Filed: 8/3/2023ACC: 0001287618-23-000003
📋 What this filing means
DUMONT & BLAKE INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 191 equity positions with a total reported market value of $307.6K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
191
Positions
$307.6K
Total AUM (reported)
4.71M
Total Shares
Allocation by class
COM$166.6K54.2%
IND$90.6K29.5%
ETF$37.6K12.2%
CEF$12.8K4.2%
Portfolio Concentration
Top 3$56.3K18.3%
4–10$61.1K19.9%
11–25$47.1K15.3%
Rest$143.1K46.5%
Top 3 weight
18.3%
Top 10 weight
38.2%
Voting Authority Distribution
Total shares with voting rights: 4.71M
Sole
Full voting authority
4.47M
shares
% of voting shares94.8%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
247.09K
shares
% of voting shares5.2%
Investment Discretion (by position count)
Sole191
Shared0
Other0
Dominant voting typeSole · 94.8% of voting shares
Institutional Holdings191
Rows:
SPDR S&P 500 ETF Trust
SOLEShares61.43K
TypeSH
Market value$27.2K
8.85%
Sole
57.92K
Shared
0.00
None
3.51K
Invesco S&P 500 Equal Weight E
SOLEShares98.01K
TypeSH
Market value$14.7K
4.77%
Sole
92.42K
Shared
0.00
None
5.59K
Invesco QQQ Trust Series 1
SOLEShares39.03K
TypeSH
Market value$14.4K
4.69%
Sole
36.95K
Shared
0.00
None
2.09K
Apple Inc
SOLEShares72.83K
TypeSH
Market value$14.1K
4.59%
Sole
69.31K
Shared
0.00
None
3.51K
Microsoft Corp
SOLEShares33.08K
TypeSH
Market value$11.3K
3.66%
Sole
30.26K
Shared
0.00
None
2.82K
SPDR S&P MidCap 400 ETF Trust
SOLEShares20.77K
TypeSH
Market value$9.9K
3.23%
Sole
19.68K
Shared
0.00
None
1.08K
iShares DJ Select Dividend Ind
SOLEShares68.95K
TypeSH
Market value$7.8K
2.54%
Sole
62.22K
Shared
0.00
None
6.73K
Schwab S&P 500 Index Fund
SOLEShares98.49K
TypeSH
Market value$6.8K
2.20%
Sole
88.80K
Shared
0.00
None
9.69K
iShares Russell 2000 Index Fun
SOLEShares32.86K
TypeSH
Market value$6.2K
2.00%
Sole
31.05K
Shared
0.00
None
1.81K
Vanguard High Dividend Yield E
SOLEShares47.20K
TypeSH
Market value$5.0K
1.63%
Sole
42.49K
Shared
0.00
None
4.71K
iShares Russell Microcap Index
SOLEShares40.42K
TypeSH
Market value$4.4K
1.44%
Sole
37.76K
Shared
0.00
None
2.66K
iShares S&P Smallcap 600/BARRA
SOLEShares36.85K
TypeSH
Market value$4.2K
1.38%
Sole
34.18K
Shared
0.00
None
2.67K
iShares S&P 500 Growth
SOLEShares56.80K
TypeSH
Market value$4.0K
1.30%
Sole
52.81K
Shared
0.00
None
4K
iShares MSCI EAFE Index
SOLEShares46.55K
TypeSH
Market value$3.4K
1.10%
Sole
43.77K
Shared
0.00
None
2.78K
SPDR S&P Dividend ETF
SOLEShares26.75K
TypeSH
Market value$3.3K
1.07%
Sole
24.57K
Shared
0.00
None
2.18K
Amazon.com Inc
SOLEShares24.51K
TypeSH
Market value$3.2K
1.04%
Sole
23.49K
Shared
0.00
None
1.02K
Alphabet Inc Cl A
SOLEShares25.47K
TypeSH
Market value$3.0K
0.99%
Sole
23.60K
Shared
0.00
None
1.87K
JP Morgan Chase & Co
SOLEShares19.12K
TypeSH
Market value$2.8K
0.90%
Sole
18.12K
Shared
0.00
None
1K
Alphabet Inc Cl C
SOLEShares22.72K
TypeSH
Market value$2.7K
0.89%
Sole
20.97K
Shared
0.00
None
1.75K
