Filed: 10/21/2025ACC: 0002011201-25-000005
📋 What this filing means
ELM3 FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 111 equity positions with a total reported market value of $121.97M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
111
Positions
$121.97M
Total AUM (reported)
1.62M
Total Shares
Allocation by class
COM$56.82M46.6%
AAA CLO FLTNG RT$5.59M4.6%
UNIT SER 1$4.34M3.6%
MSCI USA MMENTM$3.76M3.1%
NASDAQ 100 ETF$3.57M2.9%
S&P MDCP MOMNTUM$3.28M2.7%
ISHARES FLOATING$3.01M2.5%
Portfolio Concentration
Top 3$22.57M18.5%
4–10$30.02M24.6%
11–25$28.61M23.5%
Rest$40.77M33.4%
Top 3 weight
18.5%
Top 10 weight
43.1%
Voting Authority Distribution
Total shares with voting rights: 1.62M
Sole
Full voting authority
1.64K
shares
% of voting shares0.1%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.62M
shares
% of voting shares99.9%
Investment Discretion (by position count)
Sole111
Shared0
Other0
Dominant voting typeNone · 99.9% of voting shares
Institutional Holdings111
Rows:
NVIDIA CORPORATION
SOLEShares45.51K
TypeSH
Market value$8.49M
6.96%
Sole
47.00
Shared
0.00
None
45.47K
AMAZON COM INC
SOLEShares37.81K
TypeSH
Market value$8.30M
6.81%
Sole
26.00
Shared
0.00
None
37.78K
BROADCOM INC
SOLEShares17.50K
TypeSH
Market value$5.77M
4.73%
Sole
19.00
Shared
0.00
None
17.48K
INVESCO ACTIVELY MANAGED EXC
SOLEShares218.39K
TypeSH
Market value$5.59M
4.59%
Sole
0.00
Shared
0.00
None
218.39K
MICROSOFT CORP
SOLEShares10.51K
TypeSH
Market value$5.44M
4.46%
Sole
11.00
Shared
0.00
None
10.50K
INVESCO QQQ TR
SOLEShares7.23K
TypeSH
Market value$4.34M
3.56%
Sole
3.00
Shared
0.00
None
7.22K
ISHARES TR
SOLEShares14.66K
TypeSH
Market value$3.76M
3.08%
Sole
15.00
Shared
0.00
None
14.64K
ELI LILLY & CO
SOLEShares4.90K
TypeSH
Market value$3.74M
3.06%
Sole
7.00
Shared
0.00
None
4.89K
APPLE INC
SOLEShares14.04K
TypeSH
Market value$3.57M
2.93%
Sole
12.00
Shared
0.00
None
14.02K
INVESCO EXCH TRADED FD TR II
SOLEShares14.46K
TypeSH
Market value$3.57M
2.93%
Sole
28.00
Shared
0.00
None
14.43K
INVESCO EXCHANGE TRADED FD T
SOLEShares24.29K
TypeSH
Market value$3.28M
2.69%
Sole
25.00
Shared
0.00
None
24.27K
BLACKROCK ETF TRUST II
SOLEShares57.75K
TypeSH
Market value$3.01M
2.47%
Sole
0.00
Shared
0.00
None
57.75K
HOME DEPOT INC
SOLEShares5.96K
TypeSH
Market value$2.41M
1.98%
Sole
0.00
Shared
0.00
None
5.96K
ALPHABET INC
SOLEShares8.56K
TypeSH
Market value$2.08M
1.71%
Sole
20.00
Shared
0.00
None
8.54K
PIMCO ETF TR
SOLEShares40.09K
TypeSH
Market value$2.05M
1.68%
Sole
20.00
Shared
0.00
None
40.07K
PIMCO CORPORATE & INCOME OPP
SOLEShares136.39K
TypeSH
Market value$1.97M
1.61%
Sole
5.00
Shared
0.00
None
136.39K
BERKLEY W R CORP
SOLEShares25.69K
TypeSH
Market value$1.97M
1.61%
Sole
36.00
Shared
0.00
None
25.65K
PIMCO DYNAMIC INCOME FD
SOLEShares87.02K
TypeSH
Market value$1.72M
1.41%
Sole
0.00
Shared
0.00
None
87.02K
T ROWE PRICE ETF INC
SOLEShares31.51K
TypeSH
Market value$1.65M
1.36%
Sole
2.00
Shared
0.00
None
31.51K
FIDELITY COVINGTON TRUST
SOLEShares7.43K
TypeSH
Market value$1.65M
