FALLON-WALSH BARBARA

PrivateCIK: 1703984

Location

NEW YORK, NY

WARBURG PINCUS LLC

144

→BANC OF CALIFORNIA, INC.

May 29, 2026·May 29, 2026

-3

WARBURG PINCUS LLC

144

→BANC OF CALIFORNIA, INC.

May 26, 2026·May 26, 2026

-2

LAMMTENNANT JOAN M

→ALLIANCEBERNSTEIN HOLDING L.P.

May 22, 2026·May 22, 2026

1 txn

KAYE DANIEL G

→ALLIANCEBERNSTEIN HOLDING L.P.

May 22, 2026·May 22, 2026

1 txn

WARBURG PINCUS LLC

144

→BANC OF CALIFORNIA, INC.

May 8, 2026·May 8, 2026

-2

BARKER JAMES ANDREW

→BANC OF CALIFORNIA, INC.

May 8, 2026·May 8, 2026

2 txn

BURKE PAUL ROBERT

→BANC OF CALIFORNIA, INC.

May 8, 2026·May 8, 2026

4 txn

CORSINI BRYAN M

→BANC OF CALIFORNIA, INC.

Apr 29, 2026·Apr 29, 2026

1 txn

HON KAREN

→BANC OF CALIFORNIA, INC.

Apr 1, 2026·Apr 1, 2026

1 txn

LINDSAY OLIVIA I

→BANC OF CALIFORNIA, INC.

Mar 3, 2026·Mar 3, 2026

3 txn

HUSSAIN HAMID

→BANC OF CALIFORNIA, INC.

Mar 3, 2026·Mar 3, 2026

2 txn

CORSINI BRYAN M

→BANC OF CALIFORNIA, INC.

Mar 3, 2026·Mar 3, 2026

2 txn

KAUDER JOSEPH

→BANC OF CALIFORNIA, INC.

Mar 3, 2026·Mar 3, 2026

3 txn

DOTAN IDO

→BANC OF CALIFORNIA, INC.

Mar 3, 2026·Mar 3, 2026

2 txn

WOLFF JARED M

→BANC OF CALIFORNIA, INC.

Mar 3, 2026·Mar 3, 2026

3 txn

DOTAN IDO

→BANC OF CALIFORNIA, INC.

Feb 25, 2026·Feb 25, 2026

2 txn

LINDSAY OLIVIA I

→BANC OF CALIFORNIA, INC.

Feb 25, 2026·Feb 25, 2026

2 txn

KAUDER JOSEPH

→BANC OF CALIFORNIA, INC.

Feb 25, 2026·Feb 25, 2026

1 txn

CORSINI BRYAN M

→BANC OF CALIFORNIA, INC.

Feb 25, 2026·Feb 25, 2026

1 txn

WOLFF JARED M

→BANC OF CALIFORNIA, INC.

Feb 25, 2026·Feb 25, 2026

3 txn

HUSSAIN HAMID

→BANC OF CALIFORNIA, INC.

Feb 25, 2026·Feb 25, 2026

2 txn

HON KAREN

→BANC OF CALIFORNIA, INC.

Feb 25, 2026·Feb 25, 2026

2 txn

BERNSTEIN SETH P

→ALLIANCEBERNSTEIN HOLDING L.P.

Feb 19, 2026·Feb 19, 2026

1 txn

BERNSTEIN SETH P

144

→ALLIANCEBERNSTEIN HOLDING L.P.

Feb 18, 2026·Feb 18, 2026

WARBURG PINCUS LLC

→BANC OF CALIFORNIA, INC.

