FLAGSHIP HARBOR ADVISORS, LLC

Filed: 4/28/2026ACC: 0001691766-26-000004

📋 What this filing means

FLAGSHIP HARBOR ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 726 equity positions with a total reported market value of $2.27B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

726

Positions

$2.27B

Total AUM (reported)

36.13M

Total Shares

Allocation by class

COM$493.19M21.7%

STATE STREET SPD$397.73M17.5%

0-3 MNTH TREASRY$82.19M3.6%

TR UNIT$45.11M2.0%

TOTAL STK MKT$42.48M1.9%

CORE S&P US VLU$41.70M1.8%

CORE US AGGBD ET$37.31M1.6%

Portfolio Concentration

Top 3$282.68M12.4%

4–10$308.14M13.6%

11–25$307.69M13.5%

Rest$1.38B60.5%

Top 3 weight

12.4%

Top 10 weight

26.0%

Voting Authority Distribution

Total shares with voting rights: 36.13M

Sole

Full voting authority

13.39K

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

36.12M

% of voting shares100.0%

Investment Discretion (by position count)

Sole726

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings726

Rows:

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares1.30M

TypeSH

Market value$126.84M

5.58%

Sole

24.00

Shared

0.00

None

1.30M

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares816.50K

TypeSH

Market value$82.19M

3.61%

Sole

665.00

Shared

0.00

None

815.83K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares1.30M

TypeSH

Market value$73.66M

3.24%

Sole

473.00

Shared

0.00

None

1.30M

NVIDIA CORPORATION

SOLE

COM

Shares283.46K

TypeSH

Market value$49.43M

2.17%

Sole

250.00

Shared

0.00

None

283.21K

APPLE INC

SOLE

COM

Shares190.43K

TypeSH

Market value$48.33M

2.13%

Sole

36.00

Shared

0.00

None

190.39K

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares72.29K

TypeSH

Market value$45.11M

1.98%

Sole

66.00

Shared

0.00

None

72.23K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares571.82K

TypeSH

Market value$43.77M

1.92%

Sole

0.00

Shared

0.00

None

571.82K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares132.43K

TypeSH

Market value$42.48M

1.87%

Sole

58.00

Shared

0.00

None

132.37K

ISHARES TR

SOLE

CORE S&P US VLU

Shares407.86K

TypeSH

Market value$41.70M

1.83%

Sole

0.00

Shared

0.00

None

407.86K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares375.84K

TypeSH

Market value$37.31M

1.64%

Sole

0.00

Shared

0.00

None

375.84K

AMAZON COM INC

SOLE

COM

Shares156.14K

TypeSH

Market value$32.52M

1.43%

Sole

0.00

Shared

0.00

None

156.14K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT ETF

Shares640.76K

TypeSH

Market value$32.43M

1.43%

Sole

390.00

Shared

0.00

None

640.38K

MICROSOFT CORP

SOLE

COM

Shares62.92K

TypeSH

Market value$23.29M

1.02%

Sole

0.00

Shared

0.00

None

62.92K

FRANKLIN TEMPLETON ETF TR

SOLE

INTL COR DIV TIL

Shares567.77K

TypeSH

Market value$22.60M

0.99%

Sole

170.00

Shared

0.00

None

567.60K

TRUST FOR PROFESSIONAL MANAG

SOLE

CONVERGENCE LNG

Shares762.79K

TypeSH

Market value$21.46M

0.94%

Sole

0.00

Shared

0.00

None

762.79K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares87.45K

TypeSH

Market value$18.81M

0.83%

Sole

0.00

Shared

0.00

None

87.45K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST LADDERED

