Filed: 11/3/2022ACC: 0001420506-22-001952
📋 What this filing means
FLAHARTY ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 114 equity positions with a total reported market value of $485.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
114
Positions
$485.8K
Total AUM (reported)
10.87M
Total Shares
Allocation by class
RUS 1000 GRW ETF$32.7K6.7%
PFD SECS INC ETF$32.1K6.6%
SENIOR LN FD$31.4K6.5%
RUS 1000 VAL ETF$30.3K6.2%
ACTIVE BD ETF$26.3K5.4%
DIVID ACHIEVEV$21.7K4.5%
SBI CONS STPLS$19.4K4.0%
Portfolio Concentration
Top 3$96.2K19.8%
4–10$154.8K31.9%
11–25$174.1K35.8%
Rest$60.7K12.5%
Top 3 weight
19.8%
Top 10 weight
51.7%
Voting Authority Distribution
Total shares with voting rights: 10.87M
Sole
Full voting authority
157.43K
shares
% of voting shares1.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
10.71M
shares
% of voting shares98.6%
Investment Discretion (by position count)
Sole114
Shared0
Other0
Dominant voting typeNone · 98.6% of voting shares
Institutional Holdings114
Rows:
ISHARES TR
SOLEShares155.20K
TypeSH
Market value$32.7K
6.72%
Sole
1.94K
Shared
0.00
None
153.26K
FIRST TR EXCH TRADED FD III
SOLEShares1.92M
TypeSH
Market value$32.1K
6.61%
Sole
31.20K
Shared
0.00
None
1.89M
FIRST TR EXCHANGE-TRADED FD
SOLEShares712.87K
TypeSH
Market value$31.4K
6.47%
Sole
11.48K
Shared
0.00
None
701.39K
ISHARES TR
SOLEShares222.97K
TypeSH
Market value$30.3K
6.24%
Sole
2.96K
Shared
0.00
None
220.01K
PIMCO ETF TR
SOLEShares293.66K
TypeSH
Market value$26.3K
5.42%
Sole
4.66K
Shared
0.00
None
289K
INVESCO EXCHANGE TRADED FD T
SOLEShares670.22K
TypeSH
Market value$21.7K
4.46%
Sole
9.32K
Shared
0.00
None
660.89K
SELECT SECTOR SPDR TR
SOLEShares290.50K
TypeSH
Market value$19.4K
3.99%
Sole
4.29K
Shared
0.00
None
286.22K
AMERICAN CENTY ETF TR
SOLEShares428.40K
TypeSH
Market value$19.1K
3.94%
Sole
7.45K
Shared
0.00
None
420.95K
ISHARES TR
SOLEShares147.51K
TypeSH
Market value$19.0K
3.91%
Sole
2.17K
Shared
0.00
None
145.34K
FIRST TR EXCHANGE-TRADED FD
SOLEShares1.31M
TypeSH
Market value$18.9K
3.90%
Sole
22.58K
Shared
0.00
None
1.29M
FIRST TR EXCHANGE-TRADED FD
SOLEShares422.18K
TypeSH
Market value$18.4K
3.80%
Sole
5.89K
Shared
0.00
None
416.29K
ISHARES TR
SOLEShares378.71K
TypeSH
Market value$17.9K
3.68%
Sole
5.45K
Shared
0.00
None
373.26K
SPDR SER TR
SOLEShares593.29K
TypeSH
Market value$16.5K
3.39%
Sole
10.44K
Shared
0.00
None
582.84K
INVESCO EXCHANGE TRADED FD T
SOLEShares150.53K
TypeSH
Market value$16.0K
3.30%
Sole
2K
Shared
0.00
None
148.53K
INVESCO EXCHANGE TRADED FD T
SOLEShares112.36K
TypeSH
Market value$16.0K
3.30%
Sole
1.67K
Shared
0.00
None
110.68K
ISHARES TR
SOLEShares169.55K
TypeSH
Market value$15.3K
3.14%
Sole
2.22K
Shared
0.00
None
167.33K
SPDR SER TR
SOLEShares135.39K
TypeSH
Market value$15.1K
3.11%
Sole
1.73K
Shared
0.00
None
133.66K
SPDR SER TR
SOLEShares437.18K
TypeSH
Market value$13.7K
2.82%
Sole
7.28K
Shared
0.00
None
429.90K
ISHARES TR
SOLEShares53.03K
TypeSH
Market value$11.0K
2.26%
Sole
787.00
Shared
0.00
None
52.25K
ISHARES TR
SOLEShares515.11K
TypeSH
Market value$10.8K
2.22%
Sole
8.90K
Shared
0.00
