Filed: 1/27/2025ACC: 0001667731-25-000138
📋 What this filing means
ELM3 FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 90 equity positions with a total reported market value of $117.25M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
90
Positions
$117.25M
Total AUM (reported)
1.82M
Total Shares
Allocation by class
COM$49.17M41.9%
AAA CLO FLTNG RT$12.20M10.4%
ISHARES FLOATING$6.40M5.5%
UNIT SER 1$5.16M4.4%
NASDAQ 100 ETF$3.77M3.2%
S&P MDCP MOMNTUM$3.15M2.7%
HENDRSON AAA CL$3.05M2.6%
Portfolio Concentration
Top 3$25.97M22.1%
4–10$33.17M28.3%
11–25$26.83M22.9%
Rest$31.29M26.7%
Top 3 weight
22.1%
Top 10 weight
50.4%
Voting Authority Distribution
Total shares with voting rights: 1.82M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.82M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole90
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings90
Rows:
INVESCO ACTIVELY MANAGED EXC
SOLEShares475.94K
TypeSH
Market value$12.20M
10.41%
Sole
0.00
Shared
0.00
None
475.94K
NVIDIA CORPORATION
SOLEShares54.84K
TypeSH
Market value$7.36M
6.28%
Sole
0.00
Shared
0.00
None
54.84K
BLACKROCK ETF TRUST II
SOLEShares122.44K
TypeSH
Market value$6.40M
5.46%
Sole
0.00
Shared
0.00
None
122.44K
MICROSOFT CORP
SOLEShares12.94K
TypeSH
Market value$5.45M
4.65%
Sole
0.00
Shared
0.00
None
12.94K
ELI LILLY & CO
SOLEShares6.89K
TypeSH
Market value$5.32M
4.54%
Sole
0.00
Shared
0.00
None
6.89K
INVESCO QQQ TR
SOLEShares10.09K
TypeSH
Market value$5.16M
4.40%
Sole
0.00
Shared
0.00
None
10.09K
AMAZON COM INC
SOLEShares20.80K
TypeSH
Market value$4.56M
3.89%
Sole
0.00
Shared
0.00
None
20.80K
BROADCOM INC
SOLEShares19.37K
TypeSH
Market value$4.49M
3.83%
Sole
0.00
Shared
0.00
None
19.37K
APPLE INC
SOLEShares17.62K
TypeSH
Market value$4.41M
3.76%
Sole
0.00
Shared
0.00
None
17.62K
INVESCO EXCH TRADED FD TR II
SOLEShares17.90K
TypeSH
Market value$3.77M
3.21%
Sole
0.00
Shared
0.00
None
17.90K
INVESCO EXCHANGE TRADED FD T
SOLEShares25.53K
TypeSH
Market value$3.15M
2.69%
Sole
0.00
Shared
0.00
None
25.53K
JANUS DETROIT STR TR
SOLEShares60.16K
TypeSH
Market value$3.05M
2.60%
Sole
0.00
Shared
0.00
None
60.16K
PIMCO ETF TR
SOLEShares50.34K
TypeSH
Market value$2.57M
2.19%
Sole
0.00
Shared
0.00
None
50.34K
BERKLEY W R CORP
SOLEShares33.49K
TypeSH
Market value$1.96M
1.67%
Sole
0.00
Shared
0.00
None
33.49K
BLACKROCK ETF TRUST II
SOLEShares34.35K
TypeSH
Market value$1.78M
1.52%
Sole
0.00
Shared
0.00
None
34.35K
NOVO-NORDISK A S
SOLEShares20.54K
TypeSH
Market value$1.77M
1.51%
Sole
0.00
Shared
0.00
None
20.54K
ALPHABET INC
SOLEShares9.30K
TypeSH
Market value$1.76M
1.50%
Sole
0.00
Shared
0.00
None
9.30K
T ROWE PRICE ETF INC
SOLEShares30.97K
TypeSH
Market value$1.61M
1.38%
Sole
0.00
Shared
0.00
None
30.97K
PIMCO DYNAMIC INCOME FD
SOLEShares80.03K
TypeSH
Market value$1.47M
1.25%
Sole
0.00
Shared
0.00
None
80.03K
FIDELITY COVINGTON TRUST
SOLEShares7.68K
TypeSH
Market value$1.42M
1.21%
Sole
0.00
Shared
0.00
None
