FLAGSHIP HARBOR ADVISORS, LLC

Filed: 1/10/2024ACC: 0001691766-24-000001

📋 What this filing means

FLAGSHIP HARBOR ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 625 equity positions with a total reported market value of $1.38B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

625

Positions

$1.38B

Total AUM (reported)

24.39M

Total Shares

Allocation by class

COM$400.92M29.2%

PRTFLO S&P500 GW$64.90M4.7%

PRTFLO S&P500 VL$57.24M4.2%

TOTAL STK MKT$40.94M3.0%

FLOATNG RAT TREA$35.72M2.6%

PGIM ULTRA SH BD$34.48M2.5%

ULTRA SHRT INC$29.58M2.2%

Portfolio Concentration

Top 3$167.90M12.2%

4–10$214.60M15.6%

11–25$206.40M15.0%

Rest$786.24M57.2%

Top 3 weight

12.2%

Top 10 weight

27.8%

Voting Authority Distribution

Total shares with voting rights: 24.39M

Sole

Full voting authority

705.74K

% of voting shares2.9%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

23.68M

% of voting shares97.1%

Investment Discretion (by position count)

Sole625

Shared0

Other0

Dominant voting typeNone · 97.1% of voting shares

Institutional Holdings625

Rows:

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares997.62K

TypeSH

Market value$64.90M

4.72%

Sole

13.05K

Shared

0.00

None

984.56K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares1.23M

TypeSH

Market value$57.24M

4.16%

Sole

1.71K

Shared

0.00

None

1.23M

APPLE INC

SOLE

COM

Shares237.68K

TypeSH

Market value$45.76M

3.33%

Sole

14.68K

Shared

0.00

None

223K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares172.56K

TypeSH

Market value$40.94M

2.98%

Sole

310.00

Shared

0.00

None

172.25K

WISDOMTREE TR

SOLE

FLOATNG RAT TREA

Shares711.05K

TypeSH

Market value$35.72M

2.60%

Sole

591.00

Shared

0.00

None

710.46K

PGIM ETF TR

SOLE

PGIM ULTRA SH BD

Shares698.12K

TypeSH

Market value$34.48M

2.51%

Sole

1.65K

Shared

0.00

None

696.48K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares588.91K

TypeSH

Market value$29.58M

2.15%

Sole

1.19K

Shared

0.00

None

587.72K

AMAZON COM INC

SOLE

COM

Shares188.72K

TypeSH

Market value$28.67M

2.09%

Sole

10.37K

Shared

0.00

None

178.35K

MICROSOFT CORP

SOLE

COM

Shares66.37K

TypeSH

Market value$24.96M

1.81%

Sole

2.73K

Shared

0.00

None

63.64K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares148.47K

TypeSH

Market value$20.25M

1.47%

Sole

3.16K

Shared

0.00

None

145.31K

NVIDIA CORPORATION

SOLE

COM

Shares39.44K

TypeSH

Market value$19.53M

1.42%

Sole

3.82K

Shared

0.00

None

35.62K

SPDR SER TR

SOLE

BLOOMBERG 3-12 M

Shares192.24K

TypeSH

Market value$19.05M

1.39%

Sole

15.70K

Shared

0.00

None

176.54K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares298.32K

TypeSH

Market value$16.68M

1.21%

Sole

300.00

Shared

0.00

None

298.02K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares96.80K

TypeSH

Market value$16.50M

1.20%

Sole

113.00

Shared

0.00

None

96.69K

SPDR SER TR

SOLE

PORTFLI INTRMDIT

Shares502.55K

TypeSH

Market value$14.35M

1.04%

Sole

0.00

Shared

0.00

None

502.55K

VANECK ETF TRUST

SOLE

OIL SERVICES ETF

Shares45.58K

TypeSH

Market value$14.11M

