EMPIRICAL FINANCIAL SERVICES, LLC D.B.A. EMPIRICAL WEALTH MANAGEMENT

PrivateCIK: 1510434

Location

SEATTLE, WA

995

Positions

$5.78B

Total AUM (reported)

72.88M

Total Shares

Allocation by class

COM$1.70B29.4%

MSCI USA QLT FCT$338.87M5.9%

MSCI INTL QUALTY$316.21M5.5%

STRM INFPROIDX$244.30M4.2%

MSCI USA MMENTM$230.49M4.0%

SHRT TRM CORP BD$217.11M3.8%

US MKTWIDE VALUE$154.81M2.7%

Portfolio Concentration

Top 3$996.44M17.2%

4–10$1.29B22.3%

11–25$995.65M17.2%

Rest$2.50B43.3%

Top 3 weight

17.2%

Top 10 weight

39.5%

Voting Authority Distribution

Total shares with voting rights: 72.88M

Sole

Full voting authority

68.21M

% of voting shares93.6%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.67M

% of voting shares6.4%

Investment Discretion (by position count)

Sole583

Shared0

Other412

Dominant voting typeSole · 93.6% of voting shares

Institutional Holdings995

Rows:

NVIDIA CORPORATION

OTR

COM

Shares1.96M

TypeSH

Market value$341.36M

5.90%

Sole

1.95M

Shared

0.00

None

10.76K

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares1.77M

TypeSH

Market value$338.87M

5.86%

Sole

1.64M

Shared

0.00

None

129.93K

ISHARES TR

SOLE

MSCI INTL QUALTY

Shares6.84M

TypeSH

Market value$316.21M

5.47%

Sole

6.38M

Shared

0.00

None

463.78K

VANGUARD MALVERN FDS

OTR

STRM INFPROIDX

Shares4.89M

TypeSH

Market value$244.30M

4.22%

Sole

4.59M

Shared

0.00

None

304.59K

ISHARES TR

OTR

MSCI USA MMENTM

Shares960.40K

TypeSH

Market value$230.49M

3.98%

Sole

882.62K

Shared

0.00

None

77.78K

VANGUARD SCOTTSDALE FDS

OTR

SHRT TRM CORP BD

Shares2.74M

TypeSH

Market value$217.11M

3.75%

Sole

2.47M

Shared

0.00

None

270.33K

APPLE INC

SOLE

COM

Shares612.42K

TypeSH

Market value$155.43M

2.69%

Sole

563.10K

Shared

0.00

None

49.32K

DIMENSIONAL ETF TRUST

OTR

US MKTWIDE VALUE

Shares3.19M

TypeSH

Market value$154.81M

2.68%

Sole

2.90M

Shared

0.00

None

290.59K

ISHARES TR

SOLE

EAFE VALUE ETF

Shares2.01M

TypeSH

Market value$149.39M

2.58%

Sole

1.91M

Shared

0.00

None

101.53K

ISHARES INC

OTR

CORE MSCI EMKT

Shares1.98M

TypeSH

Market value$138.43M

2.39%

Sole

1.87M

Shared

0.00

None

117.92K

VANGUARD SCOTTSDALE FDS

OTR

INT-TERM CORP

Shares1.39M

TypeSH

Market value$115.15M

1.99%

Sole

1.25M

Shared

0.00

None

136.78K

DIMENSIONAL ETF TRUST

OTR

INTERNATNAL VAL

Shares1.79M

TypeSH

Market value$94.24M

1.63%

Sole

1.67M

Shared

0.00

None

115.92K

MICROSOFT CORP

SOLE

COM

Shares220.72K

TypeSH

Market value$81.70M

1.41%

Sole

199.17K

Shared

0.00

None

21.55K

VANGUARD SCOTTSDALE FDS

SOLE

SHORT TERM TREAS

Shares1.15M

TypeSH

Market value$67.33M

1.16%

Sole

1.03M

Shared

0.00

None

118.95K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares340.17K

TypeSH

Market value$66.74M

1.15%

Sole

295.42K

Shared

0.00

None

44.74K

AMERICAN CENTY ETF TR

SOLE

INTL SMCP VLU

Shares630.58K

TypeSH

Market value$62.97M

1.09%

Sole

601.85K

Shared

0.00

None

28.73K

STATE STR SPDR S&P 500 ETF T

OTR

TR UNIT

Shares96.44K

