Filed: 4/13/2026ACC: 0002011201-26-000002
📋 What this filing means
ELM3 FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 117 equity positions with a total reported market value of $118.39M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
117
Positions
$118.39M
Total AUM (reported)
1.92M
Total Shares
Allocation by class
COM$47.30M39.9%
UNIT SER 1$4.01M3.4%
AAA CLO FLTNG RT$3.65M3.1%
NASDAQ 100 ETF$3.40M2.9%
S&P MDCP MOMNTUM$3.11M2.6%
STATE STREET SPD$2.78M2.3%
MSCI USA MMENTM$2.51M2.1%
Portfolio Concentration
Top 3$19.91M16.8%
4–10$24.92M21.1%
11–25$27.20M23.0%
Rest$46.36M39.2%
Top 3 weight
16.8%
Top 10 weight
37.9%
Voting Authority Distribution
Total shares with voting rights: 1.92M
Sole
Full voting authority
1.74K
shares
% of voting shares0.1%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.91M
shares
% of voting shares99.9%
Investment Discretion (by position count)
Sole117
Shared0
Other0
Dominant voting typeNone · 99.9% of voting shares
Institutional Holdings117
Rows:
AMAZON COM INC
SOLEShares36.72K
TypeSH
Market value$7.65M
6.46%
Sole
26.00
Shared
0.00
None
36.69K
NVIDIA CORPORATION
SOLEShares41.34K
TypeSH
Market value$7.21M
6.09%
Sole
33.00
Shared
0.00
None
41.31K
BROADCOM INC
SOLEShares16.32K
TypeSH
Market value$5.05M
4.27%
Sole
19.00
Shared
0.00
None
16.30K
INVESCO QQQ TR
SOLEShares6.95K
TypeSH
Market value$4.01M
3.39%
Sole
3.00
Shared
0.00
None
6.94K
ELI LILLY & CO
SOLEShares4.04K
TypeSH
Market value$3.71M
3.13%
Sole
7.00
Shared
0.00
None
4.03K
MICROSOFT CORP
SOLEShares9.98K
TypeSH
Market value$3.69M
3.12%
Sole
11.00
Shared
0.00
None
9.97K
INVESCO ACTIVELY MANAGED EXC
SOLEShares142.99K
TypeSH
Market value$3.65M
3.08%
Sole
0.00
Shared
0.00
None
142.99K
INVESCO EXCH TRADED FD TR II
SOLEShares14.29K
TypeSH
Market value$3.40M
2.87%
Sole
28.00
Shared
0.00
None
14.27K
APPLE INC
SOLEShares13.24K
TypeSH
Market value$3.36M
2.84%
Sole
12.00
Shared
0.00
None
13.23K
INVESCO EXCHANGE TRADED FD T
SOLEShares21.42K
TypeSH
Market value$3.11M
2.62%
Sole
21.00
Shared
0.00
None
21.40K
ISHARES TR
SOLEShares10.44K
TypeSH
Market value$2.51M
2.12%
Sole
0.00
Shared
0.00
None
10.44K
SCHWAB STRATEGIC TR
SOLEShares94.09K
TypeSH
Market value$2.45M
2.07%
Sole
164.00
Shared
0.00
None
93.92K
SPDR SERIES TRUST
SOLEShares103.83K
TypeSH
Market value$2.42M
2.05%
Sole
182.00
Shared
0.00
None
103.64K
ALPHABET INC
SOLEShares8.15K
TypeSH
Market value$2.34M
1.98%
Sole
20.00
Shared
0.00
None
8.13K
PIMCO DYNAMIC INCOME FD
SOLEShares128.84K
TypeSH
Market value$2.20M
1.86%
Sole
0.00
Shared
0.00
None
128.84K
PIMCO CORPORATE & INCOME OPP
SOLEShares160.03K
TypeSH
Market value$1.93M
1.63%
Sole
5.00
Shared
0.00
None
160.03K
HOWMET AEROSPACE INC
SOLEShares7.67K
TypeSH
Market value$1.77M
1.49%
Sole
11.00
Shared
0.00
None
7.66K
INVESCO EXCHANGE TRADED FD T
SOLEShares9.19K
TypeSH
Market value$1.76M
1.49%
Sole
19.00
Shared
0.00
None
9.17K
FIDELITY COVINGTON TRUST
SOLEShares7.45K
TypeSH
Market value$1.55M
1.31%
Sole
31.00
Shared
0.00
None
7.42K
BERKLEY W R CORP
