EPIQ PARTNERS, LLC

PrivateCIK: 1799435

Location

MINNEAPOLIS, MN

Positions

$235.80M

Total AUM (reported)

5.35M

Total Shares

Allocation by class

COM$69.21M29.4%

RUSSELL 3000 ETF$30.60M13.0%

RUS 1000 GRW ETF$13.51M5.7%

B-BBB CLO ETF$11.92M5.1%

HEND SECU IN ETF$11.78M5.0%

CAP STK CL A$9.36M4.0%

INNOVATOR DEEPW$8.96M3.8%

Portfolio Concentration

Top 3$56.03M23.8%

4–10$59.35M25.2%

11–25$63.39M26.9%

Rest$57.03M24.2%

Top 3 weight

23.8%

Top 10 weight

48.9%

Voting Authority Distribution

Total shares with voting rights: 5.35M

Sole

Full voting authority

1.07M

% of voting shares20.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.28M

% of voting shares80.0%

Investment Discretion (by position count)

Sole97

Shared0

Other0

Dominant voting typeNone · 80.0% of voting shares

Institutional Holdings97

Rows:

ISHARES TR

SOLE

RUSSELL 3000 ETF

Shares71.75K

TypeSH

Market value$30.60M

12.98%

Sole

734.00

Shared

0.00

None

71.02K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares108.83K

TypeSH

Market value$13.51M

5.73%

Sole

4.09K

Shared

0.00

None

104.74K

JANUS DETROIT STR TR

SOLE

B-BBB CLO ETF

Shares251.78K

TypeSH

Market value$11.92M

5.06%

Sole

17.25K

Shared

0.00

None

234.53K

JANUS DETROIT STR TR

SOLE

HEND SECU IN ETF

Shares230.02K

TypeSH

Market value$11.78M

5.00%

Sole

16.80K

Shared

0.00

None

213.22K

ALPHABET INC

SOLE

CAP STK CL A

Shares26.20K

TypeSH

Market value$9.36M

3.97%

Sole

850.00

Shared

0.00

None

25.34K

INNOVATOR ETFS TRUST

SOLE

INNOVATOR DEEPW

Shares90.92K

TypeSH

Market value$8.96M

3.80%

Sole

2.54K

Shared

0.00

None

88.38K

HUNTINGTON BANCSHARES INC

SOLE

COM

Shares448.24K

TypeSH

Market value$7.95M

3.37%

Sole

400.54K

Shared

0.00

None

47.70K

HORMEL FOODS CORP

SOLE

COM

Shares301.77K

TypeSH

Market value$7.49M

3.18%

Sole

270.72K

Shared

0.00

None

31.05K

CAPITAL SOUTHWEST CORP

SOLE

COM

Shares294K

TypeSH

Market value$6.99M

2.96%

Sole

27.60K

Shared

0.00

None

266.40K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares68.97K

TypeSH

Market value$6.83M

2.90%

Sole

2.90K

Shared

0.00

None

66.07K

BANK OF AMER CORP

SOLE

7.25%CNV PFD L

Shares4.98K

TypeSH

Market value$6.24M

2.65%

Sole

185.00

Shared

0.00

None

4.79K

BLUE OWL CAPITAL CORPORATION

SOLE

COM

Shares537.63K

TypeSH

Market value$5.84M

2.48%

Sole

48.33K

Shared

0.00

None

489.30K

ISHARES TR

SOLE

MSCI ACWI EX US

Shares73.93K

TypeSH

Market value$5.63M

2.39%

Sole

0.00

Shared

0.00

None

73.93K

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares55.06K

TypeSH

Market value$4.55M

1.93%

Sole

2.37K

Shared

0.00

None

52.69K

SLR INVESTMENT CORP

SOLE

COM

Shares349.77K

TypeSH

Market value$4.33M

1.83%

Sole

40.30K

Shared

0.00

None

309.47K

APPLE INC

SOLE

COM

Shares14.77K

TypeSH

Market value$4.27M

1.81%

Sole

418.00

Shared

0.00

None

14.35K

ECOLAB INC

SOLE

COM

Shares15.20K

TypeSH

Market value$4.23M

1.80%

