Filed: 11/14/2022ACC: 0000902664-22-004846
📋 What this filing means
EMPERY ASSET MANAGEMENT, LP filed this quarterly 13F‑HR report disclosing 88 equity positions with a total reported market value of $16.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
88
Positions
$16.8K
Total AUM (reported)
36.66M
Total Shares
Allocation by class
COM$9.1K53.9%
*W EXP 07/16/202$1.5K8.9%
*W EXP 06/02/202$1.0K6.2%
*W EXP 02/08/202$653.003.9%
*W EXP 10/04/202$487.002.9%
*W EXP 12/02/202$438.002.6%
*W EXP 10/22/202$367.002.2%
Portfolio Concentration
Top 3$5.5K32.8%
4–10$5.1K30.6%
11–25$4.3K25.6%
Rest$1.8K11.0%
Top 3 weight
32.8%
Top 10 weight
63.4%
Voting Authority Distribution
Total shares with voting rights: 36.66M
Sole
Full voting authority
36.66M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole88
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings88
Rows:
89BIO INC
SOLEShares400K
TypeSH
Market value$2.3K
13.78%
Sole
400K
Shared
0.00
None
0.00
UNITY BIOTECHNOLOGY INC
SOLEShares4.41M
TypeSH
Market value$1.7K
10.37%
Sole
4.41M
Shared
0.00
None
0.00
FAT BRANDS INC
SOLEShares281.60K
TypeSH
Market value$1.5K
8.65%
Sole
281.60K
Shared
0.00
None
0.00
GREENWAVE TECHNOLOGY SOLUTIO
SOLEShares618.84K
TypeSH
Market value$1.1K
6.37%
Sole
618.84K
Shared
0.00
None
0.00
POLISHED COM INC
SOLEShares7.90M
TypeSH
Market value$988.00
5.88%
Sole
7.90M
Shared
0.00
None
0.00
SOBR SAFE INC
SOLEShares248.43K
TypeSH
Market value$666.00
3.96%
Sole
248.43K
Shared
0.00
None
0.00
MIND MEDICINE MINDMED INC
SOLEShares187.50K
TypeSH
Market value$656.00
3.90%
Sole
187.50K
Shared
0.00
None
0.00
TC BIOPHARM HOLDINGS PLC
SOLEShares2.82M
TypeSH
Market value$653.00
3.89%
Sole
2.82M
Shared
0.00
None
0.00
SELLAS LIFE SCIENCES GROUP I
SOLEShares308.47K
TypeSH
Market value$623.00
3.71%
Sole
308.47K
Shared
0.00
None
0.00
MEDICENNA THERAPEUTICS CORP
SOLEShares589.32K
TypeSH
Market value$489.00
2.91%
Sole
589.32K
Shared
0.00
None
0.00
HARBOR CUSTOM DEVELOPMENT IN
SOLEShares2.78M
TypeSH
Market value$487.00
2.90%
Sole
2.78M
Shared
0.00
None
0.00
HAGERTY INC
SOLEShares178.76K
TypeSH
Market value$438.00
2.61%
Sole
178.76K
Shared
0.00
None
0.00
SURROZEN INC
SOLEShares215.94K
TypeSH
Market value$436.00
2.59%
Sole
215.94K
Shared
0.00
None
0.00
ATHENEX INC
SOLEShares1.45M
TypeSH
Market value$391.00
2.33%
Sole
1.45M
Shared
0.00
None
0.00
SURGEPAYS INC
SOLEShares286.50K
TypeSH
Market value$367.00
2.18%
Sole
286.50K
Shared
0.00
None
0.00
BENITEC BIOPHARMA INC
SOLEShares796.84K
TypeSH
Market value$296.00
1.76%
Sole
796.84K
Shared
0.00
None
0.00
WEARABLE DEVICES LTD
SOLEShares1.41M
TypeSH
Market value$295.00
1.76%
Sole
1.41M
Shared
0.00
None
0.00
SHARPS TECHNOLOGY INC
SOLEShares829.85K
TypeSH
Market value$291.00
1.73%
Sole
829.85K
Shared
0.00
None
0.00
NUTRIBAND INC
SOLEShares69.98K
TypeSH
Market value$280.00
1.67%
Sole
69.98K
Shared
0.00
None
0.00
WEARABLE DEVICES LTD
SOLEShares289.60K
TypeSH
Market value$255.00
