WHEATON, IL
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDFTHY— Latest position per institution from SEC 13F filings
15
Institutional holders
14.73M
Total shares held
148.50M
Estimated value
736.39K
Avg. position size
MORGAN STANLEY
CIK 895421
Shares
3.30M
Value
44.66M
Filed
Mar 31, 2026
SIT INVESTMENT ASSOCIATES INC
CIK 769317
Shares
2.78M
Value
37.65K
Filed
Mar 31, 2026
KENNEDY INVESTMENT GROUP, INC.
CIK 1978005
Shares
1.17M
Value
15.87M
Filed
Mar 31, 2026
RIVERNORTH CAPITAL MANAGEMENT, LLC
CIK 1447578
Shares
1.02M
Value
13.80M
Filed
Mar 31, 2026
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
CIK 1238990
Shares
886.75K
Value
12M
Filed
Mar 31, 2026
ROYAL BANK OF CANADA
CIK 1000275
Shares
707.69K
Value
9.58M
Filed
Mar 31, 2026
COMMONWEALTH EQUITY SERVICES, LLC
CIK 312272
Shares
611.24K
Value
8.27M
Filed
Mar 31, 2026
PENSERRA CAPITAL MANAGEMENT LLC
CIK 1593324
Shares
575.49K
Value
7.79K
Filed
Mar 31, 2026
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
CIK 1034546
Shares
480.85K
Value
6.51M
Filed
Mar 31, 2026
JPMORGAN CHASE & CO
CIK 19617
Shares
440.81K
Value
6.41M
Filed
Mar 31, 2024
RELATIVE VALUE PARTNERS GROUP, LLC
CIK 1649910
Shares
413.24K
Value
5.86M
Filed
Mar 31, 2024
ATLAS WEALTH LLC
CIK 1964106
Shares
363.66K
Value
5.17M
Filed
Jun 30, 2024
LPL FINANCIAL LLC
CIK 1403438
Shares
328.30K
Value
4.44M
Filed
Mar 31, 2026
D.A. DAVIDSON & CO.
CIK 1080107
Shares
325.72K
Value
4.41M
Filed
Mar 31, 2026
NEWEDGE ADVISORS, LLC
CIK 1633516
Shares
291.93K
Value
291.93K
Filed
Mar 31, 2026
LOGAN STONE CAPITAL, LLC
CIK 1535521
Shares
248.79K
Value
3.37M
Filed
Mar 31, 2026
WINEBRENNER CAPITAL MANAGEMENT LLC
CIK 2047728
Shares
198.48K
Value
2.69M
Filed
Mar 31, 2026
NARWHAL CAPITAL MANAGEMENT
CIK 1461287
Shares
196.87K
Value
2.66M
Filed
Mar 31, 2026
AURORA PRIVATE WEALTH, INC.
CIK 1802132
Shares
196.25K
Value
2.76K
Filed
Mar 31, 2026
SABA CAPITAL MANAGEMENT, L.P.
CIK 1510281
Shares
186.02K
Value
2.48M
Filed
Sep 30, 2023
| # | Institution | CIK | Shares | Est. Value | Period |
|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 895421 | 3.30M | 44.66M | Mar 31, 2026 |
| 2 | SIT INVESTMENT ASSOCIATES INC | 769317 | 2.78M | 37.65K | Mar 31, 2026 |
| 3 | KENNEDY INVESTMENT GROUP, INC. | 1978005 | 1.17M | 15.87M | Mar 31, 2026 |
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1447578 | 1.02M | 13.80M | Mar 31, 2026 |
| 5 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 1238990 | 886.75K | 12M | Mar 31, 2026 |
| 6 | ROYAL BANK OF CANADA | 1000275 | 707.69K | 9.58M | Mar 31, 2026 |
| 7 | COMMONWEALTH EQUITY SERVICES, LLC | 312272 | 611.24K | 8.27M | Mar 31, 2026 |
| 8 | PENSERRA CAPITAL MANAGEMENT LLC | 1593324 | 575.49K | 7.79K | Mar 31, 2026 |
| 9 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 1034546 | 480.85K | 6.51M | Mar 31, 2026 |
| 10 | JPMORGAN CHASE & CO | 19617 | 440.81K | 6.41M | Mar 31, 2024 |
| 11 | RELATIVE VALUE PARTNERS GROUP, LLC | 1649910 | 413.24K | 5.86M | Mar 31, 2024 |
| 12 | ATLAS WEALTH LLC | 1964106 | 363.66K | 5.17M | Jun 30, 2024 |
| 13 | LPL FINANCIAL LLC | 1403438 | 328.30K | 4.44M | Mar 31, 2026 |
| 14 | D.A. DAVIDSON & CO. | 1080107 | 325.72K | 4.41M | Mar 31, 2026 |
| 15 | NEWEDGE ADVISORS, LLC | 1633516 | 291.93K | 291.93K | Mar 31, 2026 |
| 16 | LOGAN STONE CAPITAL, LLC | 1535521 | 248.79K | 3.37M | Mar 31, 2026 |
| 17 | WINEBRENNER CAPITAL MANAGEMENT LLC | 2047728 | 198.48K | 2.69M | Mar 31, 2026 |
| 18 | NARWHAL CAPITAL MANAGEMENT | 1461287 | 196.87K | 2.66M | Mar 31, 2026 |
| 19 | AURORA PRIVATE WEALTH, INC. | 1802132 | 196.25K | 2.76K | Mar 31, 2026 |
| 20 | SABA CAPITAL MANAGEMENT, L.P. | 1510281 | 186.02K | 2.48M | Sep 30, 2023 |
Data sourced from SEC Form 13F institutional holdings reports. Positions reflect the most recent filing per institution.