Filed: 8/14/2023ACC: 0001086763-23-000021
📋 What this filing means
FIRST FOUNDATION ADVISORS filed this quarterly 13F‑HR report disclosing 415 equity positions with a total reported market value of $2.31B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
415
Positions
$2.31B
Total AUM (reported)
25.84M
Total Shares
Allocation by class
COM$1.28B55.1%
CL A$114.17M4.9%
CAP STK CL C$93.42M4.0%
CL B$68.89M3.0%
CL B NEW$60.67M2.6%
CORE S&P500 ETF$55.58M2.4%
MRNGSTR WDE MOAT$40.30M1.7%
Portfolio Concentration
Top 3$558.20M24.1%
4–10$376.70M16.3%
11–25$392.62M17.0%
Rest$986.54M42.6%
Top 3 weight
24.1%
Top 10 weight
40.4%
Voting Authority Distribution
Total shares with voting rights: 25.84M
Sole
Full voting authority
21.61M
shares
% of voting shares83.6%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.23M
shares
% of voting shares16.4%
Investment Discretion (by position count)
Sole145
Shared0
Other270
Dominant voting typeSole · 83.6% of voting shares
Institutional Holdings415
Rows:
MICROSOFT CORP
DFNDShares1.17M
TypeSH
Market value$398.26M
17.21%
Sole
1.10M
Shared
0.00
None
67.09K
ALPHABET INC
DFNDShares772.27K
TypeSH
Market value$93.42M
4.04%
Sole
632.13K
Shared
0.00
None
140.14K
APPLE INC
DFNDShares342.93K
TypeSH
Market value$66.52M
2.87%
Sole
254.55K
Shared
0.00
None
88.38K
UNITED PARCEL SERVICE INC
DFNDShares367.48K
TypeSH
Market value$65.87M
2.85%
Sole
5.05K
Shared
0.00
None
362.43K
AMAZON COM INC
DFNDShares472.79K
TypeSH
Market value$61.63M
2.66%
Sole
385.02K
Shared
0.00
None
87.77K
BERKSHIRE HATHAWAY INC DEL
DFNDShares177.92K
TypeSH
Market value$60.67M
2.62%
Sole
149.61K
Shared
0.00
None
28.31K
ISHARES TR
DFNDShares124.69K
TypeSH
Market value$55.58M
2.40%
Sole
99.16K
Shared
0.00
None
25.53K
META PLATFORMS INC
DFNDShares193.05K
TypeSH
Market value$55.40M
2.39%
Sole
183.38K
Shared
0.00
None
9.67K
VANECK ETF TRUST
DFNDShares505.11K
TypeSH
Market value$40.30M
1.74%
Sole
431.61K
Shared
0.00
None
73.50K
ISHARES TR
DFNDShares551.73K
TypeSH
Market value$37.24M
1.61%
Sole
493.20K
Shared
0.00
None
58.53K
PHILIP MORRIS INTL INC
DFNDShares367.88K
TypeSH
Market value$35.91M
1.55%
Sole
322.74K
Shared
0.00
None
45.14K
CANADIAN PACIFIC KANSAS CITY
DFNDShares412.10K
TypeSH
Market value$33.29M
1.44%
Sole
361.75K
Shared
0.00
None
50.35K
GOLDMAN SACHS ETF TR
DFNDShares369.50K
TypeSH
Market value$32.26M
1.39%
Sole
301.62K
Shared
0.00
None
67.88K
UNITEDHEALTH GROUP INC
DFNDShares60.10K
TypeSH
Market value$28.89M
1.25%
Sole
47.69K
Shared
0.00
None
12.42K
MASTERCARD INCORPORATED
DFNDShares71.72K
TypeSH
Market value$28.21M
1.22%
Sole
58.62K
Shared
0.00
None
13.10K
JPMORGAN CHASE & CO
DFNDShares172.84K
TypeSH
Market value$25.14M
1.09%
Sole
147.13K
Shared
0.00
None
25.71K
SUNCOR ENERGY INC NEW
DFNDShares856.63K
TypeSH
Market value$25.12M
1.09%
Sole
773.36K
Shared
0.00
None
83.27K
LOWES COS INC
DFNDShares108.70K
TypeSH
Market value$24.53M
1.06%
Sole
91.50K
Shared
0.00
None
17.20K
SCHWAB CHARLES CORP
DFNDShares429.03K
TypeSH
Market value$24.32M
1.05%
Sole
379.34K
Shared
0.00
None
49.69K
