ELM3 FINANCIAL GROUP, LLC

Filed: 7/23/2025ACC: 0002011201-25-000002

📋 What this filing means

ELM3 FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 108 equity positions with a total reported market value of $120.27M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

108

Positions

$120.27M

Total AUM (reported)

1.67M

Total Shares

Allocation by class

COM$54.14M45.0%

AAA CLO FLTNG RT$6.53M5.4%

MSCI USA MMENTM$4.31M3.6%

UNIT SER 1$4.15M3.5%

ISHARES FLOATING$3.90M3.2%

NASDAQ 100 ETF$3.47M2.9%

S&P MDCP MOMNTUM$3.40M2.8%

Portfolio Concentration

Top 3$22.73M18.9%

4–10$31.07M25.8%

11–25$27.44M22.8%

Rest$39.03M32.5%

Top 3 weight

18.9%

Top 10 weight

44.7%

Voting Authority Distribution

Total shares with voting rights: 1.67M

Sole

Full voting authority

1.64K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.66M

% of voting shares99.9%

Investment Discretion (by position count)

Sole108

Shared0

Other0

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings108

Rows:

AMAZON COM INC

SOLE

COM

Shares38.57K

TypeSH

Market value$8.46M

7.04%

Sole

26.00

Shared

0.00

None

38.54K

NVIDIA CORPORATION

SOLE

COM

Shares49.03K

TypeSH

Market value$7.75M

6.44%

Sole

49.00

Shared

0.00

None

48.98K

INVESCO ACTIVELY MANAGED EXC

SOLE

AAA CLO FLTNG RT

Shares255.30K

TypeSH

Market value$6.53M

5.43%

Sole

0.00

Shared

0.00

None

255.30K

MICROSOFT CORP

SOLE

COM

Shares11.23K

TypeSH

Market value$5.59M

4.65%

Sole

11.00

Shared

0.00

None

11.22K

BROADCOM INC

SOLE

COM

Shares18.24K

TypeSH

Market value$5.03M

4.18%

Sole

19.00

Shared

0.00

None

18.22K

ELI LILLY & CO

SOLE

COM

Shares5.91K

TypeSH

Market value$4.61M

3.83%

Sole

10.00

Shared

0.00

None

5.90K

ISHARES TR

SOLE

MSCI USA MMENTM

Shares17.94K

TypeSH

Market value$4.31M

3.58%

Sole

15.00

Shared

0.00

None

17.92K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares7.53K

TypeSH

Market value$4.15M

3.45%

Sole

3.00

Shared

0.00

None

7.53K

BLACKROCK ETF TRUST II

SOLE

ISHARES FLOATING

Shares75.29K

TypeSH

Market value$3.90M

3.24%

Sole

0.00

Shared

0.00

None

75.29K

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares15.29K

TypeSH

Market value$3.47M

2.89%

Sole

28.00

Shared

0.00

None

15.26K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P MDCP MOMNTUM

Shares26.39K

TypeSH

Market value$3.40M

2.82%

Sole

25.00

Shared

0.00

None

26.37K

APPLE INC

SOLE

COM

Shares15K

TypeSH

Market value$3.08M

2.56%

Sole

12.00

Shared

0.00

None

14.99K

PIMCO ETF TR

SOLE

SR LN ACTIVE ETF

Shares46.62K

TypeSH

Market value$2.38M

1.98%

Sole

20.00

Shared

0.00

None

46.59K

BERKLEY W R CORP

SOLE

COM

Shares26.70K

TypeSH

Market value$1.96M

1.63%

Sole

36.00

Shared

0.00

None

26.66K

T ROWE PRICE ETF INC

SOLE

US HIGH YIELD

Shares33.88K

TypeSH

Market value$1.77M

1.47%

Sole

0.00

Shared

0.00

None

33.88K

HOWMET AEROSPACE INC

SOLE

COM

Shares9.02K

TypeSH

Market value$1.68M

1.40%

Sole

22.00

Shared