TypeSH

Market value$62.72M

1.08%

Sole

95.37K

Shared

0.00

None

1.07K

AMAZON COM INC

OTR

COM

Shares295.61K

TypeSH

Market value$61.57M

1.06%

Sole

286.78K

Shared

0.00

None

8.83K

META PLATFORMS INC

OTR

CL A

Shares105.89K

TypeSH

Market value$60.58M

1.05%

Sole

104.62K

Shared

0.00

None

1.27K

DFA INVT DIMENSIONS GROUP IN

SOLE

U.S. MICRO CAP P

Shares1.15M

TypeSH

Market value$58.70M

1.01%

Sole

1.07M

Shared

0.00

None

83.78K

VANGUARD TAX-MANAGED FDS

OTR

VAN FTSE DEV MKT

Shares898.92K

TypeSH

Market value$57.60M

1.00%

Sole

892.91K

Shared

0.00

None

6.01K

DIMENSIONAL ETF TRUST

OTR

US TARGETED VLU

Shares914.07K

TypeSH

Market value$57.08M

0.99%

Sole

862.12K

Shared

0.00

None

51.95K

WISDOMTREE TR

SOLE

US QUALITY GROW

Shares1.02M

TypeSH

Market value$54.55M

0.94%

Sole

945.08K

Shared

0.00

None

75.97K

ALPHABET INC

SOLE

CAP STK CL C

Shares170.45K

TypeSH

Market value$48.90M

0.85%

Sole

161.80K

Shared

0.00

None

8.65K

AMERICAN CENTY ETF TR

SOLE

US SML CP VALU

Shares414.66K

TypeSH

Market value$45.81M

0.79%

Sole

397.92K

Shared

0.00

None

16.74K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
NVIDIA CORPORATIONOTR	COM	1.96M	SH	$341.36M 5.90%	1.95M	10.76K
ISHARES TRSOLE	MSCI USA QLT FCT	1.77M	SH	$338.87M 5.86%	1.64M	129.93K
ISHARES TRSOLE	MSCI INTL QUALTY	6.84M	SH	$316.21M 5.47%	6.38M	463.78K
VANGUARD MALVERN FDSOTR	STRM INFPROIDX	4.89M	SH	$244.30M 4.22%	4.59M	304.59K
ISHARES TROTR	MSCI USA MMENTM	960.40K	SH	$230.49M 3.98%	882.62K	77.78K
VANGUARD SCOTTSDALE FDSOTR	SHRT TRM CORP BD	2.74M	SH	$217.11M 3.75%	2.47M	270.33K
APPLE INCSOLE	COM	612.42K	SH	$155.43M 2.69%	563.10K	49.32K
DIMENSIONAL ETF TRUSTOTR	US MKTWIDE VALUE	3.19M	SH	$154.81M 2.68%	2.90M	290.59K
ISHARES TRSOLE	EAFE VALUE ETF	2.01M	SH	$149.39M 2.58%	1.91M	101.53K
ISHARES INCOTR	CORE MSCI EMKT	1.98M	SH	$138.43M 2.39%	1.87M	117.92K
VANGUARD SCOTTSDALE FDSOTR	INT-TERM CORP	1.39M	SH	$115.15M 1.99%	1.25M	136.78K
DIMENSIONAL ETF TRUSTOTR	INTERNATNAL VAL	1.79M	SH	$94.24M 1.63%	1.67M	115.92K
MICROSOFT CORPSOLE	COM	220.72K	SH	$81.70M 1.41%	199.17K	21.55K
VANGUARD SCOTTSDALE FDSSOLE	SHORT TERM TREAS	1.15M	SH	$67.33M 1.16%	1.03M	118.95K
VANGUARD INDEX FDSSOLE	VALUE ETF	340.17K	SH	$66.74M 1.15%	295.42K	44.74K
AMERICAN CENTY ETF TRSOLE	INTL SMCP VLU	630.58K	SH	$62.97M 1.09%	601.85K	28.73K
STATE STR SPDR S&P 500 ETF TOTR	TR UNIT	96.44K	SH	$62.72M 1.08%	95.37K	1.07K
AMAZON COM INCOTR	COM	295.61K	SH	$61.57M 1.06%	286.78K	8.83K
META PLATFORMS INCOTR	CL A	105.89K	SH	$60.58M 1.05%	104.62K	1.27K
DFA INVT DIMENSIONS GROUP INSOLE	U.S. MICRO CAP P	1.15M	SH	$58.70M 1.01%	1.07M	83.78K
VANGUARD TAX-MANAGED FDSOTR	VAN FTSE DEV MKT	898.92K	SH	$57.60M 1.00%	892.91K	6.01K
DIMENSIONAL ETF TRUSTOTR	US TARGETED VLU	914.07K	SH	$57.08M 0.99%	862.12K	51.95K
WISDOMTREE TRSOLE	US QUALITY GROW	1.02M	SH	$54.55M 0.94%	945.08K	75.97K
ALPHABET INCSOLE	CAP STK CL C	170.45K	SH	$48.90M 0.85%	161.80K	8.65K
AMERICAN CENTY ETF TRSOLE	US SML CP VALU	414.66K	SH	$45.81M 0.79%	397.92K	16.74K

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