Feb 17, 2026·Feb 17, 2026

1 txn

Page 1 of 24 · 586 total

Filer	Form	Target	Filed	Activity
WARBURG PINCUS LLCCIK · 1162870	144 Sale	BANC OF CALIFORNIA, INC.CIK · 1169770	May 29, 2026 May 29, 2026	—
WARBURG PINCUS LLCCIK · 1162870	144 Sale	BANC OF CALIFORNIA, INC.CIK · 1169770	May 26, 2026 May 26, 2026	—
LAMMTENNANT JOAN MCIK · 1208239	4 Trade	ALLIANCEBERNSTEIN HOLDING L.P.CIK · 825313	May 22, 2026 May 22, 2026	1txn
KAYE DANIEL GCIK · 1556974	4 Trade	ALLIANCEBERNSTEIN HOLDING L.P.CIK · 825313	May 22, 2026 May 22, 2026	1txn
WARBURG PINCUS LLCCIK · 1162870	144 Sale	BANC OF CALIFORNIA, INC.CIK · 1169770	May 8, 2026 May 8, 2026	—
BARKER JAMES ANDREWCIK · 1792776	4 Trade	BANC OF CALIFORNIA, INC.CIK · 1169770	May 8, 2026 May 8, 2026	2txn
BURKE PAUL ROBERTCIK · 1352198	4 Trade	BANC OF CALIFORNIA, INC.CIK · 1169770	May 8, 2026 May 8, 2026	4txn
CORSINI BRYAN MCIK · 1256320	4 Trade	BANC OF CALIFORNIA, INC.CIK · 1169770	Apr 29, 2026 Apr 29, 2026	1txn
HON KARENCIK · 1787570	4 Trade	BANC OF CALIFORNIA, INC.CIK · 1169770	Apr 1, 2026 Apr 1, 2026	1txn
LINDSAY OLIVIA ICIK · 2001474	4 Trade	BANC OF CALIFORNIA, INC.CIK · 1169770	Mar 3, 2026 Mar 3, 2026	3txn
HUSSAIN HAMIDCIK · 2001244	4 Trade	BANC OF CALIFORNIA, INC.CIK · 1169770	Mar 3, 2026 Mar 3, 2026	2txn
CORSINI BRYAN MCIK · 1256320	4 Trade	BANC OF CALIFORNIA, INC.CIK · 1169770	Mar 3, 2026 Mar 3, 2026	2txn
KAUDER JOSEPHCIK · 1984782	4 Trade	BANC OF CALIFORNIA, INC.CIK · 1169770	Mar 3, 2026 Mar 3, 2026	3txn
DOTAN IDOCIK · 1778395	4 Trade	BANC OF CALIFORNIA, INC.CIK · 1169770	Mar 3, 2026 Mar 3, 2026	2txn
WOLFF JARED MCIK · 1200277	4 Trade	BANC OF CALIFORNIA, INC.CIK · 1169770	Mar 3, 2026 Mar 3, 2026	3txn
DOTAN IDOCIK · 1778395	4 Trade	BANC OF CALIFORNIA, INC.CIK · 1169770	Feb 25, 2026 Feb 25, 2026	2txn
LINDSAY OLIVIA ICIK · 2001474	4 Trade	BANC OF CALIFORNIA, INC.CIK · 1169770	Feb 25, 2026 Feb 25, 2026	2txn
KAUDER JOSEPHCIK · 1984782	4 Trade	BANC OF CALIFORNIA, INC.CIK · 1169770	Feb 25, 2026 Feb 25, 2026	1txn
CORSINI BRYAN MCIK · 1256320	4 Trade	BANC OF CALIFORNIA, INC.CIK · 1169770	Feb 25, 2026 Feb 25, 2026	1txn
WOLFF JARED MCIK · 1200277	4 Trade	BANC OF CALIFORNIA, INC.CIK · 1169770	Feb 25, 2026 Feb 25, 2026	3txn
HUSSAIN HAMIDCIK · 2001244	4 Trade	BANC OF CALIFORNIA, INC.CIK · 1169770	Feb 25, 2026 Feb 25, 2026	2txn
HON KARENCIK · 1787570	4 Trade	BANC OF CALIFORNIA, INC.CIK · 1169770	Feb 25, 2026 Feb 25, 2026	2txn
BERNSTEIN SETH PCIK · 1705584	4 Trade	ALLIANCEBERNSTEIN HOLDING L.P.CIK · 825313	Feb 19, 2026 Feb 19, 2026	1txn
BERNSTEIN SETH PCIK · 1705584	144 Sale	ALLIANCEBERNSTEIN HOLDING L.P.CIK · 825313	Feb 18, 2026 Feb 18, 2026	—
WARBURG PINCUS LLCCIK · 1162870	4 Trade	BANC OF CALIFORNIA, INC.CIK · 1169770	Feb 17, 2026 Feb 17, 2026	1txn

Page 1 of 24 · 586 total