0.00

None

8.99K

BLACKSTONE SECD LENDING FD

SOLE

COMMON STOCK

Shares53.67K

TypeSH

Market value$1.65M

1.37%

Sole

200.00

Shared

0.00

None

53.47K

PIMCO DYNAMIC INCOME FD

SOLE

SHS

Shares84.33K

TypeSH

Market value$1.60M

1.33%

Sole

0.00

Shared

0.00

None

84.33K

PIMCO CORPORATE & INCOME OPP

SOLE

COM

Shares111.94K

TypeSH

Market value$1.56M

1.29%

Sole

0.00

Shared

0.00

None

111.94K

ALPHABET INC

SOLE

CAP STK CL A

Shares8.76K

TypeSH

Market value$1.54M

1.28%

Sole

20.00

Shared

0.00

None

8.74K

HOME DEPOT INC

SOLE

COM

Shares4.07K

TypeSH

Market value$1.49M

1.24%

Sole

0.00

Shared

0.00

None

4.07K

FIDELITY COVINGTON TRUST

SOLE

MSCI INFO TECH I

Shares7.52K

TypeSH

Market value$1.48M

1.23%

Sole

20.00

Shared

0.00

None

7.50K

CAPITAL GROUP DIVIDEND VALUE

SOLE

SHS CREATION UNI

Shares33.46K

TypeSH

Market value$1.32M

1.10%

Sole

119.00

Shared

0.00

None

33.34K

PROGRESSIVE CORP

SOLE

COM

Shares4.77K

TypeSH

Market value$1.27M

1.06%

Sole

3.00

Shared

0.00

None

4.77K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares24.79K

TypeSH

Market value$1.26M

1.05%

Sole

0.00

Shared

0.00

None

24.79K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
AMAZON COM INCSOLE	COM	38.57K	SH	$8.46M 7.04%	26.00	38.54K
NVIDIA CORPORATIONSOLE	COM	49.03K	SH	$7.75M 6.44%	49.00	48.98K
INVESCO ACTIVELY MANAGED EXCSOLE	AAA CLO FLTNG RT	255.30K	SH	$6.53M 5.43%	0.00	255.30K
MICROSOFT CORPSOLE	COM	11.23K	SH	$5.59M 4.65%	11.00	11.22K
BROADCOM INCSOLE	COM	18.24K	SH	$5.03M 4.18%	19.00	18.22K
ELI LILLY & COSOLE	COM	5.91K	SH	$4.61M 3.83%	10.00	5.90K
ISHARES TRSOLE	MSCI USA MMENTM	17.94K	SH	$4.31M 3.58%	15.00	17.92K
INVESCO QQQ TRSOLE	UNIT SER 1	7.53K	SH	$4.15M 3.45%	3.00	7.53K
BLACKROCK ETF TRUST IISOLE	ISHARES FLOATING	75.29K	SH	$3.90M 3.24%	0.00	75.29K
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	15.29K	SH	$3.47M 2.89%	28.00	15.26K
INVESCO EXCHANGE TRADED FD TSOLE	S&P MDCP MOMNTUM	26.39K	SH	$3.40M 2.82%	25.00	26.37K
APPLE INCSOLE	COM	15K	SH	$3.08M 2.56%	12.00	14.99K
PIMCO ETF TRSOLE	SR LN ACTIVE ETF	46.62K	SH	$2.38M 1.98%	20.00	46.59K
BERKLEY W R CORPSOLE	COM	26.70K	SH	$1.96M 1.63%	36.00	26.66K
T ROWE PRICE ETF INCSOLE	US HIGH YIELD	33.88K	SH	$1.77M 1.47%	0.00	33.88K
HOWMET AEROSPACE INCSOLE	COM	9.02K	SH	$1.68M 1.40%	22.00	8.99K
BLACKSTONE SECD LENDING FDSOLE	COMMON STOCK	53.67K	SH	$1.65M 1.37%	200.00	53.47K
PIMCO DYNAMIC INCOME FDSOLE	SHS	84.33K	SH	$1.60M 1.33%	0.00	84.33K
PIMCO CORPORATE & INCOME OPPSOLE	COM	111.94K	SH	$1.56M 1.29%	0.00	111.94K
ALPHABET INCSOLE	CAP STK CL A	8.76K	SH	$1.54M 1.28%	20.00	8.74K
HOME DEPOT INCSOLE	COM	4.07K	SH	$1.49M 1.24%	0.00	4.07K
FIDELITY COVINGTON TRUSTSOLE	MSCI INFO TECH I	7.52K	SH	$1.48M 1.23%	20.00	7.50K
CAPITAL GROUP DIVIDEND VALUESOLE	SHS CREATION UNI	33.46K	SH	$1.32M 1.10%	119.00	33.34K
PROGRESSIVE CORPSOLE	COM	4.77K	SH	$1.27M 1.06%	3.00	4.77K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	24.79K	SH	$1.26M 1.05%	0.00	24.79K

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