ELM3 FINANCIAL GROUP, LLC

PrivateCIK: 2011201
Location

ALPHARETTA, GA

117
Positions
$118.39M
Total AUM (reported)
1.92M
Total Shares

Allocation by class

TOTAL AUM$118.39M117 positions
COM$47.30M39.9%
UNIT SER 1$4.01M3.4%
AAA CLO FLTNG RT$3.65M3.1%
NASDAQ 100 ETF$3.40M2.9%
S&P MDCP MOMNTUM$3.11M2.6%
STATE STREET SPD$2.78M2.3%
MSCI USA MMENTM$2.51M2.1%

Portfolio Concentration

Top 316.8%4–1021.1%11–2523.0%Rest39.2%TOP 1037.9%0%100%
Top 3$19.91M16.8%
4–10$24.92M21.1%
11–25$27.20M23.0%
Rest$46.36M39.2%

Top 3 weight

16.8%

Top 10 weight

37.9%

Voting Authority Distribution

Total shares with voting rights: 1.92M

Sole

Full voting authority

1.74K

shares

% of voting shares0.1%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

1.91M

shares

% of voting shares99.9%

Investment Discretion (by position count)

Sole117
Shared0
Other0
Dominant voting typeNone · 99.9% of voting shares
Institutional Holdings117
Rows:

AMAZON COM INC

SOLE
COM
Shares36.72K
TypeSH
Market value$7.65M
6.46%
Sole
26.00
Shared
0.00
None
36.69K

NVIDIA CORPORATION

SOLE
COM
Shares41.34K
TypeSH
Market value$7.21M
6.09%
Sole
33.00
Shared
0.00
None
41.31K

BROADCOM INC

SOLE
COM
Shares16.32K
TypeSH
Market value$5.05M
4.27%
Sole
19.00
Shared
0.00
None
16.30K

INVESCO QQQ TR

SOLE
UNIT SER 1
Shares6.95K
TypeSH
Market value$4.01M
3.39%
Sole
3.00
Shared
0.00
None
6.94K

ELI LILLY & CO

SOLE
COM
Shares4.04K
TypeSH
Market value$3.71M
3.13%
Sole
7.00
Shared
0.00
None
4.03K

MICROSOFT CORP

SOLE
COM
Shares9.98K
TypeSH
Market value$3.69M
3.12%
Sole
11.00
Shared
0.00
None
9.97K

INVESCO ACTIVELY MANAGED EXC

SOLE
AAA CLO FLTNG RT
Shares142.99K
TypeSH
Market value$3.65M
3.08%
Sole
0.00
Shared
0.00
None
142.99K

INVESCO EXCH TRADED FD TR II

SOLE
NASDAQ 100 ETF
Shares14.29K
TypeSH
Market value$3.40M
2.87%
Sole
28.00
Shared
0.00
None
14.27K

APPLE INC

SOLE
COM
Shares13.24K
TypeSH
Market value$3.36M
2.84%
Sole
12.00
Shared
0.00
None
13.23K

INVESCO EXCHANGE TRADED FD T

SOLE
S&P MDCP MOMNTUM
Shares21.42K
TypeSH
Market value$3.11M
2.62%
Sole
21.00
Shared
0.00
None
21.40K

ISHARES TR

SOLE
MSCI USA MMENTM
Shares10.44K
TypeSH
Market value$2.51M
2.12%
Sole
0.00
Shared
0.00
None
10.44K

SCHWAB STRATEGIC TR

SOLE
HIGH YIELD BD ET
Shares94.09K
TypeSH
Market value$2.45M
2.07%
Sole
164.00
Shared
0.00
None
93.92K

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares103.83K
TypeSH
Market value$2.42M
2.05%
Sole
182.00
Shared
0.00
None
103.64K

ALPHABET INC

SOLE
CAP STK CL A
Shares8.15K
TypeSH
Market value$2.34M
1.98%
Sole
20.00
Shared
0.00
None
8.13K

PIMCO DYNAMIC INCOME FD

SOLE
SHS
Shares128.84K
TypeSH
Market value$2.20M
1.86%
Sole
0.00
Shared
0.00
None
128.84K

PIMCO CORPORATE & INCOME OPP

SOLE
COM
Shares160.03K
TypeSH
Market value$1.93M
1.63%
Sole
5.00
Shared
0.00
None
160.03K

HOWMET AEROSPACE INC

SOLE
COM
Shares7.67K
TypeSH
Market value$1.77M
1.49%
Sole
11.00
Shared
0.00
None
7.66K

INVESCO EXCHANGE TRADED FD T

SOLE
S&P500 EQL WGT
Shares9.19K
TypeSH
Market value$1.76M
1.49%
Sole
19.00
Shared
0.00
None
9.17K

FIDELITY COVINGTON TRUST

SOLE
MSCI INFO TECH I
Shares7.45K
TypeSH
Market value$1.55M
1.31%
Sole
31.00
Shared
0.00
None
7.42K

BERKLEY W R CORP

SOLE
COM
Shares23.28K
TypeSH
Market value$1.54M
1.30%
Sole
36.00
Shared
0.00
None
23.24K

T ROWE PRICE ETF INC

SOLE
US HIGH YIELD
Shares28.82K
TypeSH
Market value$1.47M
1.24%
Sole
0.00
Shared
0.00
None
28.82K

HOME DEPOT INC

SOLE
COM
Shares4.30K
TypeSH
Market value$1.42M
1.20%
Sole
0.00
Shared
0.00
None
4.30K

FIDELITY COVINGTON TRUST

SOLE
INTL MULTIFACTOR
Shares38.20K
TypeSH
Market value$1.36M
1.15%
Sole
200.00
Shared
0.00
None
38K

ISHARES INC

SOLE
MSCI STH KOR ETF
Shares10.41K
TypeSH
Market value$1.28M
1.08%
Sole
25.00
Shared
0.00
None
10.38K

PIMCO HIGH INCOME FD

SOLE
COM SHS
Shares259.07K
TypeSH
Market value$1.20M
1.01%
Sole
0.00
Shared
0.00
None
259.07K
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