FLAGSHIP HARBOR ADVISORS, LLC

PrivateCIK: 1691766

Location

BOSTON, MA

771

Positions

$2.69B

Total AUM (reported)

39.57M

Total Shares

Allocation by class

COM$565.21M21.0%

ST STR P500GRW$134.83M5.0%

ST STR P500VAL$77.93M2.9%

ST STR P500ETF$73.22M2.7%

0-3 MTH TREASURY$57.40M2.1%

TR UNIT$54.07M2.0%

CORE S&P US VLU$50.26M1.9%

Portfolio Concentration

Top 3$285.98M10.6%

4–10$384.10M14.3%

11–25$386.10M14.3%

Rest$1.64B60.8%

Top 3 weight

10.6%

Top 10 weight

24.9%

Voting Authority Distribution

Total shares with voting rights: 39.57M

Sole

Full voting authority

28.27K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

39.55M

% of voting shares99.9%

Investment Discretion (by position count)

Sole771

Shared0

Other0

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings771

Rows:

SPDR SERIES TRUST

SOLE

ST STR P500GRW

Shares1.10M

TypeSH

Market value$134.83M

5.00%

Sole

120.00

Shared

0.00

None

1.10M

SPDR SERIES TRUST

SOLE

ST STR P500VAL

Shares1.27M

TypeSH

Market value$77.93M

2.89%

Sole

353.00

Shared

0.00

None

1.27M

SPDR SERIES TRUST

SOLE

ST STR P500ETF

Shares815.72K

TypeSH

Market value$73.22M

2.72%

Sole

0.00

Shared

0.00

None

815.72K

APPLE INC

SOLE

COM

Shares192.91K

TypeSH

Market value$64.24M

2.38%

Sole

36.00

Shared

0.00

None

192.87K

NVIDIA CORPORATION

SOLE

COM

Shares276.11K

TypeSH

Market value$63.06M

2.34%

Sole

450.00

Shared

0.00

None

275.65K

ISHARES TR

SOLE

0-3 MTH TREASURY

Shares570.15K

TypeSH

Market value$57.40M

2.13%

Sole

5.30K

Shared

0.00

None

564.85K

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares70.90K

TypeSH

Market value$54.07M

2.01%

Sole

66.00

Shared

0.00

None

70.84K

ISHARES TR

SOLE

CORE S&P US VLU

Shares455.72K

TypeSH

Market value$50.26M

1.87%

Sole

0.00

Shared

0.00

None

455.72K

VANGUARD INDEX FDS

SOLE

MRNGSTR TTL STK

Shares131.50K

TypeSH

Market value$49.21M

1.83%

Sole

65.00

Shared

0.00

None

131.44K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT ETF

Shares910.32K

TypeSH

Market value$45.85M

1.70%

Sole

320.00

Shared

0.00

None

910K

AMAZON COM INC

SOLE

COM

Shares153.17K

TypeSH

Market value$38.16M

1.42%

Sole

66.00

Shared

0.00

None

153.10K

HARTFORD FDS EXCHANGE TRADED

SOLE

STRAT INCOM ETF

Shares988.09K

TypeSH

Market value$33.18M

1.23%

Sole

0.00

Shared

0.00

None

988.09K

MICROSOFT CORP

SOLE

COM

Shares61.80K

TypeSH

Market value$31.69M

1.18%

Sole

0.00

Shared

0.00

None

61.80K

WISDOMTREE TR

SOLE

FLOATNG RAT TREA

Shares625.44K

TypeSH

Market value$31.52M

1.17%

Sole

0.00

Shared

0.00

None

625.44K

TRUST FOR PROFESSIONAL MANAG

SOLE

CONVERGENCE LNG

Shares860.12K

TypeSH

Market value$29.25M

1.09%

Sole

0.00

Shared

0.00

None

860.12K

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares88.11K

TypeSH

Market value$26.84M

1.00%

Sole

200.00

Shared

0.00

None

87.91K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares33.33K

TypeSH

Market value$25.53M

0.95%

Sole

0.00

Shared

0.00

None