1.52%
Sole
289.60K
Shared
0.00
None
0.00
METEN HOLDING GROUP LTD
SOLEShares577.23K
TypeSH
Market value$208.00
1.24%
Sole
577.23K
Shared
0.00
None
0.00
CODIAK BIOSCIENCES INC
SOLEShares237.94K
TypeSH
Market value$186.00
1.11%
Sole
237.94K
Shared
0.00
None
0.00
LIGHTNING EMOTORS INC
SOLEShares676.38K
TypeSH
Market value$135.00
0.80%
Sole
676.38K
Shared
0.00
None
0.00
ARBE ROBOTICS LTD
SOLEShares189.90K
TypeSH
Market value$123.00
0.73%
Sole
189.90K
Shared
0.00
None
0.00
CINGULATE INC
SOLEShares500K
TypeSH
Market value$110.00
0.65%
Sole
500K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
89BIO INCSOLE | COM | 400K | SH | $2.3K 13.78% | 400K | 0.00 | 0.00 |
UNITY BIOTECHNOLOGY INCSOLE | COM | 4.41M | SH | $1.7K 10.37% | 4.41M | 0.00 | 0.00 |
FAT BRANDS INCSOLE | *W EXP 07/16/202 | 281.60K | SH | $1.5K 8.65% | 281.60K | 0.00 | 0.00 |
GREENWAVE TECHNOLOGY SOLUTIOSOLE | COM | 618.84K | SH | $1.1K 6.37% | 618.84K | 0.00 | 0.00 |
POLISHED COM INCSOLE | *W EXP 06/02/202 | 7.90M | SH | $988.00 5.88% | 7.90M | 0.00 | 0.00 |
SOBR SAFE INCSOLE | COM | 248.43K | SH | $666.00 3.96% | 248.43K | 0.00 | 0.00 |
MIND MEDICINE MINDMED INCSOLE | COM | 187.50K | SH | $656.00 3.90% | 187.50K | 0.00 | 0.00 |
TC BIOPHARM HOLDINGS PLCSOLE | *W EXP 02/08/202 | 2.82M | SH | $653.00 3.89% | 2.82M | 0.00 | 0.00 |
SELLAS LIFE SCIENCES GROUP ISOLE | COM | 308.47K | SH | $623.00 3.71% | 308.47K | 0.00 | 0.00 |
MEDICENNA THERAPEUTICS CORPSOLE | COM | 589.32K | SH | $489.00 2.91% | 589.32K | 0.00 | 0.00 |
HARBOR CUSTOM DEVELOPMENT INSOLE | *W EXP 10/04/202 | 2.78M | SH | $487.00 2.90% | 2.78M | 0.00 | 0.00 |
HAGERTY INCSOLE | *W EXP 12/02/202 | 178.76K | SH | $438.00 2.61% | 178.76K | 0.00 | 0.00 |
SURROZEN INCSOLE | COM | 215.94K | SH | $436.00 2.59% | 215.94K | 0.00 | 0.00 |
ATHENEX INCSOLE | COM | 1.45M | SH | $391.00 2.33% | 1.45M | 0.00 | 0.00 |
SURGEPAYS INCSOLE | *W EXP 10/22/202 | 286.50K | SH | $367.00 2.18% | 286.50K | 0.00 | 0.00 |
BENITEC BIOPHARMA INCSOLE | COM | 796.84K | SH | $296.00 1.76% | 796.84K | 0.00 | 0.00 |
WEARABLE DEVICES LTDSOLE | *W EXP 09/14/202 | 1.41M | SH | $295.00 1.76% | 1.41M | 0.00 | 0.00 |
SHARPS TECHNOLOGY INCSOLE | *W EXP 04/13/202 | 829.85K | SH | $291.00 1.73% | 829.85K | 0.00 | 0.00 |
NUTRIBAND INCSOLE | *W EXP 09/30/202 | 69.98K | SH | $280.00 1.67% | 69.98K | 0.00 | 0.00 |
WEARABLE DEVICES LTDSOLE | ORDINARY SHS | 289.60K | SH | $255.00 1.52% | 289.60K | 0.00 | 0.00 |
METEN HOLDING GROUP LTDSOLE | SHS | 577.23K | SH | $208.00 1.24% | 577.23K | 0.00 | 0.00 |
CODIAK BIOSCIENCES INCSOLE | COM | 237.94K | SH | $186.00 1.11% | 237.94K | 0.00 | 0.00 |
LIGHTNING EMOTORS INCSOLE | *W EXP 05/18/202 | 676.38K | SH | $135.00 0.80% | 676.38K | 0.00 | 0.00 |
ARBE ROBOTICS LTDSOLE | *W EXP 10/07/202 | 189.90K | SH | $123.00 0.73% | 189.90K | 0.00 | 0.00 |
CINGULATE INCSOLE | *W EXP 12/10/202 | 500K | SH | $110.00 0.65% | 500K | 0.00 | 0.00 |
Page 1 of 4