Filed: 11/15/2023ACC: 0001315785-23-000004
📋 What this filing means
ESSEX FINANCIAL SERVICES, INC. filed this quarterly 13F‑HR report disclosing 471 equity positions with a total reported market value of $863.78M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
471
Positions
$863.78M
Total AUM (reported)
11.80M
Total Shares
Allocation by class
STOCK$489.21M56.6%
ETF$345.33M40.0%
CEF$12.24M1.4%
ADR$9.92M1.1%
REIT$7.07M0.8%
Portfolio Concentration
Top 3$102.69M11.9%
4–10$105.36M12.2%
11–25$152.32M17.6%
Rest$503.40M58.3%
Top 3 weight
11.9%
Top 10 weight
24.1%
Voting Authority Distribution
Total shares with voting rights: 0.00
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole471
Shared0
Other0
Dominant voting typeNone · 0.0% of voting shares
Institutional Holdings471
Rows:
APPLE INC
SOLEShares276.66K
TypeSH
Market value$47.37M
5.48%
Sole
0.00
Shared
0.00
None
0.00
MICROSOFT
SOLEShares87.68K
TypeSH
Market value$27.68M
3.21%
Sole
0.00
Shared
0.00
None
0.00
INVESCO QQQ TRUST
SOLEShares77.15K
TypeSH
Market value$27.64M
3.20%
Sole
0.00
Shared
0.00
None
0.00
VANGUARD S&P 500 GROWTH ETF
SOLEShares75.53K
TypeSH
Market value$18.65M
2.16%
Sole
0.00
Shared
0.00
None
0.00
SPDR S&P 500 ETF
SOLEShares35.10K
TypeSH
Market value$15.01M
1.74%
Sole
0.00
Shared
0.00
None
0.00
VANGUARD HIGH DIVIDEND YIELD
SOLEShares144.86K
TypeSH
Market value$14.97M
1.73%
Sole
0.00
Shared
0.00
None
0.00
COMPASS DIVERSIFIED HOLDINGS
SOLEShares775.25K
TypeSH
Market value$14.55M
1.68%
Sole
0.00
Shared
0.00
None
0.00
GOOGLE INC
SOLEShares108.27K
TypeSH
Market value$14.17M
1.64%
Sole
0.00
Shared
0.00
None
0.00
AMAZON.COM INC
SOLEShares110.42K
TypeSH
Market value$14.04M
1.63%
Sole
0.00
Shared
0.00
None
0.00
PROSHARES TR S&P 500 ARISTOCRATS
SOLEShares157.96K
TypeSH
Market value$13.99M
1.62%
Sole
0.00
Shared
0.00
None
0.00
TEXAS PACIFIC LAND CORPORATION COM
SOLEShares7.47K
TypeSH
Market value$13.63M
1.58%
Sole
0.00
Shared
0.00
None
0.00
ELI LILLY & CO COM
SOLEShares25.36K
TypeSH
Market value$13.62M
1.58%
Sole
0.00
Shared
0.00
None
0.00
EXXON MOBIL CORP COM
SOLEShares110.35K
TypeSH
Market value$12.97M
1.50%
Sole
0.00
Shared
0.00
None
0.00
SPDR GOLD ETF
SOLEShares69.63K
TypeSH
Market value$11.94M
1.38%
Sole
0.00
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL CL B NEW
SOLEShares32.76K
TypeSH
Market value$11.47M
1.33%
Sole
0.00
Shared
0.00
None
0.00
JOHNSON & JOHNSON COM
SOLEShares67.05K
TypeSH
Market value$10.44M
1.21%
Sole
0.00
Shared
0.00
None
0.00
INVESCO S&P 500 EQUAL WEIGHT ETF
SOLEShares69.10K
TypeSH
Market value$9.79M
1.13%
Sole
0.00
Shared
0.00
None
0.00
PFIZER INC COM
SOLEShares278.01K
TypeSH
Market value$9.22M
1.07%
Sole
0.00
Shared
0.00
None
0.00
JPMORGAN CHASE & CO COM
SOLEShares62.54K
TypeSH
Market value$9.07M
1.05%
Sole
0.00
Shared
0.00
None
0.00
VANGUARD DIVIDEND APPRECIATION ETF
SOLEShares56.98K
TypeSH
Market value$8.85M
1.03%
Sole
0.00