33.33K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares248.22K

TypeSH

Market value$23.47M

0.87%

Sole

0.00

Shared

0.00

None

248.22K

FIRST TR EXCHANGE TRADED FD

SOLE

RISNG DIVD ACHIV

Shares296.52K

TypeSH

Market value$23.21M

0.86%

Sole

25.00

Shared

0.00

None

296.49K

ALPHABET INC

SOLE

CAP STK CL C

Shares61.90K

TypeSH

Market value$21.09M

0.78%

Sole

0.00

Shared

0.00

None

61.90K

CAPITAL GROUP CORE BALANCED

SOLE

SHS

Shares564.82K

TypeSH

Market value$20.76M

0.77%

Sole

1.07K

Shared

0.00

None

563.76K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares88.30K

TypeSH

Market value$20.60M

0.76%

Sole

0.00

Shared

0.00

None

88.30K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares29.33K

TypeSH

Market value$20.56M

0.76%

Sole

100.00

Shared

0.00

None

29.23K

SPDR SERIES TRUST

SOLE

ST STR SP600 SML

Shares381.74K

TypeSH

Market value$20.18M

0.75%

Sole

102.00

Shared

0.00

None

381.63K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT LADD BUFF ETF

Shares535.59K

TypeSH

Market value$20.07M

0.74%

Sole

0.00

Shared

0.00

None

535.59K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR SERIES TRUSTSOLE	ST STR P500GRW	1.10M	SH	$134.83M 5.00%	120.00	1.10M
SPDR SERIES TRUSTSOLE	ST STR P500VAL	1.27M	SH	$77.93M 2.89%	353.00	1.27M
SPDR SERIES TRUSTSOLE	ST STR P500ETF	815.72K	SH	$73.22M 2.72%	0.00	815.72K
APPLE INCSOLE	COM	192.91K	SH	$64.24M 2.38%	36.00	192.87K
NVIDIA CORPORATIONSOLE	COM	276.11K	SH	$63.06M 2.34%	450.00	275.65K
ISHARES TRSOLE	0-3 MTH TREASURY	570.15K	SH	$57.40M 2.13%	5.30K	564.85K
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	70.90K	SH	$54.07M 2.01%	66.00	70.84K
ISHARES TRSOLE	CORE S&P US VLU	455.72K	SH	$50.26M 1.87%	0.00	455.72K
VANGUARD INDEX FDSSOLE	MRNGSTR TTL STK	131.50K	SH	$49.21M 1.83%	65.00	131.44K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT ETF	910.32K	SH	$45.85M 1.70%	320.00	910K
AMAZON COM INCSOLE	COM	153.17K	SH	$38.16M 1.42%	66.00	153.10K
HARTFORD FDS EXCHANGE TRADEDSOLE	STRAT INCOM ETF	988.09K	SH	$33.18M 1.23%	0.00	988.09K
MICROSOFT CORPSOLE	COM	61.80K	SH	$31.69M 1.18%	0.00	61.80K
WISDOMTREE TRSOLE	FLOATNG RAT TREA	625.44K	SH	$31.52M 1.17%	0.00	625.44K
TRUST FOR PROFESSIONAL MANAGSOLE	CONVERGENCE LNG	860.12K	SH	$29.25M 1.09%	0.00	860.12K
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	88.11K	SH	$26.84M 1.00%	200.00	87.91K
ISHARES TRSOLE	CORE S&P500 ETF	33.33K	SH	$25.53M 0.95%	0.00	33.33K
ISHARES TRSOLE	CORE US AGGBD ET	248.22K	SH	$23.47M 0.87%	0.00	248.22K
FIRST TR EXCHANGE TRADED FDSOLE	RISNG DIVD ACHIV	296.52K	SH	$23.21M 0.86%	25.00	296.49K
ALPHABET INCSOLE	CAP STK CL C	61.90K	SH	$21.09M 0.78%	0.00	61.90K
CAPITAL GROUP CORE BALANCEDSOLE	SHS	564.82K	SH	$20.76M 0.77%	1.07K	563.76K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	88.30K	SH	$20.60M 0.76%	0.00	88.30K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	29.33K	SH	$20.56M 0.76%	100.00	29.23K
SPDR SERIES TRUSTSOLE	ST STR SP600 SML	381.74K	SH	$20.18M 0.75%	102.00	381.63K
FIRST TR EXCHNG TRADED FD VISOLE	FT LADD BUFF ETF	535.59K	SH	$20.07M 0.74%	0.00	535.59K

Page 1 of 31

…