DUMONT & BLAKE INVESTMENT ADVISORS LLC

PrivateCIK: 1287618

Location

PRINCETON, NJ

202

Positions

$399.75M

Total AUM (reported)

4.49M

Total Shares

Allocation by class

COM$221.68M55.5%

IND$113.49M28.4%

ETF$53.33M13.3%

CEF$11.10M2.8%

CE$150.2K0.0%

Portfolio Concentration

Top 3$72.89M18.2%

4–10$69.48M17.4%

11–25$71.99M18.0%

Rest$185.38M46.4%

Top 3 weight

18.2%

Top 10 weight

35.6%

Voting Authority Distribution

Total shares with voting rights: 4.49M

Sole

Full voting authority

4.20M

% of voting shares93.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

292.17K

% of voting shares6.5%

Investment Discretion (by position count)

Sole202

Shared0

Other0

Dominant voting typeSole · 93.5% of voting shares

Institutional Holdings202

Rows:

SPDR S&P 500 ETF Trust

SOLE

IND

Shares54.38K

TypeSH

Market value$35.36M

8.85%

Sole

51.11K

Shared

0.00

None

3.27K

Invesco QQQ Trust Series 1

SOLE

IND

Shares34.12K

TypeSH

Market value$19.69M

4.93%

Sole

32.16K

Shared

0.00

None

1.95K

Apple Inc

SOLE

COM

Shares70.28K

TypeSH

Market value$17.84M

4.46%

Sole

64.27K

Shared

0.00

None

6.01K

Invesco S&P 500 Equal Weight E

SOLE

IND

Shares80.40K

TypeSH

Market value$15.43M

3.86%

Sole

75.30K

Shared

0.00

None

5.10K

SPDR S&P MidCap 400 ETF Trust

SOLE

IND

Shares17.59K

TypeSH

Market value$10.85M

2.71%

Sole

16.56K

Shared

0.00

None

1.03K

Microsoft Corp

SOLE

COM

Shares28.91K

TypeSH

Market value$10.70M

2.68%

Sole

26.45K

Shared

0.00

None

2.46K

Schwab S&P 500 Index Fund

SOLE

IND

Shares561.27K

TypeSH

Market value$9.41M

2.35%

Sole

509.92K

Shared

0.00

None

51.35K

iShares DJ Select Dividend Ind

SOLE

ETF

Shares61.69K

TypeSH

Market value$9.34M

2.34%

Sole

57.94K

Shared

0.00

None

3.75K

iShares Russell 2000 Index Fun

SOLE

IND

Shares29.02K

TypeSH

Market value$7.20M

1.80%

Sole

27.11K

Shared

0.00

None

1.90K

Alphabet Inc Cl A

SOLE

COM

Shares22.81K

TypeSH

Market value$6.56M

1.64%

Sole

21.28K

Shared

0.00

None

1.53K

Vanguard High Dividend Yield E

SOLE

ETF

Shares41.95K

TypeSH

Market value$6.21M

1.55%

Sole

39.28K

Shared

0.00

None

2.67K

iShares Russell Microcap Index

SOLE

IND

Shares38.92K

TypeSH

Market value$6.21M

1.55%

Sole

36.02K

Shared

0.00

None

2.90K

iShares S&P 500 Growth

SOLE

ETF

Shares50.76K

TypeSH

Market value$5.74M

1.44%

Sole

46.39K

Shared

0.00

None

4.37K

Alphabet Inc Cl C

SOLE

COM

Shares18.61K

TypeSH

Market value$5.34M

1.34%

Sole

17.04K

Shared

0.00

None

1.57K

Wal-Mart Stores Inc

SOLE

COM

Shares42.63K

TypeSH

Market value$5.30M

1.33%

Sole

39.80K

Shared

0.00

None

2.83K

Technology Select Sector SPDR

SOLE

COM

Shares39.50K

TypeSH

Market value$5.25M

1.31%

Sole

37.78K

Shared

0.00

None

1.72K

Communication Services Sector

SOLE

COM

Shares45.30K

TypeSH