Shared
0.00
None
0.00
PIMCO ENHANCED SHORT MATURITY ETF
SOLEShares87.56K
TypeSH
Market value$8.77M
1.02%
Sole
0.00
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO COM
SOLEShares56.99K
TypeSH
Market value$8.31M
0.96%
Sole
0.00
Shared
0.00
None
0.00
JPMORGAN ULTRA-SHORT INCOME ETF
SOLEShares164.22K
TypeSH
Market value$8.24M
0.95%
Sole
0.00
Shared
0.00
None
0.00
VANGUARD VALUE ETF
SOLEShares59.23K
TypeSH
Market value$8.17M
0.95%
Sole
0.00
Shared
0.00
None
0.00
WISDOMTREE FLOATING RATE TREASURY FUND
SOLEShares155.22K
TypeSH
Market value$7.81M
0.90%
Sole
0.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | Stock | 276.66K | SH | $47.37M 5.48% | 0.00 | 0.00 | 0.00 |
MICROSOFTSOLE | Stock | 87.68K | SH | $27.68M 3.21% | 0.00 | 0.00 | 0.00 |
INVESCO QQQ TRUSTSOLE | ETF | 77.15K | SH | $27.64M 3.20% | 0.00 | 0.00 | 0.00 |
VANGUARD S&P 500 GROWTH ETFSOLE | ETF | 75.53K | SH | $18.65M 2.16% | 0.00 | 0.00 | 0.00 |
SPDR S&P 500 ETFSOLE | ETF | 35.10K | SH | $15.01M 1.74% | 0.00 | 0.00 | 0.00 |
VANGUARD HIGH DIVIDEND YIELDSOLE | ETF | 144.86K | SH | $14.97M 1.73% | 0.00 | 0.00 | 0.00 |
COMPASS DIVERSIFIED HOLDINGSSOLE | Stock | 775.25K | SH | $14.55M 1.68% | 0.00 | 0.00 | 0.00 |
GOOGLE INCSOLE | Stock | 108.27K | SH | $14.17M 1.64% | 0.00 | 0.00 | 0.00 |
AMAZON.COM INCSOLE | Stock | 110.42K | SH | $14.04M 1.63% | 0.00 | 0.00 | 0.00 |
PROSHARES TR S&P 500 ARISTOCRATSSOLE | ETF | 157.96K | SH | $13.99M 1.62% | 0.00 | 0.00 | 0.00 |
TEXAS PACIFIC LAND CORPORATION COMSOLE | Stock | 7.47K | SH | $13.63M 1.58% | 0.00 | 0.00 | 0.00 |
ELI LILLY & CO COMSOLE | Stock | 25.36K | SH | $13.62M 1.58% | 0.00 | 0.00 | 0.00 |
EXXON MOBIL CORP COMSOLE | Stock | 110.35K | SH | $12.97M 1.50% | 0.00 | 0.00 | 0.00 |
SPDR GOLD ETFSOLE | ETF | 69.63K | SH | $11.94M 1.38% | 0.00 | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DEL CL B NEWSOLE | Stock | 32.76K | SH | $11.47M 1.33% | 0.00 | 0.00 | 0.00 |
JOHNSON & JOHNSON COMSOLE | Stock | 67.05K | SH | $10.44M 1.21% | 0.00 | 0.00 | 0.00 |
INVESCO S&P 500 EQUAL WEIGHT ETFSOLE | ETF | 69.10K | SH | $9.79M 1.13% | 0.00 | 0.00 | 0.00 |
PFIZER INC COMSOLE | Stock | 278.01K | SH | $9.22M 1.07% | 0.00 | 0.00 | 0.00 |
JPMORGAN CHASE & CO COMSOLE | Stock | 62.54K | SH | $9.07M 1.05% | 0.00 | 0.00 | 0.00 |
VANGUARD DIVIDEND APPRECIATION ETFSOLE | ETF | 56.98K | SH | $8.85M 1.03% | 0.00 | 0.00 | 0.00 |
PIMCO ENHANCED SHORT MATURITY ETFSOLE | ETF | 87.56K | SH | $8.77M 1.02% | 0.00 | 0.00 | 0.00 |
PROCTER AND GAMBLE CO COMSOLE | Stock | 56.99K | SH | $8.31M 0.96% | 0.00 | 0.00 | 0.00 |
JPMORGAN ULTRA-SHORT INCOME ETFSOLE | ETF | 164.22K | SH | $8.24M 0.95% | 0.00 | 0.00 | 0.00 |
VANGUARD VALUE ETFSOLE | ETF | 59.23K | SH | $8.17M 0.95% | 0.00 | 0.00 | 0.00 |
WISDOMTREE FLOATING RATE TREASURY FUNDSOLE | ETF | 155.22K | SH | $7.81M 0.90% | 0.00 | 0.00 | 0.00 |
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