ESSEX FINANCIAL SERVICES, INC.

PrivateCIK: 1315785
Location

ESSEX, CT

836
Positions
$2.01B
Total AUM (reported)
21.83M
Total Shares

Allocation by class

TOTAL AUM$2.01B836 positions
COM$737.58M36.7%
UNIT SER 1$71.18M3.5%
500 GRTH IDX F$44.20M2.2%
CAP STK CL A$39.23M2.0%
TR UNIT$34.80M1.7%
CL A$33.19M1.7%
SHS CREAT UNIT$33.12M1.6%

Portfolio Concentration

Top 310.4%4–1011.8%11–2515.0%Rest62.9%TOP 1022.2%0%100%
Top 3$208.10M10.4%
4–10$236.68M11.8%
11–25$300.56M15.0%
Rest$1.26B62.9%

Top 3 weight

10.4%

Top 10 weight

22.2%

Voting Authority Distribution

Total shares with voting rights: 21.83M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

21.83M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole543
Shared0
Other293
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings836
Rows:

APPLE INC

DFND
COM
Shares320.43K
TypeSH
Market value$92.72M
4.62%
Sole
0.00
Shared
0.00
None
320.43K

INVESCO QQQ TR

SOLE
UNIT SER 1
Shares96.66K
TypeSH
Market value$71.18M
3.55%
Sole
0.00
Shared
0.00
None
96.66K

VANGUARD ADMIRAL FDS INC

SOLE
500 GRTH IDX F
Shares534.99K
TypeSH
Market value$44.20M
2.20%
Sole
0.00
Shared
0.00
None
534.99K

MICROSOFT CORP

DFND
COM
Shares106.43K
TypeSH
Market value$39.70M
1.98%
Sole
0.00
Shared
0.00
None
106.43K

ALPHABET INC

DFND
CAP STK CL A
Shares109.79K
TypeSH
Market value$39.23M
1.95%
Sole
0.00
Shared
0.00
None
109.79K

NVIDIA CORPORATION

DFND
COM
Shares179.03K
TypeSH
Market value$35.82M
1.78%
Sole
0.00
Shared
0.00
None
179.03K

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares46.59K
TypeSH
Market value$34.80M
1.73%
Sole
0.00
Shared
0.00
None
46.59K

ISHARES TR

SOLE
CORE S&P500 ETF
Shares41.36K
TypeSH
Market value$30.98M
1.54%
Sole
0.00
Shared
0.00
None
41.36K

SPDR GOLD TR

DFND
GOLD SHS
Shares78.42K
TypeSH
Market value$28.89M
1.44%
Sole
0.00
Shared
0.00
None
78.42K

VANGUARD WHITEHALL FDS

SOLE
HIGH DIV YLD
Shares172.52K
TypeSH
Market value$27.26M
1.36%
Sole
0.00
Shared
0.00
None
172.52K

ELI LILLY & CO

DFND
COM
Shares22.73K
TypeSH
Market value$27.26M
1.36%
Sole
0.00
Shared
0.00
None
22.73K

AMAZON COM INC

DFND
COM
Shares113.64K
TypeSH
Market value$27.08M
1.35%
Sole
0.00
Shared
0.00
None
113.64K

PIMCO ETF TR

SOLE
MULTISECTOR BD
Shares998.12K
TypeSH
Market value$26.47M
1.32%
Sole
0.00
Shared
0.00
None
998.12K

ISHARES TR

SOLE
CORE S&P TTL STK
Shares131.76K
TypeSH
Market value$21.64M
1.08%
Sole
0.00
Shared
0.00
None
131.76K

JPMORGAN CHASE & CO

DFND
COM
Shares63.45K
TypeSH
Market value$20.77M
1.03%
Sole
0.00
Shared
0.00
None
63.45K

TEXAS PACIFIC LAND CORPORATI

SOLE
COM
Shares47.38K
TypeSH
Market value$20.74M
1.03%
Sole
0.00
Shared
0.00
None
47.38K

EXXON MOBIL CORP

DFND
COM
Shares139.12K
TypeSH
Market value$19.02M
0.95%
Sole
0.00
Shared
0.00
None
139.12K

J P MORGAN EXCHANGE TRADED F

SOLE
ULTRA SHRT ETF
Shares375.69K
TypeSH
Market value$19.00M
0.95%
Sole
0.00
Shared
0.00
None
375.69K

VANGUARD INDEX FDS

DFND
VALUE ETF
Shares84.87K
TypeSH
Market value$18.50M
0.92%
Sole
0.00
Shared
0.00
None
84.87K

INVESCO EXCHANGE TRADED FD T

SOLE
S&P500 EQL WGT
Shares84.45K
TypeSH
Market value$17.97M
0.89%
Sole
0.00
Shared
0.00
None
84.45K

ALPHABET INC

DFND
CAP STK CL C
Shares50.70K
TypeSH
Market value$17.91M
0.89%
Sole
0.00
Shared
0.00
None
50.70K

COLUMBIA ETF TR I

SOLE
RESH ENHNC COR
Shares391.78K
TypeSH
Market value$16.96M
0.84%
Sole
0.00
Shared
0.00
None
391.78K

BERKSHIRE HATHAWAY INC DEL

DFND
CL B NEW
Shares33.87K
TypeSH
Market value$16.95M
0.84%
Sole
0.00
Shared
0.00
None
33.87K

JOHNSON & JOHNSON

DFND
COM
Shares60.12K
TypeSH
Market value$15.27M
0.76%
Sole
0.00
Shared
0.00
None
60.12K

INVESCO EXCHANGE TRADED FD T

SOLE
RAFI US 1000 ETF
Shares278.29K
TypeSH
Market value$15.04M
0.75%
Sole
0.00
Shared
0.00
None
278.29K
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