Filed: 10/30/2023ACC: 0001287618-23-000005
📋 What this filing means
DUMONT & BLAKE INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 189 equity positions with a total reported market value of $295.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
189
Positions
$295.7K
Total AUM (reported)
4.69M
Total Shares
Allocation by class
COM$159.6K54.0%
IND$87.1K29.5%
ETF$36.5K12.4%
CEF$12.4K4.2%
Portfolio Concentration
Top 3$54.3K18.4%
4–10$57.0K19.3%
11–25$46.5K15.7%
Rest$137.8K46.6%
Top 3 weight
18.4%
Top 10 weight
37.6%
Voting Authority Distribution
Total shares with voting rights: 4.69M
Sole
Full voting authority
4.45M
shares
% of voting shares94.8%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
245.84K
shares
% of voting shares5.2%
Investment Discretion (by position count)
Sole189
Shared0
Other0
Dominant voting typeSole · 94.8% of voting shares
Institutional Holdings189
Rows:
SPDR S&P 500 ETF Trust
SOLEShares61.63K
TypeSH
Market value$26.3K
8.91%
Sole
58.12K
Shared
0.00
None
3.51K
Invesco QQQ Trust Series 1
SOLEShares39.07K
TypeSH
Market value$14.0K
4.73%
Sole
36.99K
Shared
0.00
None
2.09K
Invesco S&P 500 Equal Weight E
SOLEShares98.30K
TypeSH
Market value$13.9K
4.71%
Sole
92.71K
Shared
0.00
None
5.59K
Apple Inc
SOLEShares72.66K
TypeSH
Market value$12.4K
4.21%
Sole
69.15K
Shared
0.00
None
3.51K
Microsoft Corp
SOLEShares33.06K
TypeSH
Market value$10.4K
3.53%
Sole
30.23K
Shared
0.00
None
2.82K
SPDR S&P MidCap 400 ETF Trust
SOLEShares20.84K
TypeSH
Market value$9.5K
3.22%
Sole
19.75K
Shared
0.00
None
1.08K
iShares DJ Select Dividend Ind
SOLEShares68.83K
TypeSH
Market value$7.4K
2.51%
Sole
62.10K
Shared
0.00
None
6.73K
Schwab S&P 500 Index Fund
SOLEShares97.76K
TypeSH
Market value$6.5K
2.20%
Sole
88.07K
Shared
0.00
None
9.69K
iShares Russell 2000 Index Fun
SOLEShares32.99K
TypeSH
Market value$5.8K
1.97%
Sole
31.18K
Shared
0.00
None
1.81K
Vanguard High Dividend Yield E
SOLEShares47.17K
TypeSH
Market value$4.9K
1.65%
Sole
42.46K
Shared
0.00
None
4.71K
iShares Russell Microcap Index
SOLEShares41.15K
TypeSH
Market value$4.1K
1.39%
Sole
38.49K
Shared
0.00
None
2.66K
iShares S&P Smallcap 600/BARRA
SOLEShares37.08K
TypeSH
Market value$4.1K
1.38%
Sole
34.41K
Shared
0.00
None
2.67K
iShares S&P 500 Growth
SOLEShares57.25K
TypeSH
Market value$3.9K
1.32%
Sole
53.25K
Shared
0.00
None
4K
Alphabet Inc Cl A
SOLEShares25.50K
TypeSH
Market value$3.3K
1.13%
Sole
23.63K
Shared
0.00
None
1.87K
iShares MSCI EAFE Index
SOLEShares46.78K
TypeSH
Market value$3.2K
1.09%
Sole
44.01K
Shared
0.00
None
2.78K
Amazon.com Inc
SOLEShares24.30K
TypeSH
Market value$3.1K
1.04%
Sole
23.27K
Shared
0.00
None
1.02K
SPDR S&P Dividend ETF
SOLEShares26.71K
TypeSH
Market value$3.1K
1.04%
Sole
24.53K
Shared
0.00
None
2.18K
Alphabet Inc Cl C
SOLEShares22.79K
TypeSH
Market value$3.0K
1.02%
Sole
21.04K
Shared
0.00
None
1.75K
Energy Select Sector SPDR ETF
SOLEShares31.94K
TypeSH
Market value$2.9K
0.98%
Sole
30.65K
Shared
0.00
