WHEATON, IL
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDFTHY— Latest position per institution from SEC 13F filings
15
Institutional holders
15.70M
Total shares held
156.53M
Estimated value
784.91K
Avg. position size
MORGAN STANLEY
CIK 895421
Shares
3.42M
Value
46.82M
Filed
Jun 30, 2026
SIT INVESTMENT ASSOCIATES INC
CIK 769317
Shares
3.25M
Value
44.56K
Filed
Jun 30, 2026
KENNEDY INVESTMENT GROUP, INC.
CIK 1978005
Shares
1.17M
Value
16.08M
Filed
Jun 30, 2026
RIVERNORTH CAPITAL MANAGEMENT, LLC
CIK 1447578
Shares
1.02M
Value
14M
Filed
Jun 30, 2026
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
CIK 1238990
Shares
966.84K
Value
13.25M
Filed
Jun 30, 2026
ROYAL BANK OF CANADA
CIK 1000275
Shares
691.23K
Value
9.47M
Filed
Jun 30, 2026
ATLAS WEALTH LLC
CIK 1964106
Shares
602.53K
Value
8.25M
Filed
Jun 30, 2026
PENSERRA CAPITAL MANAGEMENT LLC
CIK 1593324
Shares
598.31K
Value
8.20K
Filed
Jun 30, 2026
COMMONWEALTH EQUITY SERVICES, LLC
CIK 312272
Shares
588.96K
Value
8.07M
Filed
Jun 30, 2026
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
CIK 1034546
Shares
499K
Value
6.84M
Filed
Jun 30, 2026
JPMORGAN CHASE & CO
CIK 19617
Shares
440.81K
Value
6.41M
Filed
Mar 31, 2024
RELATIVE VALUE PARTNERS GROUP, LLC
CIK 1649910
Shares
413.24K
Value
5.86M
Filed
Mar 31, 2024
LPL FINANCIAL LLC
CIK 1403438
Shares
365.81K
Value
5.01M
Filed
Jun 30, 2026
D.A. DAVIDSON & CO.
CIK 1080107
Shares
346.15K
Value
4.74M
Filed
Jun 30, 2026
NEWEDGE ADVISORS, LLC
CIK 1633516
Shares
291.93K
Value
291.93K
Filed
Mar 31, 2026
LOGAN STONE CAPITAL, LLC
CIK 1535521
Shares
257.14K
Value
3.52M
Filed
Jun 30, 2026
ALMITAS CAPITAL LLC
CIK 1596468
Shares
198.80K
Value
2.72M
Filed
Jun 30, 2026
NARWHAL CAPITAL MANAGEMENT
CIK 1461287
Shares
196.87K
Value
2.66M
Filed
Mar 31, 2026
AURORA PRIVATE WEALTH, INC.
CIK 1802132
Shares
188.55K
Value
2.58K
Filed
Jun 30, 2026
SABA CAPITAL MANAGEMENT, L.P.
CIK 1510281
Shares
186.02K
Value
2.48M
Filed
Sep 30, 2023
| # | Institution | CIK | Shares | Est. Value | Period |
|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 895421 | 3.42M | 46.82M | Jun 30, 2026 |
| 2 | SIT INVESTMENT ASSOCIATES INC | 769317 | 3.25M | 44.56K | Jun 30, 2026 |
| 3 | KENNEDY INVESTMENT GROUP, INC. | 1978005 | 1.17M | 16.08M | Jun 30, 2026 |
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1447578 | 1.02M | 14M | Jun 30, 2026 |
| 5 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 1238990 | 966.84K | 13.25M | Jun 30, 2026 |
| 6 | ROYAL BANK OF CANADA | 1000275 | 691.23K | 9.47M | Jun 30, 2026 |
| 7 | ATLAS WEALTH LLC | 1964106 | 602.53K | 8.25M | Jun 30, 2026 |
| 8 | PENSERRA CAPITAL MANAGEMENT LLC | 1593324 | 598.31K | 8.20K | Jun 30, 2026 |
| 9 | COMMONWEALTH EQUITY SERVICES, LLC | 312272 | 588.96K | 8.07M | Jun 30, 2026 |
| 10 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 1034546 | 499K | 6.84M | Jun 30, 2026 |
| 11 | JPMORGAN CHASE & CO | 19617 | 440.81K | 6.41M | Mar 31, 2024 |
| 12 | RELATIVE VALUE PARTNERS GROUP, LLC | 1649910 | 413.24K | 5.86M | Mar 31, 2024 |
| 13 | LPL FINANCIAL LLC | 1403438 | 365.81K | 5.01M | Jun 30, 2026 |
| 14 | D.A. DAVIDSON & CO. | 1080107 | 346.15K | 4.74M | Jun 30, 2026 |
| 15 | NEWEDGE ADVISORS, LLC | 1633516 | 291.93K | 291.93K | Mar 31, 2026 |
| 16 | LOGAN STONE CAPITAL, LLC | 1535521 | 257.14K | 3.52M | Jun 30, 2026 |
| 17 | ALMITAS CAPITAL LLC | 1596468 | 198.80K | 2.72M | Jun 30, 2026 |
| 18 | NARWHAL CAPITAL MANAGEMENT | 1461287 | 196.87K | 2.66M | Mar 31, 2026 |
| 19 | AURORA PRIVATE WEALTH, INC. | 1802132 | 188.55K | 2.58K | Jun 30, 2026 |
| 20 | SABA CAPITAL MANAGEMENT, L.P. | 1510281 | 186.02K | 2.48M | Sep 30, 2023 |
Data sourced from SEC Form 13F institutional holdings reports. Positions reflect the most recent filing per institution.