Filed: 11/3/2022ACC: 0001085146-22-003729
📋 What this filing means
EMPIRICAL FINANCIAL SERVICES, LLC D.B.A. EMPIRICAL WEALTH MANAGEMENT filed this quarterly 13F‑HR report disclosing 467 equity positions with a total reported market value of $1.91M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
467
Positions
$1.91M
Total AUM (reported)
38M
Total Shares
Allocation by class
COM$375.2K19.7%
SHRT TRM CORP BD$124.1K6.5%
STRM INFPROIDX$115.4K6.0%
INT-TERM CORP$72.6K3.8%
MSCI USA MMENTM$72.0K3.8%
US MKTWIDE VALUE$51.5K2.7%
MSCI INTL QUALTY$51.3K2.7%
Portfolio Concentration
Top 3$312.2K16.4%
4–10$362.4K19.0%
11–25$427.9K22.4%
Rest$805.9K42.2%
Top 3 weight
16.4%
Top 10 weight
35.3%
Voting Authority Distribution
Total shares with voting rights: 38M
Sole
Full voting authority
29.26M
shares
% of voting shares77.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
8.74M
shares
% of voting shares23.0%
Investment Discretion (by position count)
Sole467
Shared0
Other0
Dominant voting typeSole · 77.0% of voting shares
Institutional Holdings467
Rows:
VANGUARD SCOTTSDALE FDS
SOLEShares1.67M
TypeSH
Market value$124.1K
6.50%
Sole
1.32M
Shared
0.00
None
354.12K
VANGUARD MALVERN FDS
SOLEShares2.40M
TypeSH
Market value$115.4K
6.05%
Sole
1.93M
Shared
0.00
None
464.06K
VANGUARD SCOTTSDALE FDS
SOLEShares959.88K
TypeSH
Market value$72.6K
3.81%
Sole
756.83K
Shared
0.00
None
203.05K
ISHARES TR
SOLEShares548.94K
TypeSH
Market value$72.0K
3.77%
Sole
445.21K
Shared
0.00
None
103.73K
APPLE INC
SOLEShares375.13K
TypeSH
Market value$51.8K
2.72%
Sole
251.60K
Shared
0.00
None
123.53K
DIMENSIONAL ETF TRUST
SOLEShares1.74M
TypeSH
Market value$51.5K
2.70%
Sole
1.35M
Shared
0.00
None
395.29K
ISHARES TR
SOLEShares1.85M
TypeSH
Market value$51.3K
2.69%
Sole
1.41M
Shared
0.00
None
438.78K
ISHARES INC
SOLEShares1.11M
TypeSH
Market value$47.7K
2.50%
Sole
884.27K
Shared
0.00
None
225.41K
SPDR SER TR
SOLEShares1.94M
TypeSH
Market value$46.2K
2.42%
Sole
1.58M
Shared
0.00
None
362.02K
VANGUARD SCOTTSDALE FDS
SOLEShares724.40K
TypeSH
Market value$41.9K
2.19%
Sole
567.61K
Shared
0.00
None
156.79K
VANGUARD INDEX FDS
SOLEShares334.97K
TypeSH
Market value$41.4K
2.17%
Sole
262.64K
Shared
0.00
None
72.33K
ISHARES TR
SOLEShares371.82K
TypeSH
Market value$38.6K
2.03%
Sole
290.60K
Shared
0.00
None
81.21K
ISHARES TR
SOLEShares1M
TypeSH
Market value$38.6K
2.02%
Sole
743.39K
Shared
0.00
None
258.02K
DIMENSIONAL ETF TRUST
SOLEShares1.44M
TypeSH
Market value$37.0K
1.94%
Sole
1.12M
Shared
0.00
None
318.58K
SPDR S&P 500 ETF TR
SOLEShares97K
TypeSH
Market value$34.6K
1.82%
Sole
91.78K
Shared
0.00
None
5.22K
MICROSOFT CORP
SOLEShares143.87K
TypeSH
Market value$33.5K
1.76%
Sole
86.41K
Shared
0.00
None
57.46K
VANGUARD INDEX FDS
SOLEShares404.41K
TypeSH
Market value$32.4K
1.70%
Sole
318.41K
Shared
0.00
None
86K
DIMENSIONAL ETF TRUST
SOLEShares772.44K
TypeSH
Market value$30.1K
1.58%
Sole
616.36K
Shared
0.00
None
156.08K
VANGUARD TAX-MANAGED FDS
SOLEShares719.25K
TypeSH
Market value$26.2K
1.37%
Sole
694.54K
Shared
0.00
None
24.71K
BELPOINTE PREP LLC
SOLEShares240.03K
TypeSH
Market value$24.0K