None
1.29K
JP Morgan Chase & Co
SOLEShares19.08K
TypeSH
Market value$2.8K
0.94%
Sole
18.06K
Shared
0.00
None
1.01K
Calamos Convertible & High Inc
SOLEShares239.62K
TypeSH
Market value$2.7K
0.90%
Sole
221.36K
Shared
0.00
None
18.25K
iShares S&P Preferred Stock In
SOLEShares88.11K
TypeSH
Market value$2.7K
0.90%
Sole
81.39K
Shared
0.00
None
6.72K
AbbVie Inc
SOLEShares17.44K
TypeSH
Market value$2.6K
0.88%
Sole
16.82K
Shared
0.00
None
621.00
Johnson & Johnson
SOLEShares16.50K
TypeSH
Market value$2.6K
0.87%
Sole
15.54K
Shared
0.00
None
960.00
Wal-Mart Stores Inc
SOLEShares15.95K
TypeSH
Market value$2.5K
0.86%
Sole
14.89K
Shared
0.00
None
1.05K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TrustSOLE | IND | 61.63K | SH | $26.3K 8.91% | 58.12K | 0.00 | 3.51K |
Invesco QQQ Trust Series 1SOLE | IND | 39.07K | SH | $14.0K 4.73% | 36.99K | 0.00 | 2.09K |
Invesco S&P 500 Equal Weight ESOLE | IND | 98.30K | SH | $13.9K 4.71% | 92.71K | 0.00 | 5.59K |
Apple IncSOLE | COM | 72.66K | SH | $12.4K 4.21% | 69.15K | 0.00 | 3.51K |
Microsoft CorpSOLE | COM | 33.06K | SH | $10.4K 3.53% | 30.23K | 0.00 | 2.82K |
SPDR S&P MidCap 400 ETF TrustSOLE | IND | 20.84K | SH | $9.5K 3.22% | 19.75K | 0.00 | 1.08K |
iShares DJ Select Dividend IndSOLE | ETF | 68.83K | SH | $7.4K 2.51% | 62.10K | 0.00 | 6.73K |
Schwab S&P 500 Index FundSOLE | IND | 97.76K | SH | $6.5K 2.20% | 88.07K | 0.00 | 9.69K |
iShares Russell 2000 Index FunSOLE | IND | 32.99K | SH | $5.8K 1.97% | 31.18K | 0.00 | 1.81K |
Vanguard High Dividend Yield ESOLE | ETF | 47.17K | SH | $4.9K 1.65% | 42.46K | 0.00 | 4.71K |
iShares Russell Microcap IndexSOLE | IND | 41.15K | SH | $4.1K 1.39% | 38.49K | 0.00 | 2.66K |
iShares S&P Smallcap 600/BARRASOLE | ETF | 37.08K | SH | $4.1K 1.38% | 34.41K | 0.00 | 2.67K |
iShares S&P 500 GrowthSOLE | ETF | 57.25K | SH | $3.9K 1.32% | 53.25K | 0.00 | 4K |
Alphabet Inc Cl ASOLE | COM | 25.50K | SH | $3.3K 1.13% | 23.63K | 0.00 | 1.87K |
iShares MSCI EAFE IndexSOLE | ETF | 46.78K | SH | $3.2K 1.09% | 44.01K | 0.00 | 2.78K |
Amazon.com IncSOLE | COM | 24.30K | SH | $3.1K 1.04% | 23.27K | 0.00 | 1.02K |
SPDR S&P Dividend ETFSOLE | ETF | 26.71K | SH | $3.1K 1.04% | 24.53K | 0.00 | 2.18K |
Alphabet Inc Cl CSOLE | COM | 22.79K | SH | $3.0K 1.02% | 21.04K | 0.00 | 1.75K |
Energy Select Sector SPDR ETFSOLE | COM | 31.94K | SH | $2.9K 0.98% | 30.65K | 0.00 | 1.29K |
JP Morgan Chase & CoSOLE | COM | 19.08K | SH | $2.8K 0.94% | 18.06K | 0.00 | 1.01K |
Calamos Convertible & High IncSOLE | CEF | 239.62K | SH | $2.7K 0.90% | 221.36K | 0.00 | 18.25K |
iShares S&P Preferred Stock InSOLE | CEF | 88.11K | SH | $2.7K 0.90% | 81.39K | 0.00 | 6.72K |
AbbVie IncSOLE | COM | 17.44K | SH | $2.6K 0.88% | 16.82K | 0.00 | 621.00 |
Johnson & JohnsonSOLE | COM | 16.50K | SH | $2.6K 0.87% | 15.54K | 0.00 | 960.00 |
Wal-Mart Stores IncSOLE | COM | 15.95K | SH | $2.5K 0.86% | 14.89K | 0.00 | 1.05K |
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