FLAHARTY ASSET MANAGEMENT, LLC

Filed: 2/14/2023ACC: 0001420506-23-000639

📋 What this filing means

FLAHARTY ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 117 equity positions with a total reported market value of $534.34M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

117

Positions

$534.34M

Total AUM (reported)

10.92M

Total Shares

Allocation by class

RUS 1000 VAL ETF$34.98M6.5%

RUS 1000 GRW ETF$33.58M6.3%

SENIOR LN FD$32.30M6.0%

US PFD ETF$30.73M5.8%

ACTIVE BD ETF$26.14M4.9%

DIVID ACHIEVEV$24.44M4.6%

SBI CONS STPLS$23.07M4.3%

Portfolio Concentration

Top 3$100.85M18.9%

4–10$168.86M31.6%

11–25$196.54M36.8%

Rest$68.08M12.7%

Top 3 weight

18.9%

Top 10 weight

50.5%

Voting Authority Distribution

Total shares with voting rights: 10.92M

Sole

Full voting authority

153.91K

% of voting shares1.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

10.77M

% of voting shares98.6%

Investment Discretion (by position count)

Sole117

Shared0

Other0

Dominant voting typeNone · 98.6% of voting shares

Institutional Holdings117

Rows:

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares230.64K

TypeSH

Market value$34.98M

6.55%

Sole

3.10K

Shared

0.00

None

227.54K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares156.72K

TypeSH

Market value$33.58M

6.28%

Sole

2.02K

Shared

0.00

None

154.71K

FIRST TR EXCHANGE-TRADED FD

SOLE

SENIOR LN FD

Shares724.30K

TypeSH

Market value$32.30M

6.04%

Sole

11.10K

Shared

0.00

None

713.20K

GLOBAL X FDS

SOLE

US PFD ETF

Shares1.59M

TypeSH

Market value$30.73M

5.75%

Sole

25.60K

Shared

0.00

None

1.56M

PIMCO ETF TR

SOLE

ACTIVE BD ETF

Shares288.96K

TypeSH

Market value$26.14M

4.89%

Sole

4.73K

Shared

0.00

None

284.22K

INVESCO EXCHANGE TRADED FD T

SOLE

DIVID ACHIEVEV

Shares669.34K

TypeSH

Market value$24.44M

4.57%

Sole

10.05K

Shared

0.00

None

659.29K

SELECT SECTOR SPDR TR

SOLE

SBI CONS STPLS

Shares309.44K

TypeSH

Market value$23.07M

4.32%

Sole

4.39K

Shared

0.00

None

305.05K

ISHARES TR

SOLE

RUS 2000 VAL ETF

Shares159.13K

TypeSH

Market value$22.07M

4.13%

Sole

2.25K

Shared

0.00

None

156.88K

FIRST TR EXCHANGE-TRADED FD

SOLE

MULTI ASSET DI

Shares1.42M

TypeSH

Market value$21.32M

3.99%

Sole

22.21K

Shared

0.00

None

1.40M

AMERICAN CENTY ETF TR

SOLE

DIVERSIFID CRP

Shares465.18K

TypeSH

Market value$21.08M

3.95%

Sole

7.49K

Shared

0.00

None

457.69K

FIRST TR EXCHANGE-TRADED FD

SOLE

NASD TECH DIV

Shares440.48K

TypeSH

Market value$21.05M

3.94%

Sole

6.38K

Shared

0.00

None

434.10K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL MAT

Shares116.32K

TypeSH

Market value$18.45M

3.45%

Sole

1.74K

Shared

0.00

None

114.58K

ISHARES TR

SOLE

U.S. MED DVC ETF

Shares344.24K

TypeSH

Market value$18.10M

3.39%

Sole

4.74K

Shared

0.00

None

339.51K

SPDR SER TR

SOLE

S&P DIVID ETF

Shares144.19K

TypeSH

Market value$18.04M

3.38%

Sole

2.07K

Shared

0.00

None

142.12K

SPDR SER TR

SOLE

PORTFOLIO CRPORT

Shares625.18K

TypeSH

Market value$17.74M

3.32%

Sole

10.17K

Shared

0.00

None

615.01K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL UTL

Shares150.60K

TypeSH

Market value$17.52M