Shares552.91K

TypeSH

Market value$18.67M

0.82%

Sole

0.00

Shared

0.00

None

552.91K

CAPITAL GROUP CORE BALANCED

SOLE

SHS

Shares516.91K

TypeSH

Market value$17.79M

0.78%

Sole

1.40K

Shared

0.00

None

515.51K

SPDR INDEX SHS FDS

SOLE

STATE STREET SPD

Shares378.75K

TypeSH

Market value$17.77M

0.78%

Sole

26.00

Shared

0.00

None

378.73K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares27.18K

TypeSH

Market value$17.76M

0.78%

Sole

0.00

Shared

0.00

None

27.18K

ALPHABET INC

SOLE

CAP STK CL C

Shares61.80K

TypeSH

Market value$17.73M

0.78%

Sole

0.00

Shared

0.00

None

61.80K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares359.06K

TypeSH

Market value$17.35M

0.76%

Sole

139.00

Shared

0.00

None

358.92K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares28.90K

TypeSH

Market value$17.27M

0.76%

Sole

0.00

Shared

0.00

None

28.90K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares584.11K

TypeSH

Market value$16.74M

0.74%

Sole

0.00

Shared

0.00

None

584.11K

ALPHABET INC

SOLE

CAP STK CL A

Shares53.93K

TypeSH

Market value$15.51M

0.68%

Sole

0.00

Shared

0.00

None

53.93K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR SERIES TRUSTSOLE	STATE STREET SPD	1.30M	SH	$126.84M 5.58%	24.00	1.30M
ISHARES TRSOLE	0-3 MNTH TREASRY	816.50K	SH	$82.19M 3.61%	665.00	815.83K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	1.30M	SH	$73.66M 3.24%	473.00	1.30M
NVIDIA CORPORATIONSOLE	COM	283.46K	SH	$49.43M 2.17%	250.00	283.21K
APPLE INCSOLE	COM	190.43K	SH	$48.33M 2.13%	36.00	190.39K
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	72.29K	SH	$45.11M 1.98%	66.00	72.23K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	571.82K	SH	$43.77M 1.92%	0.00	571.82K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	132.43K	SH	$42.48M 1.87%	58.00	132.37K
ISHARES TRSOLE	CORE S&P US VLU	407.86K	SH	$41.70M 1.83%	0.00	407.86K
ISHARES TRSOLE	CORE US AGGBD ET	375.84K	SH	$37.31M 1.64%	0.00	375.84K
AMAZON COM INCSOLE	COM	156.14K	SH	$32.52M 1.43%	0.00	156.14K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT ETF	640.76K	SH	$32.43M 1.43%	390.00	640.38K
MICROSOFT CORPSOLE	COM	62.92K	SH	$23.29M 1.02%	0.00	62.92K
FRANKLIN TEMPLETON ETF TRSOLE	INTL COR DIV TIL	567.77K	SH	$22.60M 0.99%	170.00	567.60K
TRUST FOR PROFESSIONAL MANAGSOLE	CONVERGENCE LNG	762.79K	SH	$21.46M 0.94%	0.00	762.79K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	87.45K	SH	$18.81M 0.83%	0.00	87.45K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST LADDERED	552.91K	SH	$18.67M 0.82%	0.00	552.91K
CAPITAL GROUP CORE BALANCEDSOLE	SHS	516.91K	SH	$17.79M 0.78%	1.40K	515.51K
SPDR INDEX SHS FDSSOLE	STATE STREET SPD	378.75K	SH	$17.77M 0.78%	26.00	378.73K
ISHARES TRSOLE	CORE S&P500 ETF	27.18K	SH	$17.76M 0.78%	0.00	27.18K
ALPHABET INCSOLE	CAP STK CL C	61.80K	SH	$17.73M 0.78%	0.00	61.80K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	359.06K	SH	$17.35M 0.76%	139.00	358.92K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	28.90K	SH	$17.27M 0.76%	0.00	28.90K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	584.11K	SH	$16.74M 0.74%	0.00	584.11K
ALPHABET INCSOLE	CAP STK CL A	53.93K	SH	$15.51M 0.68%	0.00	53.93K

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