FLAHARTY ASSET MANAGEMENT, LLC

Filed: 8/11/2023ACC: 0001420506-23-001467

📋 What this filing means

FLAHARTY ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 109 equity positions with a total reported market value of $583.94M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

109

Positions

$583.94M

Total AUM (reported)

11.69M

Total Shares

Allocation by class

RUS 1000 GRW ETF$43.38M7.4%

RUS 1000 VAL ETF$37.59M6.4%

SENIOR LN FD$34.09M5.8%

US PFD ETF$33.48M5.7%

ENHAN SHRT MA AC$33.02M5.7%

ACTIVE BD ETF$29.88M5.1%

DIVID ACHIEVEV$27.59M4.7%

Portfolio Concentration

Top 3$115.07M19.7%

4–10$197.83M33.9%

11–25$207.48M35.5%

Rest$63.57M10.9%

Top 3 weight

19.7%

Top 10 weight

53.6%

Voting Authority Distribution

Total shares with voting rights: 11.69M

Sole

Full voting authority

170.29K

% of voting shares1.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

11.52M

% of voting shares98.5%

Investment Discretion (by position count)

Sole109

Shared0

Other0

Dominant voting typeNone · 98.5% of voting shares

Institutional Holdings109

Rows:

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares157.66K

TypeSH

Market value$43.38M

7.43%

Sole

2.09K

Shared

0.00

None

155.56K

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares238.16K

TypeSH

Market value$37.59M

6.44%

Sole

3.20K

Shared

0.00

None

234.96K

FIRST TR EXCHANGE-TRADED FD

SOLE

SENIOR LN FD

Shares752.63K

TypeSH

Market value$34.09M

5.84%

Sole

12.04K

Shared

0.00

None

740.59K

GLOBAL X FDS

SOLE

US PFD ETF

Shares1.73M

TypeSH

Market value$33.48M

5.73%

Sole

28.23K

Shared

0.00

None

1.70M

PIMCO ETF TR

SOLE

ENHAN SHRT MA AC

Shares330.99K

TypeSH

Market value$33.02M

5.65%

Sole

5.23K

Shared

0.00

None

325.75K

PIMCO ETF TR

SOLE

ACTIVE BD ETF

Shares326.14K

TypeSH

Market value$29.88M

5.12%

Sole

5.20K

Shared

0.00

None

320.95K

INVESCO EXCHANGE TRADED FD T

SOLE

DIVID ACHIEVEV

Shares721.73K

TypeSH

Market value$27.59M

4.73%

Sole

10.45K

Shared

0.00

None

711.29K

FIRST TR EXCHANGE-TRADED FD

SOLE

NASD TECH DIV

Shares449.03K

TypeSH

Market value$26.34M

4.51%

Sole

6.61K

Shared

0.00

None

442.42K

SELECT SECTOR SPDR TR

SOLE

SBI CONS STPLS

Shares323.55K

TypeSH

Market value$24.00M

4.11%

Sole

4.58K

Shared

0.00

None

318.97K

AMERICAN CENTY ETF TR

SOLE

DIVERSIFID CRP

Shares515.73K

TypeSH

Market value$23.52M

4.03%

Sole

8.03K

Shared

0.00

None

507.69K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares445.49K

TypeSH

Market value$22.34M

3.83%

Sole

6.14K

Shared

0.00

None

439.35K

FIRST TR EXCHANGE-TRADED FD

SOLE

MULTI ASSET DI

Shares1.48M

TypeSH

Market value$21.51M

3.68%

Sole

23.98K

Shared

0.00

None

1.45M

ISHARES TR

SOLE

U.S. MED DVC ETF

Shares355.13K

TypeSH

Market value$20.05M

3.43%

Sole

4.90K

Shared

0.00

None

350.23K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL UTL

Shares177.16K

TypeSH

Market value$19.59M

3.35%

Sole

2.36K

Shared

0.00

None

174.80K

SPDR SER TR

SOLE

S&P DIVID ETF

Shares158.03K

TypeSH

Market value$19.37M

3.32%

Sole

1.89K

Shared

0.00

None

156.14K

SPDR SER TR

SOLE

PORTFOLIO CRPORT

Shares665.58K

TypeSH

Market value$19.22M