SOLEShares23.28K
TypeSH
Market value$1.54M
1.30%
Sole
36.00
Shared
0.00
None
23.24K
T ROWE PRICE ETF INC
SOLEShares28.82K
TypeSH
Market value$1.47M
1.24%
Sole
0.00
Shared
0.00
None
28.82K
HOME DEPOT INC
SOLEShares4.30K
TypeSH
Market value$1.42M
1.20%
Sole
0.00
Shared
0.00
None
4.30K
FIDELITY COVINGTON TRUST
SOLEShares38.20K
TypeSH
Market value$1.36M
1.15%
Sole
200.00
Shared
0.00
None
38K
ISHARES INC
SOLEShares10.41K
TypeSH
Market value$1.28M
1.08%
Sole
25.00
Shared
0.00
None
10.38K
PIMCO HIGH INCOME FD
SOLEShares259.07K
TypeSH
Market value$1.20M
1.01%
Sole
0.00
Shared
0.00
None
259.07K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AMAZON COM INCSOLE | COM | 36.72K | SH | $7.65M 6.46% | 26.00 | 0.00 | 36.69K |
NVIDIA CORPORATIONSOLE | COM | 41.34K | SH | $7.21M 6.09% | 33.00 | 0.00 | 41.31K |
BROADCOM INCSOLE | COM | 16.32K | SH | $5.05M 4.27% | 19.00 | 0.00 | 16.30K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 6.95K | SH | $4.01M 3.39% | 3.00 | 0.00 | 6.94K |
ELI LILLY & COSOLE | COM | 4.04K | SH | $3.71M 3.13% | 7.00 | 0.00 | 4.03K |
MICROSOFT CORPSOLE | COM | 9.98K | SH | $3.69M 3.12% | 11.00 | 0.00 | 9.97K |
INVESCO ACTIVELY MANAGED EXCSOLE | AAA CLO FLTNG RT | 142.99K | SH | $3.65M 3.08% | 0.00 | 0.00 | 142.99K |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 14.29K | SH | $3.40M 2.87% | 28.00 | 0.00 | 14.27K |
APPLE INCSOLE | COM | 13.24K | SH | $3.36M 2.84% | 12.00 | 0.00 | 13.23K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P MDCP MOMNTUM | 21.42K | SH | $3.11M 2.62% | 21.00 | 0.00 | 21.40K |
ISHARES TRSOLE | MSCI USA MMENTM | 10.44K | SH | $2.51M 2.12% | 0.00 | 0.00 | 10.44K |
SCHWAB STRATEGIC TRSOLE | HIGH YIELD BD ET | 94.09K | SH | $2.45M 2.07% | 164.00 | 0.00 | 93.92K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 103.83K | SH | $2.42M 2.05% | 182.00 | 0.00 | 103.64K |
ALPHABET INCSOLE | CAP STK CL A | 8.15K | SH | $2.34M 1.98% | 20.00 | 0.00 | 8.13K |
PIMCO DYNAMIC INCOME FDSOLE | SHS | 128.84K | SH | $2.20M 1.86% | 0.00 | 0.00 | 128.84K |
PIMCO CORPORATE & INCOME OPPSOLE | COM | 160.03K | SH | $1.93M 1.63% | 5.00 | 0.00 | 160.03K |
HOWMET AEROSPACE INCSOLE | COM | 7.67K | SH | $1.77M 1.49% | 11.00 | 0.00 | 7.66K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 9.19K | SH | $1.76M 1.49% | 19.00 | 0.00 | 9.17K |
FIDELITY COVINGTON TRUSTSOLE | MSCI INFO TECH I | 7.45K | SH | $1.55M 1.31% | 31.00 | 0.00 | 7.42K |
BERKLEY W R CORPSOLE | COM | 23.28K | SH | $1.54M 1.30% | 36.00 | 0.00 | 23.24K |
T ROWE PRICE ETF INCSOLE | US HIGH YIELD | 28.82K | SH | $1.47M 1.24% | 0.00 | 0.00 | 28.82K |
HOME DEPOT INCSOLE | COM | 4.30K | SH | $1.42M 1.20% | 0.00 | 0.00 | 4.30K |
FIDELITY COVINGTON TRUSTSOLE | INTL MULTIFACTOR | 38.20K | SH | $1.36M 1.15% | 200.00 | 0.00 | 38K |
ISHARES INCSOLE | MSCI STH KOR ETF | 10.41K | SH | $1.28M 1.08% | 25.00 | 0.00 | 10.38K |
PIMCO HIGH INCOME FDSOLE | COM SHS | 259.07K | SH | $1.20M 1.01% | 0.00 | 0.00 | 259.07K |
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