ES4, LLC

PrivateCIK: 2095578
Location

NEWPORT BEACH, CA

32
Positions
$154.88M
Total AUM (reported)
2.51M
Total Shares

Allocation by class

TOTAL AUM$154.88M32 positions
CORE MSCI EURO$25.20M16.3%
MSCI EMRG CHN$19.30M12.5%
CORE US AGGBD ET$15.35M9.9%
CORE MSCI TOTAL$12.41M8.0%
IBONDS DEC 29$10.53M6.8%
S&P 100 ETF$9.57M6.2%
STATE STREET TEC$9.27M6.0%

Portfolio Concentration

Top 338.6%4–1037.9%11–2521.3%Rest2.2%TOP 1076.5%0%100%
Top 3$59.86M38.6%
4–10$58.67M37.9%
11–25$33.00M21.3%
Rest$3.35M2.2%

Top 3 weight

38.6%

Top 10 weight

76.5%

Voting Authority Distribution

Total shares with voting rights: 2.51M

Sole

Full voting authority

2.51M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole0
Shared0
Other32
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings32
Rows:

ISHARES TR

DFND
CORE MSCI EURO
Shares358.68K
TypeSH
Market value$25.20M
16.27%
Sole
358.68K
Shared
0.00
None
0.00

ISHARES INC

DFND
MSCI EMRG CHN
Shares245.35K
TypeSH
Market value$19.30M
12.46%
Sole
245.35K
Shared
0.00
None
0.00

ISHARES TR

DFND
CORE US AGGBD ET
Shares154.66K
TypeSH
Market value$15.35M
9.91%
Sole
154.66K
Shared
0.00
None
0.00

ISHARES TR

DFND
CORE MSCI TOTAL
Shares143.29K
TypeSH
Market value$12.41M
8.02%
Sole
143.29K
Shared
0.00
None
0.00

ISHARES TR

DFND
IBONDS DEC 29
Shares452.71K
TypeSH
Market value$10.53M
6.80%
Sole
452.71K
Shared
0.00
None
0.00

ISHARES TR

DFND
S&P 100 ETF
Shares30.10K
TypeSH
Market value$9.57M
6.18%
Sole
30.10K
Shared
0.00
None
0.00

SELECT SECTOR SPDR TR

DFND
STATE STREET TEC
Shares69.78K
TypeSH
Market value$9.27M
5.99%
Sole
69.78K
Shared
0.00
None
0.00

FRANKLIN TEMPLETON ETF TR

DFND
FTSE JAPAN ETF
Shares193.48K
TypeSH
Market value$7.00M
4.52%
Sole
193.48K
Shared
0.00
None
0.00

ISHARES TR

DFND
IBONDS 27 ETF
Shares215.59K
TypeSH
Market value$5.23M
3.37%
Sole
215.59K
Shared
0.00
None
0.00

FRANKLIN TEMPLETON ETF TR

DFND
FTSE CANADA
Shares94.99K
TypeSH
Market value$4.65M
3.00%
Sole
94.99K
Shared
0.00
None
0.00

SELECT SECTOR SPDR TR

DFND
STATE STREET HEA
Shares29.02K
TypeSH
Market value$4.25M
2.75%
Sole
29.02K
Shared
0.00
None
0.00

ISHARES TR

DFND
CORE MSCI PAC
Shares51.11K
TypeSH
Market value$3.91M
2.52%
Sole
51.11K
Shared
0.00
None
0.00

SELECT SECTOR SPDR TR

DFND
STATE STREET CON
Shares27.16K
TypeSH
Market value$2.96M
1.91%
Sole
27.16K
Shared
0.00
None
0.00

ISHARES TR

DFND
CRE U S REIT ETF
Shares49.01K
TypeSH
Market value$2.90M
1.87%
Sole
49.01K
Shared
0.00
None
0.00

SELECT SECTOR SPDR TR

DFND
STATE STREET ENE
Shares42.59K
TypeSH
Market value$2.61M
1.68%
Sole
42.59K
Shared
0.00
None
0.00

SELECT SECTOR SPDR TR

DFND
STATE STREET FIN
Shares48.13K
TypeSH
Market value$2.38M
1.53%
Sole
48.13K
Shared
0.00
None
0.00

SELECT SECTOR SPDR TR

DFND
STATE STREET CON
Shares26.07K
TypeSH
Market value$2.14M
1.38%
Sole
26.07K
Shared
0.00
None
0.00

SELECT SECTOR SPDR TR

DFND
STATE STREET IND
Shares13.03K
TypeSH
Market value$2.11M
1.36%
Sole
13.03K
Shared
0.00
None
0.00

SELECT SECTOR SPDR TR

DFND
STATE STREET MAT
Shares42.12K
TypeSH
Market value$2.10M
1.36%
Sole
42.12K
Shared
0.00
None
0.00

SELECT SECTOR SPDR TR

DFND
STATE STREET COM
Shares18.25K
TypeSH
Market value$2.02M
1.31%
Sole
18.25K
Shared
0.00
None
0.00

VANGUARD ADMIRAL FDS INC

DFND
MIDCP 400 GRTH
Shares12.07K
TypeSH
Market value$1.51M
0.97%
Sole
12.07K
Shared
0.00
None
0.00

SPDR SERIES TRUST

DFND
STATE STREET SPD
Shares13.93K
TypeSH
Market value$1.36M
0.88%
Sole
13.93K
Shared
0.00
None
0.00

FRANKLIN TEMPLETON ETF TR

DFND
FTSE BRAZIL
Shares41.60K
TypeSH
Market value$993.8K
0.64%
Sole
41.60K
Shared
0.00
None
0.00

ISHARES TR

DFND
RUS 1000 VAL ETF
Shares4.64K
TypeSH
Market value$991.3K
0.64%
Sole
4.64K
Shared
0.00
None
0.00

GLOBAL X FDS

DFND
MSCI VIETNAM ETF
Shares33.30K
TypeSH
Market value$760.2K
0.49%
Sole
33.30K
Shared
0.00
None
0.00
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