EMPERY ASSET MANAGEMENT, LP

PrivateCIK: 1469336
Location

NEW YORK, NY

32
Positions
$83.02M
Total AUM (reported)
30.06M
Total Shares

Allocation by class

TOTAL AUM$83.02M32 positions
COM NEW$66.87M80.6%
COM$11.81M14.2%
CL A COM SHS$1.34M1.6%
PUBCO ORD SHS$1.05M1.3%
COM SHS$766.5K0.9%
*W EXP 01/15/203$309.0K0.4%
SHS NEW$266.1K0.3%

Portfolio Concentration

Top 372.5%4–1019.7%11–257.7%Rest0.1%TOP 1092.2%0%100%
Top 3$60.16M72.5%
4–10$16.38M19.7%
11–25$6.39M7.7%
Rest$79.8K0.1%

Top 3 weight

72.5%

Top 10 weight

92.2%

Voting Authority Distribution

Total shares with voting rights: 30.06M

Sole

Full voting authority

30.06M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole32
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings32
Rows:

X4 PHARMACEUTICALS INC

SOLE
COM NEW
Shares8.94M
TypeSH
Market value$36.94M
44.50%
Sole
8.94M
Shared
0.00
None
0.00

EMPERY DIGITAL INC

SOLE
COM NEW
Shares2.93M
TypeSH
Market value$12.40M
14.93%
Sole
2.93M
Shared
0.00
None
0.00

PRECISION BIOSCIENCES INC

SOLE
COM NEW
Shares1.97M
TypeSH
Market value$10.83M
13.04%
Sole
1.97M
Shared
0.00
None
0.00

IMPERIAL PETE INC

SOLE
COM NEW
Shares877.64K
TypeSH
Market value$3.76M
4.52%
Sole
877.64K
Shared
0.00
None
0.00

VENU HLDG CORP

SOLE
COM
Shares1.01M
TypeSH
Market value$3.34M
4.02%
Sole
1.01M
Shared
0.00
None
0.00

TENAYA THERAPEUTICS INC

SOLE
COM
Shares4.29M
TypeSH
Market value$2.97M
3.58%
Sole
4.29M
Shared
0.00
None
0.00

U S ENERGY CORP DEL

SOLE
COM
Shares1.92M
TypeSH
Market value$1.70M
2.04%
Sole
1.92M
Shared
0.00
None
0.00

SCYNEXIS INC

SOLE
COM NEW
Shares1.85M
TypeSH
Market value$1.69M
2.04%
Sole
1.85M
Shared
0.00
None
0.00

CYNGN INC

SOLE
COM
Shares957.78K
TypeSH
Market value$1.59M
1.92%
Sole
957.78K
Shared
0.00
None
0.00

JAGUAR URANIUM CORP

SOLE
CL A COM SHS
Shares487.50K
TypeSH
Market value$1.34M
1.61%
Sole
487.50K
Shared
0.00
None
0.00

SATELLOS BIOSCIENCE INC

SOLE
COM
Shares230.10K
TypeSH
Market value$1.30M
1.56%
Sole
230.10K
Shared
0.00
None
0.00

CRITICAL METALS CORP

SOLE
PUBCO ORD SHS
Shares132.04K
TypeSH
Market value$1.05M
1.26%
Sole
132.04K
Shared
0.00
None
0.00

UR-ENERGY INC

SOLE
COM
Shares620.14K
TypeSH
Market value$924.0K
1.11%
Sole
620.14K
Shared
0.00
None
0.00

PROMIS NEUROSCIENCES INC

SOLE
COM SHS
Shares60.35K
TypeSH
Market value$766.5K
0.92%
Sole
60.35K
Shared
0.00
None
0.00

SUPER LEAGUE ENTERPRISE INC

SOLE
COM NEW
Shares132.92K
TypeSH
Market value$491.8K
0.59%
Sole
132.92K
Shared
0.00
None
0.00

TALPHERA INC

SOLE
COM NEW
Shares590.48K
TypeSH
Market value$441.0K
0.53%
Sole
590.48K
Shared
0.00
None
0.00

BENITEC BIOPHARMA INC

SOLE
COM NEW
Shares30.44K
TypeSH
Market value$324.2K
0.39%
Sole
30.44K
Shared
0.00
None
0.00

BRIACELL THERAPEUTICS CORP

SOLE
*W EXP 01/15/203
Shares300K
TypeSH
Market value$309.0K
0.37%
Sole
300K
Shared
0.00
None
0.00

ABITS GROUP INC

SOLE
SHS NEW
Shares172.76K
TypeSH
Market value$266.1K
0.32%
Sole
172.76K
Shared
0.00
None
0.00

PARAZERO TECHNOLOGIES LTD

SOLE
SHS
Shares282.20K
TypeSH
Market value$217.6K
0.26%
Sole
282.20K
Shared
0.00
None
0.00

NASUS PHARMA LTD

SOLE
ORD SHS
Shares45.80K
TypeSH
Market value$101.7K
0.12%
Sole
45.80K
Shared
0.00
None
0.00

BRIACELL THERAPEUTICS CORP

SOLE
*W EXP 99/99/999
Shares666.60K
TypeSH
Market value$93.3K
0.11%
Sole
666.60K
Shared
0.00
None
0.00

NUTRIBAND INC

SOLE
*W EXP 99/99/999
Shares40.22K
TypeSH
Market value$45.0K
0.05%
Sole
40.22K
Shared
0.00
None
0.00

MARIS TECH LTD

SOLE
*W EXP 02/04/202
Shares297.60K
TypeSH
Market value$44.9K
0.05%
Sole
297.60K
Shared
0.00
None
0.00

RENATUS TACTICAL ACQUIS

SOLE
*W EXP 05/15/203
Shares50K
TypeSH
Market value$23.0K
0.03%
Sole
50K
Shared
0.00
None
0.00
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