FLAGSHIP HARBOR ADVISORS, LLC

Filed: 10/17/2023ACC: 0001691766-23-000003

📋 What this filing means

FLAGSHIP HARBOR ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 605 equity positions with a total reported market value of $1.20B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

605

Positions

$1.20B

Total AUM (reported)

23.11M

Total Shares

Allocation by class

COM$342.54M28.5%

PRTFLO S&P500 GW$54.58M4.5%

PRTFLO S&P500 VL$50.31M4.2%

TOTAL STK MKT$36.75M3.1%

FLOATNG RAT TREA$32.35M2.7%

PORTFOLIO LN TSR$28.02M2.3%

UNIT SER 1$20.58M1.7%

Portfolio Concentration

Top 3$143.16M11.9%

4–10$175.83M14.6%

11–25$186.75M15.5%

Rest$696.62M57.9%

Top 3 weight

11.9%

Top 10 weight

26.5%

Voting Authority Distribution

Total shares with voting rights: 23.11M

Sole

Full voting authority

736.59K

% of voting shares3.2%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

22.38M

% of voting shares96.8%

Investment Discretion (by position count)

Sole605

Shared0

Other0

Dominant voting typeNone · 96.8% of voting shares

Institutional Holdings605

Rows:

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares920.75K

TypeSH

Market value$54.58M

4.54%

Sole

12.71K

Shared

0.00

None

908.04K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares1.22M

TypeSH

Market value$50.31M

4.18%

Sole

2.35K

Shared

0.00

None

1.22M

APPLE INC

SOLE

COM

Shares224.10K

TypeSH

Market value$38.27M

3.18%

Sole

14.88K

Shared

0.00

None

209.22K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares173.04K

TypeSH

Market value$36.75M

3.06%

Sole

300.00

Shared

0.00

None

172.74K

WISDOMTREE TR

SOLE

FLOATNG RAT TREA

Shares642.97K

TypeSH

Market value$32.35M

2.69%

Sole

584.00

Shared

0.00

None

642.38K

SPDR SER TR

SOLE

PORTFOLIO LN TSR

Shares1.07M

TypeSH

Market value$28.02M

2.33%

Sole

1.19K

Shared

0.00

None

1.07M

AMAZON COM INC

SOLE

COM

Shares178.01K

TypeSH

Market value$22.63M

1.88%

Sole

10.37K

Shared

0.00

None

167.64K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares64.43K

TypeSH

Market value$20.58M

1.71%

Sole

646.00

Shared

0.00

None

63.78K

SELECT SECTOR SPDR TR

SOLE

ENERGY

Shares197.13K

TypeSH

Market value$17.82M

1.48%

Sole

177.00

Shared

0.00

None

196.95K

MICROSOFT CORP

SOLE

COM

Shares55.99K

TypeSH

Market value$17.68M

1.47%

Sole

2.85K

Shared

0.00

None

53.14K

NVIDIA CORPORATION

SOLE

COM

Shares38.06K

TypeSH

Market value$16.55M

1.38%

Sole

3.82K

Shared

0.00

None

34.24K

SELECT SECTOR SPDR TR

SOLE

RL EST SEL SEC

Shares446.71K

TypeSH

Market value$15.22M

1.27%

Sole

508.00

Shared

0.00

None

446.20K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares165.53K

TypeSH

Market value$15.20M

1.26%

Sole

13K

Shared

0.00

None

152.53K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares96.59K

TypeSH

Market value$15.01M

1.25%

Sole

113.00

Shared

0.00

None

96.47K

SPDR SER TR

SOLE

S&P METALS MNG

Shares273.25K

TypeSH

Market value$14.35M

1.19%

Sole

312.00

Shared

0.00

None

272.94K

INVESCO EXCHANGE TRADED FD T

SOLE

FOOD & BEVERAGE

Shares332.73K

TypeSH