Sole

0.00

Shared

0.00

None

15.20K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares8.46K

TypeSH

Market value$4.23M

1.79%

Sole

270.00

Shared

0.00

None

8.19K

ISHARES BITCOIN TRUST ETF

SOLE

SHS BEN INT

Shares119.16K

TypeSH

Market value$3.97M

1.68%

Sole

2.38K

Shared

0.00

None

116.78K

BROOKFIELD CORP

SOLE

CL A LTD VT SH

Shares91.62K

TypeSH

Market value$3.90M

1.65%

Sole

2.77K

Shared

0.00

None

88.85K

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares5.05K

TypeSH

Market value$3.77M

1.60%

Sole

0.00

Shared

0.00

None

5.05K

AERCAP HOLDINGS NV

SOLE

SHS

Shares23.37K

TypeSH

Market value$3.41M

1.45%

Sole

850.00

Shared

0.00

None

22.52K

BROOKFIELD RENEWABLE ENERGY

SOLE

PARTNERSHIP UNIT

Shares90.15K

TypeSH

Market value$3.13M

1.33%

Sole

17K

Shared

0.00

None

73.15K

ALBEMARLE CORP

SOLE

COM

Shares21.86K

TypeSH

Market value$2.95M

1.25%

Sole

910.00

Shared

0.00

None

20.95K

BROOKFIELD INFRASTRUCTURE PA

SOLE

LP INT UNIT

Shares80.10K

TypeSH

Market value$2.92M

1.24%

Sole

15.13K

Shared

0.00

None

64.98K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	RUSSELL 3000 ETF	71.75K	SH	$30.60M 12.98%	734.00	71.02K
ISHARES TRSOLE	RUS 1000 GRW ETF	108.83K	SH	$13.51M 5.73%	4.09K	104.74K
JANUS DETROIT STR TRSOLE	B-BBB CLO ETF	251.78K	SH	$11.92M 5.06%	17.25K	234.53K
JANUS DETROIT STR TRSOLE	HEND SECU IN ETF	230.02K	SH	$11.78M 5.00%	16.80K	213.22K
ALPHABET INCSOLE	CAP STK CL A	26.20K	SH	$9.36M 3.97%	850.00	25.34K
INNOVATOR ETFS TRUSTSOLE	INNOVATOR DEEPW	90.92K	SH	$8.96M 3.80%	2.54K	88.38K
HUNTINGTON BANCSHARES INCSOLE	COM	448.24K	SH	$7.95M 3.37%	400.54K	47.70K
HORMEL FOODS CORPSOLE	COM	301.77K	SH	$7.49M 3.18%	270.72K	31.05K
CAPITAL SOUTHWEST CORPSOLE	COM	294K	SH	$6.99M 2.96%	27.60K	266.40K
ISHARES TRSOLE	CORE US AGGBD ET	68.97K	SH	$6.83M 2.90%	2.90K	66.07K
BANK OF AMER CORPSOLE	7.25%CNV PFD L	4.98K	SH	$6.24M 2.65%	185.00	4.79K
BLUE OWL CAPITAL CORPORATIONSOLE	COM	537.63K	SH	$5.84M 2.48%	48.33K	489.30K
ISHARES TRSOLE	MSCI ACWI EX US	73.93K	SH	$5.63M 2.39%	0.00	73.93K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	55.06K	SH	$4.55M 1.93%	2.37K	52.69K
SLR INVESTMENT CORPSOLE	COM	349.77K	SH	$4.33M 1.83%	40.30K	309.47K
APPLE INCSOLE	COM	14.77K	SH	$4.27M 1.81%	418.00	14.35K
ECOLAB INCSOLE	COM	15.20K	SH	$4.23M 1.80%	0.00	15.20K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	8.46K	SH	$4.23M 1.79%	270.00	8.19K
ISHARES BITCOIN TRUST ETFSOLE	SHS BEN INT	119.16K	SH	$3.97M 1.68%	2.38K	116.78K
BROOKFIELD CORPSOLE	CL A LTD VT SH	91.62K	SH	$3.90M 1.65%	2.77K	88.85K
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	5.05K	SH	$3.77M 1.60%	0.00	5.05K
AERCAP HOLDINGS NVSOLE	SHS	23.37K	SH	$3.41M 1.45%	850.00	22.52K
BROOKFIELD RENEWABLE ENERGYSOLE	PARTNERSHIP UNIT	90.15K	SH	$3.13M 1.33%	17K	73.15K
ALBEMARLE CORPSOLE	COM	21.86K	SH	$2.95M 1.25%	910.00	20.95K
BROOKFIELD INFRASTRUCTURE PASOLE	LP INT UNIT	80.10K	SH	$2.92M 1.24%	15.13K	64.98K

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