1.35%
Sole
20.00
Shared
0.00
None
7.41K
HOWMET AEROSPACE INC
SOLEShares8.24K
TypeSH
Market value$1.62M
1.33%
Sole
20.00
Shared
0.00
None
8.22K
CAPITAL GROUP DIVIDEND VALUE
SOLEShares32.64K
TypeSH
Market value$1.37M
1.12%
Sole
119.00
Shared
0.00
None
32.52K
BLACKSTONE SECD LENDING FD
SOLEShares50.31K
TypeSH
Market value$1.31M
1.08%
Sole
200.00
Shared
0.00
None
50.11K
FIDELITY COVINGTON TRUST
SOLEShares37.98K
TypeSH
Market value$1.26M
1.03%
Sole
200.00
Shared
0.00
None
37.78K
JANUS DETROIT STR TR
SOLEShares24.63K
TypeSH
Market value$1.25M
1.03%
Sole
0.00
Shared
0.00
None
24.63K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NVIDIA CORPORATIONSOLE | COM | 45.51K | SH | $8.49M 6.96% | 47.00 | 0.00 | 45.47K |
AMAZON COM INCSOLE | COM | 37.81K | SH | $8.30M 6.81% | 26.00 | 0.00 | 37.78K |
BROADCOM INCSOLE | COM | 17.50K | SH | $5.77M 4.73% | 19.00 | 0.00 | 17.48K |
INVESCO ACTIVELY MANAGED EXCSOLE | AAA CLO FLTNG RT | 218.39K | SH | $5.59M 4.59% | 0.00 | 0.00 | 218.39K |
MICROSOFT CORPSOLE | COM | 10.51K | SH | $5.44M 4.46% | 11.00 | 0.00 | 10.50K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 7.23K | SH | $4.34M 3.56% | 3.00 | 0.00 | 7.22K |
ISHARES TRSOLE | MSCI USA MMENTM | 14.66K | SH | $3.76M 3.08% | 15.00 | 0.00 | 14.64K |
ELI LILLY & COSOLE | COM | 4.90K | SH | $3.74M 3.06% | 7.00 | 0.00 | 4.89K |
APPLE INCSOLE | COM | 14.04K | SH | $3.57M 2.93% | 12.00 | 0.00 | 14.02K |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 14.46K | SH | $3.57M 2.93% | 28.00 | 0.00 | 14.43K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P MDCP MOMNTUM | 24.29K | SH | $3.28M 2.69% | 25.00 | 0.00 | 24.27K |
BLACKROCK ETF TRUST IISOLE | ISHARES FLOATING | 57.75K | SH | $3.01M 2.47% | 0.00 | 0.00 | 57.75K |
HOME DEPOT INCSOLE | COM | 5.96K | SH | $2.41M 1.98% | 0.00 | 0.00 | 5.96K |
ALPHABET INCSOLE | CAP STK CL A | 8.56K | SH | $2.08M 1.71% | 20.00 | 0.00 | 8.54K |
PIMCO ETF TRSOLE | SR LN ACTIVE ETF | 40.09K | SH | $2.05M 1.68% | 20.00 | 0.00 | 40.07K |
PIMCO CORPORATE & INCOME OPPSOLE | COM | 136.39K | SH | $1.97M 1.61% | 5.00 | 0.00 | 136.39K |
BERKLEY W R CORPSOLE | COM | 25.69K | SH | $1.97M 1.61% | 36.00 | 0.00 | 25.65K |
PIMCO DYNAMIC INCOME FDSOLE | SHS | 87.02K | SH | $1.72M 1.41% | 0.00 | 0.00 | 87.02K |
T ROWE PRICE ETF INCSOLE | US HIGH YIELD | 31.51K | SH | $1.65M 1.36% | 2.00 | 0.00 | 31.51K |
FIDELITY COVINGTON TRUSTSOLE | MSCI INFO TECH I | 7.43K | SH | $1.65M 1.35% | 20.00 | 0.00 | 7.41K |
HOWMET AEROSPACE INCSOLE | COM | 8.24K | SH | $1.62M 1.33% | 20.00 | 0.00 | 8.22K |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 32.64K | SH | $1.37M 1.12% | 119.00 | 0.00 | 32.52K |
BLACKSTONE SECD LENDING FDSOLE | COMMON STOCK | 50.31K | SH | $1.31M 1.08% | 200.00 | 0.00 | 50.11K |
FIDELITY COVINGTON TRUSTSOLE | INTL MULTIFACTOR | 37.98K | SH | $1.26M 1.03% | 200.00 | 0.00 | 37.78K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 24.63K | SH | $1.25M 1.03% | 0.00 | 0.00 | 24.63K |
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