Market value$5.02M

1.26%

Sole

43.23K

Shared

0.00

None

2.07K

iShares S&P Smallcap 600/BARRA

SOLE

ETF

Shares33.78K

TypeSH

Market value$4.89M

1.22%

Sole

30.79K

Shared

0.00

None

Amazon.com Inc

SOLE

COM

Shares22.90K

TypeSH

Market value$4.77M

1.19%

Sole

21.87K

Shared

0.00

None

1.04K

Energy Select Sector SPDR ETF

SOLE

COM

Shares75.80K

TypeSH

Market value$4.64M

1.16%

Sole

73.27K

Shared

0.00

None

2.53K

JP Morgan Chase & Co

SOLE

COM

Shares14.86K

TypeSH

Market value$4.37M

1.09%

Sole

14.15K

Shared

0.00

None

710.00

iShares MSCI EAFE Index

SOLE

ETF

Shares42.66K

TypeSH

Market value$4.14M

1.04%

Sole

39.56K

Shared

0.00

None

3.10K

SPDR S&P Dividend ETF

SOLE

ETF

Shares23.72K

TypeSH

Market value$3.46M

0.87%

Sole

22.53K

Shared

0.00

None

1.19K

BlackRock Inc New

SOLE

COM

Shares3.49K

TypeSH

Market value$3.36M

0.84%

Sole

3.26K

Shared

0.00

None

232.00

Johnson & Johnson

SOLE

COM

Shares13.42K

TypeSH

Market value$3.28M

0.82%

Sole

12.57K

Shared

0.00

None

845.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR S&P 500 ETF TrustSOLE	IND	54.38K	SH	$35.36M 8.85%	51.11K	3.27K
Invesco QQQ Trust Series 1SOLE	IND	34.12K	SH	$19.69M 4.93%	32.16K	1.95K
Apple IncSOLE	COM	70.28K	SH	$17.84M 4.46%	64.27K	6.01K
Invesco S&P 500 Equal Weight ESOLE	IND	80.40K	SH	$15.43M 3.86%	75.30K	5.10K
SPDR S&P MidCap 400 ETF TrustSOLE	IND	17.59K	SH	$10.85M 2.71%	16.56K	1.03K
Microsoft CorpSOLE	COM	28.91K	SH	$10.70M 2.68%	26.45K	2.46K
Schwab S&P 500 Index FundSOLE	IND	561.27K	SH	$9.41M 2.35%	509.92K	51.35K
iShares DJ Select Dividend IndSOLE	ETF	61.69K	SH	$9.34M 2.34%	57.94K	3.75K
iShares Russell 2000 Index FunSOLE	IND	29.02K	SH	$7.20M 1.80%	27.11K	1.90K
Alphabet Inc Cl ASOLE	COM	22.81K	SH	$6.56M 1.64%	21.28K	1.53K
Vanguard High Dividend Yield ESOLE	ETF	41.95K	SH	$6.21M 1.55%	39.28K	2.67K
iShares Russell Microcap IndexSOLE	IND	38.92K	SH	$6.21M 1.55%	36.02K	2.90K
iShares S&P 500 GrowthSOLE	ETF	50.76K	SH	$5.74M 1.44%	46.39K	4.37K
Alphabet Inc Cl CSOLE	COM	18.61K	SH	$5.34M 1.34%	17.04K	1.57K
Wal-Mart Stores IncSOLE	COM	42.63K	SH	$5.30M 1.33%	39.80K	2.83K
Technology Select Sector SPDRSOLE	COM	39.50K	SH	$5.25M 1.31%	37.78K	1.72K
Communication Services SectorSOLE	COM	45.30K	SH	$5.02M 1.26%	43.23K	2.07K
iShares S&P Smallcap 600/BARRASOLE	ETF	33.78K	SH	$4.89M 1.22%	30.79K	3K
Amazon.com IncSOLE	COM	22.90K	SH	$4.77M 1.19%	21.87K	1.04K
Energy Select Sector SPDR ETFSOLE	COM	75.80K	SH	$4.64M 1.16%	73.27K	2.53K
JP Morgan Chase & CoSOLE	COM	14.86K	SH	$4.37M 1.09%	14.15K	710.00
iShares MSCI EAFE IndexSOLE	ETF	42.66K	SH	$4.14M 1.04%	39.56K	3.10K
SPDR S&P Dividend ETFSOLE	ETF	23.72K	SH	$3.46M 0.87%	22.53K	1.19K
BlackRock Inc NewSOLE	COM	3.49K	SH	$3.36M 0.84%	3.26K	232.00
Johnson & JohnsonSOLE	COM	13.42K	SH	$3.28M 0.82%	12.57K	845.00

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