FLAHARTY ASSET MANAGEMENT, LLC

Filed: 5/10/2023ACC: 0001420506-23-000947

📋 What this filing means

FLAHARTY ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 111 equity positions with a total reported market value of $560.30M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

111

Positions

$560.30M

Total AUM (reported)

11.16M

Total Shares

Allocation by class

RUS 1000 GRW ETF$38.79M6.9%

RUS 1000 VAL ETF$35.55M6.3%

US PFD ETF$33.15M5.9%

SENIOR LN FD$33.11M5.9%

ENHAN SHRT MA AC$31.50M5.6%

ACTIVE BD ETF$29.64M5.3%

DIVID ACHIEVEV$25.90M4.6%

Portfolio Concentration

Top 3$107.48M19.2%

4–10$190.14M33.9%

11–25$201.60M36.0%

Rest$61.08M10.9%

Top 3 weight

19.2%

Top 10 weight

53.1%

Voting Authority Distribution

Total shares with voting rights: 11.16M

Sole

Full voting authority

159.66K

% of voting shares1.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

11M

% of voting shares98.6%

Investment Discretion (by position count)

Sole111

Shared0

Other0

Dominant voting typeNone · 98.6% of voting shares

Institutional Holdings111

Rows:

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares158.75K

TypeSH

Market value$38.79M

6.92%

Sole

2.05K

Shared

0.00

None

156.70K

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares233.45K

TypeSH

Market value$35.55M

6.34%

Sole

3.12K

Shared

0.00

None

230.33K

GLOBAL X FDS

SOLE

US PFD ETF

Shares1.67M

TypeSH

Market value$33.15M

5.92%

Sole

26.52K

Shared

0.00

None

1.64M

FIRST TR EXCHANGE-TRADED FD

SOLE

SENIOR LN FD

Shares731.80K

TypeSH

Market value$33.11M

5.91%

Sole

11.35K

Shared

0.00

None

720.46K

PIMCO ETF TR

SOLE

ENHAN SHRT MA AC

Shares317.43K

TypeSH

Market value$31.50M

5.62%

Sole

Shared

0.00

None

312.43K

PIMCO ETF TR

SOLE

ACTIVE BD ETF

Shares319.58K

TypeSH

Market value$29.64M

5.29%

Sole

4.88K

Shared

0.00

None

314.69K

INVESCO EXCHANGE TRADED FD T

SOLE

DIVID ACHIEVEV

Shares707.53K

TypeSH

Market value$25.90M

4.62%

Sole

10.18K

Shared

0.00

None

697.35K

FIRST TR EXCHANGE-TRADED FD

SOLE

NASD TECH DIV

Shares447.62K

TypeSH

Market value$24.21M

4.32%

Sole

6.44K

Shared

0.00

None

441.18K

SELECT SECTOR SPDR TR

SOLE

SBI CONS STPLS

Shares315.31K

TypeSH

Market value$23.56M

4.20%

Sole

4.45K

Shared

0.00

None

310.86K

AMERICAN CENTY ETF TR

SOLE

DIVERSIFID CRP

Shares479.17K

TypeSH

Market value$22.22M

3.97%

Sole

7.50K

Shared

0.00

None

471.67K

ISHARES TR

SOLE

RUS 2000 VAL ETF

Shares161.94K

TypeSH

Market value$22.19M

3.96%

Sole

2.28K

Shared

0.00

None

159.67K

FIRST TR EXCHANGE-TRADED FD

SOLE

MULTI ASSET DI

Shares1.45M

TypeSH

Market value$21.19M

3.78%

Sole

22.34K

Shared

0.00

None

1.42M

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL UTL

Shares168.03K

TypeSH

Market value$19.05M

3.40%

Sole

2.29K

Shared

0.00

None

165.75K

ISHARES TR

SOLE

U.S. MED DVC ETF

Shares350.73K

TypeSH

Market value$18.93M

3.38%

Sole

4.79K

Shared

0.00

None

345.95K

SPDR SER TR

SOLE

PORTFOLIO CRPORT

Shares635.34K

TypeSH

Market value$18.58M

3.32%

Sole

10.71K

Shared

0.00

None

624.63K

SPDR SER TR

SOLE

S&P DIVID ETF

Shares149.32K

TypeSH

Market value$18.47M

3.30%