1.26%
Sole
226.25K
Shared
0.00
None
13.78K
VANGUARD INTL EQUITY INDEX F
SOLEShares221.16K
TypeSH
Market value$20.5K
1.08%
Sole
183.31K
Shared
0.00
None
37.85K
DIMENSIONAL ETF TRUST
SOLEShares858.21K
TypeSH
Market value$19.1K
1.00%
Sole
560.82K
Shared
0.00
None
297.39K
VANGUARD INDEX FDS
SOLEShares132.10K
TypeSH
Market value$18.9K
0.99%
Sole
100.91K
Shared
0.00
None
31.19K
SPDR SER TR
SOLEShares581.37K
TypeSH
Market value$17.0K
0.89%
Sole
483K
Shared
0.00
None
98.37K
AMAZON COM INC
SOLEShares141.52K
TypeSH
Market value$16.0K
0.84%
Sole
87.38K
Shared
0.00
None
54.14K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 1.67M | SH | $124.1K 6.50% | 1.32M | 0.00 | 354.12K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 2.40M | SH | $115.4K 6.05% | 1.93M | 0.00 | 464.06K |
VANGUARD SCOTTSDALE FDSSOLE | INT-TERM CORP | 959.88K | SH | $72.6K 3.81% | 756.83K | 0.00 | 203.05K |
ISHARES TRSOLE | MSCI USA MMENTM | 548.94K | SH | $72.0K 3.77% | 445.21K | 0.00 | 103.73K |
APPLE INCSOLE | COM | 375.13K | SH | $51.8K 2.72% | 251.60K | 0.00 | 123.53K |
DIMENSIONAL ETF TRUSTSOLE | US MKTWIDE VALUE | 1.74M | SH | $51.5K 2.70% | 1.35M | 0.00 | 395.29K |
ISHARES TRSOLE | MSCI INTL QUALTY | 1.85M | SH | $51.3K 2.69% | 1.41M | 0.00 | 438.78K |
ISHARES INCSOLE | CORE MSCI EMKT | 1.11M | SH | $47.7K 2.50% | 884.27K | 0.00 | 225.41K |
SPDR SER TRSOLE | BLOOMBERG SHT TE | 1.94M | SH | $46.2K 2.42% | 1.58M | 0.00 | 362.02K |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 724.40K | SH | $41.9K 2.19% | 567.61K | 0.00 | 156.79K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 334.97K | SH | $41.4K 2.17% | 262.64K | 0.00 | 72.33K |
ISHARES TRSOLE | MSCI USA QLT FCT | 371.82K | SH | $38.6K 2.03% | 290.60K | 0.00 | 81.21K |
ISHARES TRSOLE | EAFE VALUE ETF | 1M | SH | $38.6K 2.02% | 743.39K | 0.00 | 258.02K |
DIMENSIONAL ETF TRUSTSOLE | INTERNATNAL VAL | 1.44M | SH | $37.0K 1.94% | 1.12M | 0.00 | 318.58K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 97K | SH | $34.6K 1.82% | 91.78K | 0.00 | 5.22K |
MICROSOFT CORPSOLE | COM | 143.87K | SH | $33.5K 1.76% | 86.41K | 0.00 | 57.46K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 404.41K | SH | $32.4K 1.70% | 318.41K | 0.00 | 86K |
DIMENSIONAL ETF TRUSTSOLE | US TARGETED VLU | 772.44K | SH | $30.1K 1.58% | 616.36K | 0.00 | 156.08K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 719.25K | SH | $26.2K 1.37% | 694.54K | 0.00 | 24.71K |
BELPOINTE PREP LLCSOLE | UNIT RP LTD LB A | 240.03K | SH | $24.0K 1.26% | 226.25K | 0.00 | 13.78K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE SMCAP ETF | 221.16K | SH | $20.5K 1.08% | 183.31K | 0.00 | 37.85K |
DIMENSIONAL ETF TRUSTSOLE | US CORE EQUITY 2 | 858.21K | SH | $19.1K 1.00% | 560.82K | 0.00 | 297.39K |
VANGUARD INDEX FDSSOLE | SM CP VAL ETF | 132.10K | SH | $18.9K 0.99% | 100.91K | 0.00 | 31.19K |
SPDR SER TRSOLE | PORTFOLIO SHORT | 581.37K | SH | $17.0K 0.89% | 483K | 0.00 | 98.37K |
AMAZON COM INCSOLE | COM | 141.52K | SH | $16.0K 0.84% | 87.38K | 0.00 | 54.14K |
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