Johnson & Johnson
SOLEShares16.53K
TypeSH
Market value$2.7K
0.89%
Sole
15.58K
Shared
0.00
None
950.00
iShares S&P Preferred Stock In
SOLEShares88.16K
TypeSH
Market value$2.7K
0.89%
Sole
81.44K
Shared
0.00
None
6.72K
Calamos Convertible & High Inc
SOLEShares239.94K
TypeSH
Market value$2.7K
0.88%
Sole
221.68K
Shared
0.00
None
18.25K
BNY Mellon Midcap Index Fund
SOLEShares92.57K
TypeSH
Market value$2.7K
0.87%
Sole
83.13K
Shared
0.00
None
9.44K
Materials Select Sector SPDR E
SOLEShares31.66K
TypeSH
Market value$2.6K
0.85%
Sole
30.24K
Shared
0.00
None
1.42K
Energy Select Sector SPDR ETF
SOLEShares31.82K
TypeSH
Market value$2.6K
0.84%
Sole
30.53K
Shared
0.00
None
1.29K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TrustSOLE | IND | 61.43K | SH | $27.2K 8.85% | 57.92K | 0.00 | 3.51K |
Invesco S&P 500 Equal Weight ESOLE | IND | 98.01K | SH | $14.7K 4.77% | 92.42K | 0.00 | 5.59K |
Invesco QQQ Trust Series 1SOLE | IND | 39.03K | SH | $14.4K 4.69% | 36.95K | 0.00 | 2.09K |
Apple IncSOLE | COM | 72.83K | SH | $14.1K 4.59% | 69.31K | 0.00 | 3.51K |
Microsoft CorpSOLE | COM | 33.08K | SH | $11.3K 3.66% | 30.26K | 0.00 | 2.82K |
SPDR S&P MidCap 400 ETF TrustSOLE | IND | 20.77K | SH | $9.9K 3.23% | 19.68K | 0.00 | 1.08K |
iShares DJ Select Dividend IndSOLE | ETF | 68.95K | SH | $7.8K 2.54% | 62.22K | 0.00 | 6.73K |
Schwab S&P 500 Index FundSOLE | IND | 98.49K | SH | $6.8K 2.20% | 88.80K | 0.00 | 9.69K |
iShares Russell 2000 Index FunSOLE | IND | 32.86K | SH | $6.2K 2.00% | 31.05K | 0.00 | 1.81K |
Vanguard High Dividend Yield ESOLE | ETF | 47.20K | SH | $5.0K 1.63% | 42.49K | 0.00 | 4.71K |
iShares Russell Microcap IndexSOLE | IND | 40.42K | SH | $4.4K 1.44% | 37.76K | 0.00 | 2.66K |
iShares S&P Smallcap 600/BARRASOLE | ETF | 36.85K | SH | $4.2K 1.38% | 34.18K | 0.00 | 2.67K |
iShares S&P 500 GrowthSOLE | ETF | 56.80K | SH | $4.0K 1.30% | 52.81K | 0.00 | 4K |
iShares MSCI EAFE IndexSOLE | ETF | 46.55K | SH | $3.4K 1.10% | 43.77K | 0.00 | 2.78K |
SPDR S&P Dividend ETFSOLE | ETF | 26.75K | SH | $3.3K 1.07% | 24.57K | 0.00 | 2.18K |
Amazon.com IncSOLE | COM | 24.51K | SH | $3.2K 1.04% | 23.49K | 0.00 | 1.02K |
Alphabet Inc Cl ASOLE | COM | 25.47K | SH | $3.0K 0.99% | 23.60K | 0.00 | 1.87K |
JP Morgan Chase & CoSOLE | COM | 19.12K | SH | $2.8K 0.90% | 18.12K | 0.00 | 1K |
Alphabet Inc Cl CSOLE | COM | 22.72K | SH | $2.7K 0.89% | 20.97K | 0.00 | 1.75K |
Johnson & JohnsonSOLE | COM | 16.53K | SH | $2.7K 0.89% | 15.58K | 0.00 | 950.00 |
iShares S&P Preferred Stock InSOLE | CEF | 88.16K | SH | $2.7K 0.89% | 81.44K | 0.00 | 6.72K |
Calamos Convertible & High IncSOLE | CEF | 239.94K | SH | $2.7K 0.88% | 221.68K | 0.00 | 18.25K |
BNY Mellon Midcap Index FundSOLE | IND | 92.57K | SH | $2.7K 0.87% | 83.13K | 0.00 | 9.44K |
Materials Select Sector SPDR ESOLE | COM | 31.66K | SH | $2.6K 0.85% | 30.24K | 0.00 | 1.42K |
Energy Select Sector SPDR ETFSOLE | COM | 31.82K | SH | $2.6K 0.84% | 30.53K | 0.00 | 1.29K |
Page 1 of 8
…