None
506.20K
INVESCO QQQ TR
SOLEShares26.77K
TypeSH
Market value$7.2K
1.47%
Sole
687.00
Shared
0.00
None
26.09K
FIRST TR EXCHANGE-TRADED FD
SOLEShares113.88K
TypeSH
Market value$5.4K
1.11%
Sole
1.83K
Shared
0.00
None
112.05K
ISHARES TR
SOLEShares42.69K
TypeSH
Market value$4.6K
0.94%
Sole
756.00
Shared
0.00
None
41.94K
SPDR S&P 500 ETF TR
SOLEShares9.63K
TypeSH
Market value$3.4K
0.71%
Sole
177.00
Shared
0.00
None
9.46K
SELECT SECTOR SPDR TR
SOLEShares35.49K
TypeSH
Market value$2.9K
0.61%
Sole
645.00
Shared
0.00
None
34.85K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | RUS 1000 GRW ETF | 155.20K | SH | $32.7K 6.72% | 1.94K | 0.00 | 153.26K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 1.92M | SH | $32.1K 6.61% | 31.20K | 0.00 | 1.89M |
FIRST TR EXCHANGE-TRADED FDSOLE | SENIOR LN FD | 712.87K | SH | $31.4K 6.47% | 11.48K | 0.00 | 701.39K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 222.97K | SH | $30.3K 6.24% | 2.96K | 0.00 | 220.01K |
PIMCO ETF TRSOLE | ACTIVE BD ETF | 293.66K | SH | $26.3K 5.42% | 4.66K | 0.00 | 289K |
INVESCO EXCHANGE TRADED FD TSOLE | DIVID ACHIEVEV | 670.22K | SH | $21.7K 4.46% | 9.32K | 0.00 | 660.89K |
SELECT SECTOR SPDR TRSOLE | SBI CONS STPLS | 290.50K | SH | $19.4K 3.99% | 4.29K | 0.00 | 286.22K |
AMERICAN CENTY ETF TRSOLE | DIVERSIFID CRP | 428.40K | SH | $19.1K 3.94% | 7.45K | 0.00 | 420.95K |
ISHARES TRSOLE | RUS 2000 VAL ETF | 147.51K | SH | $19.0K 3.91% | 2.17K | 0.00 | 145.34K |
FIRST TR EXCHANGE-TRADED FDSOLE | MULTI ASSET DI | 1.31M | SH | $18.9K 3.90% | 22.58K | 0.00 | 1.29M |
FIRST TR EXCHANGE-TRADED FDSOLE | NASD TECH DIV | 422.18K | SH | $18.4K 3.80% | 5.89K | 0.00 | 416.29K |
ISHARES TRSOLE | U.S. MED DVC ETF | 378.71K | SH | $17.9K 3.68% | 5.45K | 0.00 | 373.26K |
SPDR SER TRSOLE | PORTFOLIO CRPORT | 593.29K | SH | $16.5K 3.39% | 10.44K | 0.00 | 582.84K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL UTL | 150.53K | SH | $16.0K 3.30% | 2K | 0.00 | 148.53K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL MAT | 112.36K | SH | $16.0K 3.30% | 1.67K | 0.00 | 110.68K |
ISHARES TRSOLE | S&P MC 400VL ETF | 169.55K | SH | $15.3K 3.14% | 2.22K | 0.00 | 167.33K |
SPDR SER TRSOLE | S&P DIVID ETF | 135.39K | SH | $15.1K 3.11% | 1.73K | 0.00 | 133.66K |
SPDR SER TRSOLE | PORTFOLIO INTRMD | 437.18K | SH | $13.7K 2.82% | 7.28K | 0.00 | 429.90K |
ISHARES TRSOLE | RUS 2000 GRW ETF | 53.03K | SH | $11.0K 2.26% | 787.00 | 0.00 | 52.25K |
ISHARES TRSOLE | MORTGE REL ETF | 515.11K | SH | $10.8K 2.22% | 8.90K | 0.00 | 506.20K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 26.77K | SH | $7.2K 1.47% | 687.00 | 0.00 | 26.09K |
FIRST TR EXCHANGE-TRADED FDSOLE | FST LOW OPPT EFT | 113.88K | SH | $5.4K 1.11% | 1.83K | 0.00 | 112.05K |
ISHARES TRSOLE | SELECT DIVID ETF | 42.69K | SH | $4.6K 0.94% | 756.00 | 0.00 | 41.94K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 9.63K | SH | $3.4K 0.71% | 177.00 | 0.00 | 9.46K |
SELECT SECTOR SPDR TRSOLE | SBI INT-INDS | 35.49K | SH | $2.9K 0.61% | 645.00 | 0.00 | 34.85K |
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