Sole

1.83K

Shared

0.00

None

147.50K

ISHARES TR

SOLE

S&P MC 400VL ETF

Shares168.77K

TypeSH

Market value$17.34M

3.10%

Sole

2.19K

Shared

0.00

None

166.58K

FIRST TR EXCHANGE TRAD FD VI

SOLE

FST TR GLB FD

Shares651.28K

TypeSH

Market value$15.30M

2.73%

Sole

11.14K

Shared

0.00

None

640.14K

SPDR SER TR

SOLE

PORTFOLIO INTRMD

Shares467.27K

TypeSH

Market value$15.18M

2.71%

Sole

7.33K

Shared

0.00

None

459.93K

ISHARES TR

SOLE

RUS 2000 GRW ETF

Shares57.67K

TypeSH

Market value$13.08M

2.33%

Sole

828.00

Shared

0.00

None

56.84K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares23.14K

TypeSH

Market value$7.43M

1.33%

Sole

581.00

Shared

0.00

None

22.56K

FIRST TR EXCHANGE-TRADED FD

SOLE

FST LOW OPPT EFT

Shares85.48K

TypeSH

Market value$4.09M

0.73%

Sole

1.58K

Shared

0.00

None

83.90K

ISHARES TR

SOLE

SELECT DIVID ETF

Shares34K

TypeSH

Market value$3.98M

0.71%

Sole

618.00

Shared

0.00

None

33.38K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares9.18K

TypeSH

Market value$3.76M

0.67%

Sole

155.00

Shared

0.00

None

9.02K

GLOBAL X FDS

SOLE

S&P 500 COVERED

Shares74.27K

TypeSH

Market value$3.01M

0.54%

Sole

319.00

Shared

0.00

None

73.95K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	RUS 1000 GRW ETF	158.75K	SH	$38.79M 6.92%	2.05K	156.70K
ISHARES TRSOLE	RUS 1000 VAL ETF	233.45K	SH	$35.55M 6.34%	3.12K	230.33K
GLOBAL X FDSSOLE	US PFD ETF	1.67M	SH	$33.15M 5.92%	26.52K	1.64M
FIRST TR EXCHANGE-TRADED FDSOLE	SENIOR LN FD	731.80K	SH	$33.11M 5.91%	11.35K	720.46K
PIMCO ETF TRSOLE	ENHAN SHRT MA AC	317.43K	SH	$31.50M 5.62%	5K	312.43K
PIMCO ETF TRSOLE	ACTIVE BD ETF	319.58K	SH	$29.64M 5.29%	4.88K	314.69K
INVESCO EXCHANGE TRADED FD TSOLE	DIVID ACHIEVEV	707.53K	SH	$25.90M 4.62%	10.18K	697.35K
FIRST TR EXCHANGE-TRADED FDSOLE	NASD TECH DIV	447.62K	SH	$24.21M 4.32%	6.44K	441.18K
SELECT SECTOR SPDR TRSOLE	SBI CONS STPLS	315.31K	SH	$23.56M 4.20%	4.45K	310.86K
AMERICAN CENTY ETF TRSOLE	DIVERSIFID CRP	479.17K	SH	$22.22M 3.97%	7.50K	471.67K
ISHARES TRSOLE	RUS 2000 VAL ETF	161.94K	SH	$22.19M 3.96%	2.28K	159.67K
FIRST TR EXCHANGE-TRADED FDSOLE	MULTI ASSET DI	1.45M	SH	$21.19M 3.78%	22.34K	1.42M
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL UTL	168.03K	SH	$19.05M 3.40%	2.29K	165.75K
ISHARES TRSOLE	U.S. MED DVC ETF	350.73K	SH	$18.93M 3.38%	4.79K	345.95K
SPDR SER TRSOLE	PORTFOLIO CRPORT	635.34K	SH	$18.58M 3.32%	10.71K	624.63K
SPDR SER TRSOLE	S&P DIVID ETF	149.32K	SH	$18.47M 3.30%	1.83K	147.50K
ISHARES TRSOLE	S&P MC 400VL ETF	168.77K	SH	$17.34M 3.10%	2.19K	166.58K
FIRST TR EXCHANGE TRAD FD VISOLE	FST TR GLB FD	651.28K	SH	$15.30M 2.73%	11.14K	640.14K
SPDR SER TRSOLE	PORTFOLIO INTRMD	467.27K	SH	$15.18M 2.71%	7.33K	459.93K
ISHARES TRSOLE	RUS 2000 GRW ETF	57.67K	SH	$13.08M 2.33%	828.00	56.84K
INVESCO QQQ TRSOLE	UNIT SER 1	23.14K	SH	$7.43M 1.33%	581.00	22.56K
FIRST TR EXCHANGE-TRADED FDSOLE	FST LOW OPPT EFT	85.48K	SH	$4.09M 0.73%	1.58K	83.90K
ISHARES TRSOLE	SELECT DIVID ETF	34K	SH	$3.98M 0.71%	618.00	33.38K
SPDR S&P 500 ETF TRSOLE	TR UNIT	9.18K	SH	$3.76M 0.67%	155.00	9.02K
GLOBAL X FDSSOLE	S&P 500 COVERED	74.27K	SH	$3.01M 0.54%	319.00	73.95K

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