3.28%

Sole

2.16K

Shared

0.00

None

148.44K

ISHARES TR

SOLE

S&P MC 400VL ETF

Shares168.28K

TypeSH

Market value$16.96M

3.17%

Sole

2.17K

Shared

0.00

None

166.11K

FIRST TR EXCHANGE TRAD FD VI

SOLE

FST TR GLB FD

Shares603.39K

TypeSH

Market value$14.78M

2.77%

Sole

10.63K

Shared

0.00

None

592.77K

SPDR SER TR

SOLE

PORTFOLIO INTRMD

Shares460.25K

TypeSH

Market value$14.65M

2.74%

Sole

7.33K

Shared

0.00

None

452.92K

ISHARES TR

SOLE

RUS 2000 GRW ETF

Shares56.78K

TypeSH

Market value$12.18M

2.28%

Sole

815.00

Shared

0.00

None

55.96K

PIMCO ETF TR

SOLE

ENHAN SHRT MA AC

Shares75.15K

TypeSH

Market value$7.41M

1.39%

Sole

1.18K

Shared

0.00

None

73.97K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares25.58K

TypeSH

Market value$6.81M

1.27%

Sole

590.00

Shared

0.00

None

24.99K

ISHARES TR

SOLE

SELECT DIVID ETF

Shares38.22K

TypeSH

Market value$4.61M

0.86%

Sole

651.00

Shared

0.00

None

37.57K

FIRST TR EXCHANGE-TRADED FD

SOLE

FST LOW OPPT EFT

Shares88.76K

TypeSH

Market value$4.21M

0.79%

Sole

1.51K

Shared

0.00

None

87.25K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares10.53K

TypeSH

Market value$4.03M

0.75%

Sole

256.00

Shared

0.00

None

10.27K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	RUS 1000 VAL ETF	230.64K	SH	$34.98M 6.55%	3.10K	227.54K
ISHARES TRSOLE	RUS 1000 GRW ETF	156.72K	SH	$33.58M 6.28%	2.02K	154.71K
FIRST TR EXCHANGE-TRADED FDSOLE	SENIOR LN FD	724.30K	SH	$32.30M 6.04%	11.10K	713.20K
GLOBAL X FDSSOLE	US PFD ETF	1.59M	SH	$30.73M 5.75%	25.60K	1.56M
PIMCO ETF TRSOLE	ACTIVE BD ETF	288.96K	SH	$26.14M 4.89%	4.73K	284.22K
INVESCO EXCHANGE TRADED FD TSOLE	DIVID ACHIEVEV	669.34K	SH	$24.44M 4.57%	10.05K	659.29K
SELECT SECTOR SPDR TRSOLE	SBI CONS STPLS	309.44K	SH	$23.07M 4.32%	4.39K	305.05K
ISHARES TRSOLE	RUS 2000 VAL ETF	159.13K	SH	$22.07M 4.13%	2.25K	156.88K
FIRST TR EXCHANGE-TRADED FDSOLE	MULTI ASSET DI	1.42M	SH	$21.32M 3.99%	22.21K	1.40M
AMERICAN CENTY ETF TRSOLE	DIVERSIFID CRP	465.18K	SH	$21.08M 3.95%	7.49K	457.69K
FIRST TR EXCHANGE-TRADED FDSOLE	NASD TECH DIV	440.48K	SH	$21.05M 3.94%	6.38K	434.10K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL MAT	116.32K	SH	$18.45M 3.45%	1.74K	114.58K
ISHARES TRSOLE	U.S. MED DVC ETF	344.24K	SH	$18.10M 3.39%	4.74K	339.51K
SPDR SER TRSOLE	S&P DIVID ETF	144.19K	SH	$18.04M 3.38%	2.07K	142.12K
SPDR SER TRSOLE	PORTFOLIO CRPORT	625.18K	SH	$17.74M 3.32%	10.17K	615.01K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL UTL	150.60K	SH	$17.52M 3.28%	2.16K	148.44K
ISHARES TRSOLE	S&P MC 400VL ETF	168.28K	SH	$16.96M 3.17%	2.17K	166.11K
FIRST TR EXCHANGE TRAD FD VISOLE	FST TR GLB FD	603.39K	SH	$14.78M 2.77%	10.63K	592.77K
SPDR SER TRSOLE	PORTFOLIO INTRMD	460.25K	SH	$14.65M 2.74%	7.33K	452.92K
ISHARES TRSOLE	RUS 2000 GRW ETF	56.78K	SH	$12.18M 2.28%	815.00	55.96K
PIMCO ETF TRSOLE	ENHAN SHRT MA AC	75.15K	SH	$7.41M 1.39%	1.18K	73.97K
INVESCO QQQ TRSOLE	UNIT SER 1	25.58K	SH	$6.81M 1.27%	590.00	24.99K
ISHARES TRSOLE	SELECT DIVID ETF	38.22K	SH	$4.61M 0.86%	651.00	37.57K
FIRST TR EXCHANGE-TRADED FDSOLE	FST LOW OPPT EFT	88.76K	SH	$4.21M 0.79%	1.51K	87.25K
SPDR S&P 500 ETF TRSOLE	TR UNIT	10.53K	SH	$4.03M 0.75%	256.00	10.27K

Page 1 of 5

…