AMERISOURCEBERGEN CORP
DFNDShares123.34K
TypeSH
Market value$23.74M
1.03%
Sole
98.16K
Shared
0.00
None
25.19K
DANAHER CORPORATION
DFNDShares96.84K
TypeSH
Market value$23.24M
1.00%
Sole
82.70K
Shared
0.00
None
14.13K
CHEVRON CORP NEW
DFNDShares145.09K
TypeSH
Market value$22.83M
0.99%
Sole
116.11K
Shared
0.00
None
28.98K
ISHARES TR
DFNDShares305.36K
TypeSH
Market value$22.30M
0.96%
Sole
256.89K
Shared
0.00
None
48.48K
ADVANCED MICRO DEVICES INC
DFNDShares190.76K
TypeSH
Market value$21.73M
0.94%
Sole
181.65K
Shared
0.00
None
9.11K
RENTOKIL INITIAL PLC
DFNDShares541.44K
TypeSH
Market value$21.12M
0.91%
Sole
457.51K
Shared
0.00
None
83.92K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPDFND | COM | 1.17M | SH | $398.26M 17.21% | 1.10M | 0.00 | 67.09K |
ALPHABET INCDFND | CAP STK CL C | 772.27K | SH | $93.42M 4.04% | 632.13K | 0.00 | 140.14K |
APPLE INCDFND | COM | 342.93K | SH | $66.52M 2.87% | 254.55K | 0.00 | 88.38K |
UNITED PARCEL SERVICE INCDFND | CL B | 367.48K | SH | $65.87M 2.85% | 5.05K | 0.00 | 362.43K |
AMAZON COM INCDFND | COM | 472.79K | SH | $61.63M 2.66% | 385.02K | 0.00 | 87.77K |
BERKSHIRE HATHAWAY INC DELDFND | CL B NEW | 177.92K | SH | $60.67M 2.62% | 149.61K | 0.00 | 28.31K |
ISHARES TRDFND | CORE S&P500 ETF | 124.69K | SH | $55.58M 2.40% | 99.16K | 0.00 | 25.53K |
META PLATFORMS INCDFND | CL A | 193.05K | SH | $55.40M 2.39% | 183.38K | 0.00 | 9.67K |
VANECK ETF TRUSTDFND | MRNGSTR WDE MOAT | 505.11K | SH | $40.30M 1.74% | 431.61K | 0.00 | 73.50K |
ISHARES TRDFND | CORE MSCI EAFE | 551.73K | SH | $37.24M 1.61% | 493.20K | 0.00 | 58.53K |
PHILIP MORRIS INTL INCDFND | COM | 367.88K | SH | $35.91M 1.55% | 322.74K | 0.00 | 45.14K |
CANADIAN PACIFIC KANSAS CITYDFND | COM | 412.10K | SH | $33.29M 1.44% | 361.75K | 0.00 | 50.35K |
GOLDMAN SACHS ETF TRDFND | ACTIVEBETA US LG | 369.50K | SH | $32.26M 1.39% | 301.62K | 0.00 | 67.88K |
UNITEDHEALTH GROUP INCDFND | COM | 60.10K | SH | $28.89M 1.25% | 47.69K | 0.00 | 12.42K |
MASTERCARD INCORPORATEDDFND | CL A | 71.72K | SH | $28.21M 1.22% | 58.62K | 0.00 | 13.10K |
JPMORGAN CHASE & CODFND | COM | 172.84K | SH | $25.14M 1.09% | 147.13K | 0.00 | 25.71K |
SUNCOR ENERGY INC NEWDFND | COM | 856.63K | SH | $25.12M 1.09% | 773.36K | 0.00 | 83.27K |
LOWES COS INCDFND | COM | 108.70K | SH | $24.53M 1.06% | 91.50K | 0.00 | 17.20K |
SCHWAB CHARLES CORPDFND | COM | 429.03K | SH | $24.32M 1.05% | 379.34K | 0.00 | 49.69K |
AMERISOURCEBERGEN CORPDFND | COM | 123.34K | SH | $23.74M 1.03% | 98.16K | 0.00 | 25.19K |
DANAHER CORPORATIONDFND | COM | 96.84K | SH | $23.24M 1.00% | 82.70K | 0.00 | 14.13K |
CHEVRON CORP NEWDFND | COM | 145.09K | SH | $22.83M 0.99% | 116.11K | 0.00 | 28.98K |
ISHARES TRDFND | RUS MID CAP ETF | 305.36K | SH | $22.30M 0.96% | 256.89K | 0.00 | 48.48K |
ADVANCED MICRO DEVICES INCDFND | COM | 190.76K | SH | $21.73M 0.94% | 181.65K | 0.00 | 9.11K |
RENTOKIL INITIAL PLCDFND | SPONSORED ADR | 541.44K | SH | $21.12M 0.91% | 457.51K | 0.00 | 83.92K |
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