ESSEX FINANCIAL SERVICES, INC.

Filed: 4/24/2026ACC: 0001951757-26-000732

📋 What this filing means

ESSEX FINANCIAL SERVICES, INC. filed this quarterly 13F‑HR report disclosing 794 equity positions with a total reported market value of $1.78B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

794

Positions

$1.78B

Total AUM (reported)

20.34M

Total Shares

Allocation by class

COM$677.46M38.0%

UNIT SER 1$57.20M3.2%

500 GRTH IDX F$36.51M2.0%

GOLD SHS$34.25M1.9%

CAP STK CL A$32.14M1.8%

CL A$31.59M1.8%

TR UNIT$30.74M1.7%

Portfolio Concentration

Top 3$178.33M10.0%

4–10$217.01M12.2%

11–25$280.69M15.7%

Rest$1.11B62.1%

Top 3 weight

10.0%

Top 10 weight

22.2%

Voting Authority Distribution

Total shares with voting rights: 20.34M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

20.34M

% of voting shares100.0%

Investment Discretion (by position count)

Sole510

Shared0

Other284

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings794

Rows:

APPLE INC

DFND

COM

Shares323.68K

TypeSH

Market value$82.15M

4.61%

Sole

0.00

Shared

0.00

None

323.68K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares99.11K

TypeSH

Market value$57.20M

3.21%

Sole

0.00

Shared

0.00

None

99.11K

MICROSOFT CORP

DFND

COM

Shares105.31K

TypeSH

Market value$38.98M

2.19%

Sole

0.00

Shared

0.00

None

105.31K

VANGUARD ADMIRAL FDS INC

SOLE

500 GRTH IDX F

Shares89.56K

TypeSH

Market value$36.51M

2.05%

Sole

0.00

Shared

0.00

None

89.56K

SPDR GOLD TR

SOLE

GOLD SHS

Shares79.59K

TypeSH

Market value$34.25M

1.92%

Sole

0.00

Shared

0.00

None

79.59K

NVIDIA CORPORATION

DFND

COM

Shares184.68K

TypeSH

Market value$32.21M

1.81%

Sole

0.00

Shared

0.00

None

184.68K

ALPHABET INC

DFND

CAP STK CL A

Shares111.78K

TypeSH

Market value$32.14M

1.80%

Sole

0.00

Shared

0.00

None

111.78K

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares47.27K

TypeSH

Market value$30.74M

1.72%

Sole

0.00

Shared

0.00

None

47.27K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares39.41K

TypeSH

Market value$25.74M

1.44%

Sole

0.00

Shared

0.00

None

39.41K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares171.58K

TypeSH

Market value$25.41M

1.43%

Sole

0.00

Shared

0.00

None

171.58K

PIMCO ETF TR

SOLE

MULTISECTOR BD

Shares950.29K

TypeSH

Market value$24.90M

1.40%

Sole

0.00

Shared

0.00

None

950.29K

EXXON MOBIL CORP

DFND

COM

Shares137.78K

TypeSH

Market value$23.38M

1.31%

Sole

0.00

Shared

0.00

None

137.78K

AMAZON COM INC

DFND

COM

Shares112.01K

TypeSH

Market value$23.33M

1.31%

Sole

0.00

Shared

0.00

None

112.01K

TEXAS PACIFIC LAND CORPORATI

SOLE

COM

Shares47.83K

TypeSH

Market value$22.70M

1.27%

Sole

0.00

Shared

0.00

None

47.83K

ELI LILLY & CO

DFND

COM

Shares23.23K

TypeSH

Market value$21.36M

1.20%

Sole

0.00

Shared

0.00

None

23.23K

ISHARES TR

SOLE

CORE S&P TTL STK

Shares132.25K

TypeSH

Market value$18.84M

1.06%

Sole