1.03%

Sole

43.00

Shared

0.00

None

45.54K

INVESCO ACTVELY MNGD ETC FD

SOLE

OPTIMUM YIELD

Shares1.05M

TypeSH

Market value$13.99M

1.02%

Sole

1.06K

Shared

0.00

None

1.05M

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares64.27K

TypeSH

Market value$13.71M

1.00%

Sole

1.70K

Shared

0.00

None

62.57K

TESLA INC

SOLE

COM

Shares54.45K

TypeSH

Market value$13.53M

0.98%

Sole

9.05K

Shared

0.00

None

45.41K

GLOBAL X FDS

SOLE

GLOBAL X SILVER

Shares420.58K

TypeSH

Market value$11.93M

0.87%

Sole

236.00

Shared

0.00

None

420.35K

ALPHABET INC

SOLE

CAP STK CL C

Shares82.74K

TypeSH

Market value$11.66M

0.85%

Sole

4.91K

Shared

0.00

None

77.83K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares37.45K

TypeSH

Market value$11.64M

0.85%

Sole

80.00

Shared

0.00

None

37.37K

VISA INC

SOLE

COM CL A

Shares39.99K

TypeSH

Market value$10.41M

0.76%

Sole

1.90K

Shared

0.00

None

38.09K

SPDR SER TR

SOLE

PORTFOLIO S&P600

Shares239.22K

TypeSH

Market value$10.09M

0.73%

Sole

717.00

Shared

0.00

None

238.51K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares21.08K

TypeSH

Market value$9.21M

0.67%

Sole

590.00

Shared

0.00

None

20.49K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR SER TRSOLE	PRTFLO S&P500 GW	997.62K	SH	$64.90M 4.72%	13.05K	984.56K
SPDR SER TRSOLE	PRTFLO S&P500 VL	1.23M	SH	$57.24M 4.16%	1.71K	1.23M
APPLE INCSOLE	COM	237.68K	SH	$45.76M 3.33%	14.68K	223K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	172.56K	SH	$40.94M 2.98%	310.00	172.25K
WISDOMTREE TRSOLE	FLOATNG RAT TREA	711.05K	SH	$35.72M 2.60%	591.00	710.46K
PGIM ETF TRSOLE	PGIM ULTRA SH BD	698.12K	SH	$34.48M 2.51%	1.65K	696.48K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	588.91K	SH	$29.58M 2.15%	1.19K	587.72K
AMAZON COM INCSOLE	COM	188.72K	SH	$28.67M 2.09%	10.37K	178.35K
MICROSOFT CORPSOLE	COM	66.37K	SH	$24.96M 1.81%	2.73K	63.64K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	148.47K	SH	$20.25M 1.47%	3.16K	145.31K
NVIDIA CORPORATIONSOLE	COM	39.44K	SH	$19.53M 1.42%	3.82K	35.62K
SPDR SER TRSOLE	BLOOMBERG 3-12 M	192.24K	SH	$19.05M 1.39%	15.70K	176.54K
SPDR SER TRSOLE	PORTFOLIO S&P500	298.32K	SH	$16.68M 1.21%	300.00	298.02K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	96.80K	SH	$16.50M 1.20%	113.00	96.69K
SPDR SER TRSOLE	PORTFLI INTRMDIT	502.55K	SH	$14.35M 1.04%	0.00	502.55K
VANECK ETF TRUSTSOLE	OIL SERVICES ETF	45.58K	SH	$14.11M 1.03%	43.00	45.54K
INVESCO ACTVELY MNGD ETC FDSOLE	OPTIMUM YIELD	1.05M	SH	$13.99M 1.02%	1.06K	1.05M
VANGUARD INDEX FDSSOLE	SMALL CP ETF	64.27K	SH	$13.71M 1.00%	1.70K	62.57K
TESLA INCSOLE	COM	54.45K	SH	$13.53M 0.98%	9.05K	45.41K
GLOBAL X FDSSOLE	GLOBAL X SILVER	420.58K	SH	$11.93M 0.87%	236.00	420.35K
ALPHABET INCSOLE	CAP STK CL C	82.74K	SH	$11.66M 0.85%	4.91K	77.83K
VANGUARD INDEX FDSSOLE	GROWTH ETF	37.45K	SH	$11.64M 0.85%	80.00	37.37K
VISA INCSOLE	COM CL A	39.99K	SH	$10.41M 0.76%	1.90K	38.09K
SPDR SER TRSOLE	PORTFOLIO S&P600	239.22K	SH	$10.09M 0.73%	717.00	238.51K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	21.08K	SH	$9.21M 0.67%	590.00	20.49K

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