7.68K
VANGUARD SCOTTSDALE FDS
SOLEShares17.60K
TypeSH
Market value$1.41M
1.21%
Sole
0.00
Shared
0.00
None
17.60K
PROGRESSIVE CORP
SOLEShares5.40K
TypeSH
Market value$1.29M
1.10%
Sole
0.00
Shared
0.00
None
5.40K
PIMCO CORPORATE & INCOME OPP
SOLEShares86.25K
TypeSH
Market value$1.24M
1.06%
Sole
0.00
Shared
0.00
None
86.25K
ARCH CAP GROUP LTD
SOLEShares12.71K
TypeSH
Market value$1.17M
1.00%
Sole
0.00
Shared
0.00
None
12.71K
J P MORGAN EXCHANGE TRADED F
SOLEShares20.36K
TypeSH
Market value$1.17M
0.99%
Sole
0.00
Shared
0.00
None
20.36K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO ACTIVELY MANAGED EXCSOLE | AAA CLO FLTNG RT | 475.94K | SH | $12.20M 10.41% | 0.00 | 0.00 | 475.94K |
NVIDIA CORPORATIONSOLE | COM | 54.84K | SH | $7.36M 6.28% | 0.00 | 0.00 | 54.84K |
BLACKROCK ETF TRUST IISOLE | ISHARES FLOATING | 122.44K | SH | $6.40M 5.46% | 0.00 | 0.00 | 122.44K |
MICROSOFT CORPSOLE | COM | 12.94K | SH | $5.45M 4.65% | 0.00 | 0.00 | 12.94K |
ELI LILLY & COSOLE | COM | 6.89K | SH | $5.32M 4.54% | 0.00 | 0.00 | 6.89K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 10.09K | SH | $5.16M 4.40% | 0.00 | 0.00 | 10.09K |
AMAZON COM INCSOLE | COM | 20.80K | SH | $4.56M 3.89% | 0.00 | 0.00 | 20.80K |
BROADCOM INCSOLE | COM | 19.37K | SH | $4.49M 3.83% | 0.00 | 0.00 | 19.37K |
APPLE INCSOLE | COM | 17.62K | SH | $4.41M 3.76% | 0.00 | 0.00 | 17.62K |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 17.90K | SH | $3.77M 3.21% | 0.00 | 0.00 | 17.90K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P MDCP MOMNTUM | 25.53K | SH | $3.15M 2.69% | 0.00 | 0.00 | 25.53K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 60.16K | SH | $3.05M 2.60% | 0.00 | 0.00 | 60.16K |
PIMCO ETF TRSOLE | SR LN ACTIVE ETF | 50.34K | SH | $2.57M 2.19% | 0.00 | 0.00 | 50.34K |
BERKLEY W R CORPSOLE | COM | 33.49K | SH | $1.96M 1.67% | 0.00 | 0.00 | 33.49K |
BLACKROCK ETF TRUST IISOLE | ISHARES AAA CLO | 34.35K | SH | $1.78M 1.52% | 0.00 | 0.00 | 34.35K |
NOVO-NORDISK A SSOLE | ADR | 20.54K | SH | $1.77M 1.51% | 0.00 | 0.00 | 20.54K |
ALPHABET INCSOLE | CAP STK CL A | 9.30K | SH | $1.76M 1.50% | 0.00 | 0.00 | 9.30K |
T ROWE PRICE ETF INCSOLE | US HIGH YIELD | 30.97K | SH | $1.61M 1.38% | 0.00 | 0.00 | 30.97K |
PIMCO DYNAMIC INCOME FDSOLE | SHS | 80.03K | SH | $1.47M 1.25% | 0.00 | 0.00 | 80.03K |
FIDELITY COVINGTON TRUSTSOLE | MSCI INFO TECH I | 7.68K | SH | $1.42M 1.21% | 0.00 | 0.00 | 7.68K |
VANGUARD SCOTTSDALE FDSSOLE | INT-TERM CORP | 17.60K | SH | $1.41M 1.21% | 0.00 | 0.00 | 17.60K |
PROGRESSIVE CORPSOLE | COM | 5.40K | SH | $1.29M 1.10% | 0.00 | 0.00 | 5.40K |
PIMCO CORPORATE & INCOME OPPSOLE | COM | 86.25K | SH | $1.24M 1.06% | 0.00 | 0.00 | 86.25K |
ARCH CAP GROUP LTDSOLE | ORD | 12.71K | SH | $1.17M 1.00% | 0.00 | 0.00 | 12.71K |
J P MORGAN EXCHANGE TRADED FSOLE | US QUALTY FCTR | 20.36K | SH | $1.17M 0.99% | 0.00 | 0.00 | 20.36K |
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