0.00

Shared

0.00

None

132.25K

JPMORGAN CHASE & CO

DFND

COM

Shares63.94K

TypeSH

Market value$18.81M

1.06%

Sole

0.00

Shared

0.00

None

63.94K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT ETF

Shares358.69K

TypeSH

Market value$18.15M

1.02%

Sole

0.00

Shared

0.00

None

358.69K

VANGUARD INDEX FDS

DFND

VALUE ETF

Shares85.97K

TypeSH

Market value$16.87M

0.95%

Sole

0.00

Shared

0.00

None

85.97K

COLUMBIA ETF TR I

SOLE

RESH ENHNC COR

Shares422.20K

TypeSH

Market value$16.46M

0.92%

Sole

0.00

Shared

0.00

None

422.20K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares83.32K

TypeSH

Market value$15.99M

0.90%

Sole

0.00

Shared

0.00

None

83.32K

BERKSHIRE HATHAWAY INC DEL

DFND

CL B NEW

Shares33.10K

TypeSH

Market value$15.86M

0.89%

Sole

0.00

Shared

0.00

None

33.10K

JOHNSON & JOHNSON

DFND

COM

Shares61.15K

TypeSH

Market value$14.95M

0.84%

Sole

0.00

Shared

0.00

None

61.15K

ALPHABET INC

DFND

CAP STK CL C

Shares51.42K

TypeSH

Market value$14.75M

0.83%

Sole

0.00

Shared

0.00

None

51.42K

SPROTT ASSET MANAGEMENT LP

SOLE

PHYSICAL GOLD TR

Shares405.03K

TypeSH

Market value$14.35M

0.81%

Sole

0.00

Shared

0.00

None

405.03K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCDFND	COM	323.68K	SH	$82.15M 4.61%	323.68K
INVESCO QQQ TRSOLE	UNIT SER 1	99.11K	SH	$57.20M 3.21%	99.11K
MICROSOFT CORPDFND	COM	105.31K	SH	$38.98M 2.19%	105.31K
VANGUARD ADMIRAL FDS INCSOLE	500 GRTH IDX F	89.56K	SH	$36.51M 2.05%	89.56K
SPDR GOLD TRSOLE	GOLD SHS	79.59K	SH	$34.25M 1.92%	79.59K
NVIDIA CORPORATIONDFND	COM	184.68K	SH	$32.21M 1.81%	184.68K
ALPHABET INCDFND	CAP STK CL A	111.78K	SH	$32.14M 1.80%	111.78K
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	47.27K	SH	$30.74M 1.72%	47.27K
ISHARES TRSOLE	CORE S&P500 ETF	39.41K	SH	$25.74M 1.44%	39.41K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	171.58K	SH	$25.41M 1.43%	171.58K
PIMCO ETF TRSOLE	MULTISECTOR BD	950.29K	SH	$24.90M 1.40%	950.29K
EXXON MOBIL CORPDFND	COM	137.78K	SH	$23.38M 1.31%	137.78K
AMAZON COM INCDFND	COM	112.01K	SH	$23.33M 1.31%	112.01K
TEXAS PACIFIC LAND CORPORATISOLE	COM	47.83K	SH	$22.70M 1.27%	47.83K
ELI LILLY & CODFND	COM	23.23K	SH	$21.36M 1.20%	23.23K
ISHARES TRSOLE	CORE S&P TTL STK	132.25K	SH	$18.84M 1.06%	132.25K
JPMORGAN CHASE & CODFND	COM	63.94K	SH	$18.81M 1.06%	63.94K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT ETF	358.69K	SH	$18.15M 1.02%	358.69K
VANGUARD INDEX FDSDFND	VALUE ETF	85.97K	SH	$16.87M 0.95%	85.97K
COLUMBIA ETF TR ISOLE	RESH ENHNC COR	422.20K	SH	$16.46M 0.92%	422.20K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	83.32K	SH	$15.99M 0.90%	83.32K
BERKSHIRE HATHAWAY INC DELDFND	CL B NEW	33.10K	SH	$15.86M 0.89%	33.10K
JOHNSON & JOHNSONDFND	COM	61.15K	SH	$14.95M 0.84%	61.15K
ALPHABET INCDFND	CAP STK CL C	51.42K	SH	$14.75M 0.83%	51.42K
SPROTT ASSET MANAGEMENT LPSOLE	PHYSICAL GOLD TR	405.03K	SH	$14.35M 0.81%	405.03K

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