Market value$14.09M

1.17%

Sole

382.00

Shared

0.00

None

332.35K

TESLA INC

SOLE

COM

Shares54.93K

TypeSH

Market value$13.75M

1.14%

Sole

9.07K

Shared

0.00

None

45.86K

SPDR SER TR

SOLE

PORTFLI INTRMDIT

Shares459.53K

TypeSH

Market value$12.65M

1.05%

Sole

0.00

Shared

0.00

None

459.53K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares65.32K

TypeSH

Market value$12.35M

1.03%

Sole

1.72K

Shared

0.00

None

63.60K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares214.86K

TypeSH

Market value$10.80M

0.90%

Sole

1.49K

Shared

0.00

None

213.37K

ALPHABET INC

SOLE

CAP STK CL C

Shares76.25K

TypeSH

Market value$10.05M

0.84%

Sole

4.80K

Shared

0.00

None

71.45K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares26.74K

TypeSH

Market value$9.65M

0.80%

Sole

Shared

0.00

None

24.74K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares34.73K

TypeSH

Market value$9.46M

0.79%

Sole

80.00

Shared

0.00

None

34.65K

VISA INC

SOLE

COM CL A

Shares38.42K

TypeSH

Market value$8.84M

0.73%

Sole

1.92K

Shared

0.00

None

36.50K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares93.44K

TypeSH

Market value$8.79M

0.73%

Sole

75.00

Shared

0.00

None

93.36K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR SER TRSOLE	PRTFLO S&P500 GW	920.75K	SH	$54.58M 4.54%	12.71K	908.04K
SPDR SER TRSOLE	PRTFLO S&P500 VL	1.22M	SH	$50.31M 4.18%	2.35K	1.22M
APPLE INCSOLE	COM	224.10K	SH	$38.27M 3.18%	14.88K	209.22K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	173.04K	SH	$36.75M 3.06%	300.00	172.74K
WISDOMTREE TRSOLE	FLOATNG RAT TREA	642.97K	SH	$32.35M 2.69%	584.00	642.38K
SPDR SER TRSOLE	PORTFOLIO LN TSR	1.07M	SH	$28.02M 2.33%	1.19K	1.07M
AMAZON COM INCSOLE	COM	178.01K	SH	$22.63M 1.88%	10.37K	167.64K
INVESCO QQQ TRSOLE	UNIT SER 1	64.43K	SH	$20.58M 1.71%	646.00	63.78K
SELECT SECTOR SPDR TRSOLE	ENERGY	197.13K	SH	$17.82M 1.48%	177.00	196.95K
MICROSOFT CORPSOLE	COM	55.99K	SH	$17.68M 1.47%	2.85K	53.14K
NVIDIA CORPORATIONSOLE	COM	38.06K	SH	$16.55M 1.38%	3.82K	34.24K
SELECT SECTOR SPDR TRSOLE	RL EST SEL SEC	446.71K	SH	$15.22M 1.27%	508.00	446.20K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	165.53K	SH	$15.20M 1.26%	13K	152.53K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	96.59K	SH	$15.01M 1.25%	113.00	96.47K
SPDR SER TRSOLE	S&P METALS MNG	273.25K	SH	$14.35M 1.19%	312.00	272.94K
INVESCO EXCHANGE TRADED FD TSOLE	FOOD & BEVERAGE	332.73K	SH	$14.09M 1.17%	382.00	332.35K
TESLA INCSOLE	COM	54.93K	SH	$13.75M 1.14%	9.07K	45.86K
SPDR SER TRSOLE	PORTFLI INTRMDIT	459.53K	SH	$12.65M 1.05%	0.00	459.53K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	65.32K	SH	$12.35M 1.03%	1.72K	63.60K
SPDR SER TRSOLE	PORTFOLIO S&P500	214.86K	SH	$10.80M 0.90%	1.49K	213.37K
ALPHABET INCSOLE	CAP STK CL C	76.25K	SH	$10.05M 0.84%	4.80K	71.45K
SPDR S&P 500 ETF TRSOLE	TR UNIT	26.74K	SH	$9.65M 0.80%	2K	24.74K
VANGUARD INDEX FDSSOLE	GROWTH ETF	34.73K	SH	$9.46M 0.79%	80.00	34.65K
VISA INCSOLE	COM CL A	38.42K	SH	$8.84M 0.73%	1.92K	36.50K
ISHARES TRSOLE	CORE US AGGBD ET	93.44K	SH	$8.79M 0.73%	75.00	93.36K

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