EMPERY ASSET MANAGEMENT, LP

PrivateCIK: 1469336
Location

NEW YORK, NY

32
Positions
$86.48M
Total AUM (reported)
31.83M
Total Shares

Allocation by class

TOTAL AUM$86.48M32 positions
COM NEW$55.45M64.1%
COM$23.72M27.4%
CL A NEW$3.26M3.8%
USD CL A ORD SHS$1.54M1.8%
*W EXP 04/21/203$850.0K1.0%
CL A COM SHS$814.1K0.9%
SHS NEW$288.9K0.3%

Portfolio Concentration

Top 359.0%4–1031.7%11–259.2%Rest0.1%TOP 1090.7%0%100%
Top 3$51.04M59.0%
4–10$27.37M31.7%
11–25$7.97M9.2%
Rest$93.9K0.1%

Top 3 weight

59.0%

Top 10 weight

90.7%

Voting Authority Distribution

Total shares with voting rights: 31.83M

Sole

Full voting authority

31.83M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole32
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings32
Rows:

X4 PHARMACEUTICALS INC

SOLE
COM NEW
Shares6.93M
TypeSH
Market value$32.37M
37.43%
Sole
6.93M
Shared
0.00
None
0.00

EMPERY DIGITAL INC

SOLE
COM NEW
Shares2.93M
TypeSH
Market value$10.43M
12.06%
Sole
2.93M
Shared
0.00
None
0.00

NERVGEN PHARMA CORP

SOLE
COM
Shares4M
TypeSH
Market value$8.24M
9.53%
Sole
4M
Shared
0.00
None
0.00

PRECISION BIOSCIENCES INC

SOLE
COM NEW
Shares776.09K
TypeSH
Market value$6.10M
7.05%
Sole
776.09K
Shared
0.00
None
0.00

CLENE INC

SOLE
COM NEW
Shares916.53K
TypeSH
Market value$5.64M
6.52%
Sole
916.53K
Shared
0.00
None
0.00

ANNOVIS BIO INC

SOLE
COM
Shares2.40M
TypeSH
Market value$4.47M
5.17%
Sole
2.40M
Shared
0.00
None
0.00

LANTERN PHARMA INC

SOLE
COM
Shares842.67K
TypeSH
Market value$3.51M
4.06%
Sole
842.67K
Shared
0.00
None
0.00

AMC ENTMT HLDGS INC

SOLE
CL A NEW
Shares1.71M
TypeSH
Market value$3.26M
3.77%
Sole
1.71M
Shared
0.00
None
0.00

TENAYA THERAPEUTICS INC

SOLE
COM
Shares3.86M
TypeSH
Market value$2.86M
3.30%
Sole
3.86M
Shared
0.00
None
0.00

ONE AND ONE GREEN TECHNOLOGI

SOLE
USD CL A ORD SHS
Shares761.71K
TypeSH
Market value$1.54M
1.78%
Sole
761.71K
Shared
0.00
None
0.00

CYNGN INC

SOLE
COM
Shares927.06K
TypeSH
Market value$1.29M
1.49%
Sole
927.06K
Shared
0.00
None
0.00

VENU HLDG CORP

SOLE
COM
Shares512.82K
TypeSH
Market value$1.16M
1.35%
Sole
512.82K
Shared
0.00
None
0.00

GREENLAND ENERGY CO

SOLE
*W EXP 04/21/203
Shares1M
TypeSH
Market value$850.0K
0.98%
Sole
1M
Shared
0.00
None
0.00

UR-ENERGY INC

SOLE
COM
Shares620.14K
TypeSH
Market value$843.4K
0.98%
Sole
620.14K
Shared
0.00
None
0.00

SATELLOS BIOSCIENCE INC

SOLE
COM
Shares107.10K
TypeSH
Market value$832.7K
0.96%
Sole
107.10K
Shared
0.00
None
0.00

JAGUAR URANIUM CORP

SOLE
CL A COM SHS
Shares487.50K
TypeSH
Market value$814.1K
0.94%
Sole
487.50K
Shared
0.00
None
0.00

CELLECTAR BIOSCIENCES INC

SOLE
COM NEW
Shares189.60K
TypeSH
Market value$527.1K
0.61%
Sole
189.60K
Shared
0.00
None
0.00

SCYNEXIS INC

SOLE
COM
Shares126.45K
TypeSH
Market value$514.7K
0.60%
Sole
126.45K
Shared
0.00
None
0.00

REIN THERAPEUTICS INC

SOLE
COM NEW
Shares370.83K
TypeSH
Market value$385.7K
0.45%
Sole
370.83K
Shared
0.00
None
0.00

BTC DIGITAL LTD

SOLE
SHS NEW
Shares350.88K
TypeSH
Market value$288.9K
0.33%
Sole
350.88K
Shared
0.00
None
0.00

BRIACELL THERAPEUTICS CORP

SOLE
*W EXP 01/15/203
Shares300K
TypeSH
Market value$267.0K
0.31%
Sole
300K
Shared
0.00
None
0.00

MARIS TECH LTD

SOLE
*W EXP 02/04/202
Shares297.60K
TypeSH
Market value$58.0K
0.07%
Sole
297.60K
Shared
0.00
None
0.00

PARAZERO TECHNOLOGIES LTD

SOLE
SHS
Shares113.77K
TypeSH
Market value$55.3K
0.06%
Sole
113.77K
Shared
0.00
None
0.00

DUKE ROBOTICS CORP

SOLE
*W EXP 05/06/203
Shares35K
TypeSH
Market value$45.1K
0.05%
Sole
35K
Shared
0.00
None
0.00

NUTRIBAND INC

SOLE
*W EXP 99/99/999
Shares40.22K
TypeSH
Market value$40.2K
0.05%
Sole
40.22K
Shared
0.00
None
0.00
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