37K	451.86K
AMERICAN CENTY ETF TRSOLE	DIVERSIFID CRP	541.24K	SH	$24.08M 4.03%	4.46K	536.78K
SELECT SECTOR SPDR TRSOLE	SBI CONS STPLS	341.77K	SH	$23.52M 3.94%	3.51K	338.25K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	468.18K	SH	$23.49M 3.93%	7.72K	460.46K
FIRST TR EXCHANGE-TRADED FDSOLE	MULTI ASSET DI	1.54M	SH	$22.42M 3.75%	13.50K	1.52M
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL UTL	397.80K	SH	$20.01M 3.35%	3.56K	394.24K
SPDR SER TRSOLE	S&P DIVID ETF	172.39K	SH	$19.83M 3.32%	1.51K	170.88K
SPDR SER TRSOLE	PORTFOLIO CRPORT	693.69K	SH	$19.13M 3.20%	6.99K	686.70K
ISHARES TRSOLE	U.S. MED DVC ETF	376.50K	SH	$18.26M 3.06%	4.16K	372.33K
FIRST TR EXCHANGE TRAD FD VISOLE	FST TR GLB FD	719.99K	SH	$17.28M 2.89%	7.04K	712.95K
SPDR SER TRSOLE	PORTFOLIO INTRMD	505.23K	SH	$15.89M 2.66%	4.34K	500.89K
ISHARES TRSOLE	RUS 2000 GRW ETF	60.25K	SH	$13.50M 2.26%	709.00	59.54K
ISHARES TRSOLE	RUS 2000 VAL ETF	87.88K	SH	$11.91M 1.99%	1.26K	86.61K
ISHARES TRSOLE	S&P MC 400VL ETF	90.47K	SH	$9.13M 1.53%	1.22K	89.25K
INVESCO QQQ TRSOLE	UNIT SER 1	19.32K	SH	$6.92M 1.16%	474.00	18.84K
FIRST TR EXCHANGE-TRADED FDSOLE	FST LOW OPPT EFT	78.26K	SH	$3.70M 0.62%	3.40K	74.86K
ISHARES TRSOLE	SELECT DIVID ETF	30.45K	SH	$3.28M 0.55%	607.00	29.85K
SPDR S&P 500 ETF TRSOLE	TR UNIT	7.20K	SH	$3.08M 0.51%	131.00	7.06K

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