3.29%

Sole

11.26K

Shared

0.00

None

654.33K

SPDR SER TR

SOLE

PORTFOLIO INTRMD

Shares490.26K

TypeSH

Market value$15.74M

2.70%

Sole

7.82K

Shared

0.00

None

482.44K

FIRST TR EXCHANGE TRAD FD VI

SOLE

FST TR GLB FD

Shares687.18K

TypeSH

Market value$15.65M

2.68%

Sole

11.84K

Shared

0.00

None

675.35K

ISHARES TR

SOLE

RUS 2000 GRW ETF

Shares58.77K

TypeSH

Market value$14.26M

2.44%

Sole

847.00

Shared

0.00

None

57.92K

ISHARES TR

SOLE

RUS 2000 VAL ETF

Shares84.59K

TypeSH

Market value$11.91M

2.04%

Sole

1.18K

Shared

0.00

None

83.42K

ISHARES TR

SOLE

S&P MC 400VL ETF

Shares87.43K

TypeSH

Market value$9.37M

1.60%

Sole

1.13K

Shared

0.00

None

86.30K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares20.58K

TypeSH

Market value$7.60M

1.30%

Sole

561.00

Shared

0.00

None

20.02K

FIRST TR EXCHANGE-TRADED FD

SOLE

FST LOW OPPT EFT

Shares84.24K

TypeSH

Market value$4.02M

0.69%

Sole

1.58K

Shared

0.00

None

82.66K

ISHARES TR

SOLE

SELECT DIVID ETF

Shares31.05K

TypeSH

Market value$3.52M

0.60%

Sole

607.00

Shared

0.00

None

30.44K

APPLE INC

SOLE

COM

Shares17.20K

TypeSH

Market value$3.34M

0.57%

Sole

0.00

Shared

0.00

None

17.20K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	RUS 1000 GRW ETF	157.66K	SH	$43.38M 7.43%	2.09K	155.56K
ISHARES TRSOLE	RUS 1000 VAL ETF	238.16K	SH	$37.59M 6.44%	3.20K	234.96K
FIRST TR EXCHANGE-TRADED FDSOLE	SENIOR LN FD	752.63K	SH	$34.09M 5.84%	12.04K	740.59K
GLOBAL X FDSSOLE	US PFD ETF	1.73M	SH	$33.48M 5.73%	28.23K	1.70M
PIMCO ETF TRSOLE	ENHAN SHRT MA AC	330.99K	SH	$33.02M 5.65%	5.23K	325.75K
PIMCO ETF TRSOLE	ACTIVE BD ETF	326.14K	SH	$29.88M 5.12%	5.20K	320.95K
INVESCO EXCHANGE TRADED FD TSOLE	DIVID ACHIEVEV	721.73K	SH	$27.59M 4.73%	10.45K	711.29K
FIRST TR EXCHANGE-TRADED FDSOLE	NASD TECH DIV	449.03K	SH	$26.34M 4.51%	6.61K	442.42K
SELECT SECTOR SPDR TRSOLE	SBI CONS STPLS	323.55K	SH	$24.00M 4.11%	4.58K	318.97K
AMERICAN CENTY ETF TRSOLE	DIVERSIFID CRP	515.73K	SH	$23.52M 4.03%	8.03K	507.69K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	445.49K	SH	$22.34M 3.83%	6.14K	439.35K
FIRST TR EXCHANGE-TRADED FDSOLE	MULTI ASSET DI	1.48M	SH	$21.51M 3.68%	23.98K	1.45M
ISHARES TRSOLE	U.S. MED DVC ETF	355.13K	SH	$20.05M 3.43%	4.90K	350.23K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL UTL	177.16K	SH	$19.59M 3.35%	2.36K	174.80K
SPDR SER TRSOLE	S&P DIVID ETF	158.03K	SH	$19.37M 3.32%	1.89K	156.14K
SPDR SER TRSOLE	PORTFOLIO CRPORT	665.58K	SH	$19.22M 3.29%	11.26K	654.33K
SPDR SER TRSOLE	PORTFOLIO INTRMD	490.26K	SH	$15.74M 2.70%	7.82K	482.44K
FIRST TR EXCHANGE TRAD FD VISOLE	FST TR GLB FD	687.18K	SH	$15.65M 2.68%	11.84K	675.35K
ISHARES TRSOLE	RUS 2000 GRW ETF	58.77K	SH	$14.26M 2.44%	847.00	57.92K
ISHARES TRSOLE	RUS 2000 VAL ETF	84.59K	SH	$11.91M 2.04%	1.18K	83.42K
ISHARES TRSOLE	S&P MC 400VL ETF	87.43K	SH	$9.37M 1.60%	1.13K	86.30K
INVESCO QQQ TRSOLE	UNIT SER 1	20.58K	SH	$7.60M 1.30%	561.00	20.02K
FIRST TR EXCHANGE-TRADED FDSOLE	FST LOW OPPT EFT	84.24K	SH	$4.02M 0.69%	1.58K	82.66K
ISHARES TRSOLE	SELECT DIVID ETF	31.05K	SH	$3.52M 0.60%	607.00	30.44K
APPLE INCSOLE	COM	17.20K	SH	$3.34M 0.57%	0.00	17.20K

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