Filed: 4/14/2023ACC: 0001287618-23-000002
📋 What this filing means
DUMONT & BLAKE INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 195 equity positions with a total reported market value of $295.0K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
195
Positions
$295.0K
Total AUM (reported)
4.74M
Total Shares
Allocation by class
COM$161.2K54.7%
IND$84.1K28.5%
ETF$36.9K12.5%
CEF$12.8K4.3%
Portfolio Concentration
Top 3$51.7K17.5%
4–10$56.6K19.2%
11–25$45.1K15.3%
Rest$141.7K48.0%
Top 3 weight
17.5%
Top 10 weight
36.7%
Voting Authority Distribution
Total shares with voting rights: 4.74M
Sole
Full voting authority
4.49M
shares
% of voting shares94.8%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
246.35K
shares
% of voting shares5.2%
Investment Discretion (by position count)
Sole195
Shared0
Other0
Dominant voting typeSole · 94.8% of voting shares
Institutional Holdings195
Rows:
SPDR S&P 500 ETF Trust
SOLEShares62.98K
TypeSH
Market value$25.8K
8.74%
Sole
59.36K
Shared
0.00
None
3.62K
Invesco S&P 500 Equal Weight E
SOLEShares92.64K
TypeSH
Market value$13.4K
4.54%
Sole
87.37K
Shared
0.00
None
5.27K
Invesco QQQ Trust Series 1
SOLEShares38.88K
TypeSH
Market value$12.5K
4.23%
Sole
36.79K
Shared
0.00
None
2.09K
Apple Inc
SOLEShares74.18K
TypeSH
Market value$12.2K
4.15%
Sole
70.68K
Shared
0.00
None
3.50K
Microsoft Corp
SOLEShares33.73K
TypeSH
Market value$9.7K
3.30%
Sole
30.90K
Shared
0.00
None
2.82K
SPDR S&P MidCap 400 ETF Trust
SOLEShares20.71K
TypeSH
Market value$9.5K
3.22%
Sole
19.63K
Shared
0.00
None
1.08K
iShares DJ Select Dividend Ind
SOLEShares69.07K
TypeSH
Market value$8.1K
2.74%
Sole
62.34K
Shared
0.00
None
6.73K
Schwab S&P 500 Index Fund
SOLEShares98.49K
TypeSH
Market value$6.2K
2.11%
Sole
88.57K
Shared
0.00
None
9.92K
iShares Russell 2000 Index Fun
SOLEShares32.71K
TypeSH
Market value$5.8K
1.98%
Sole
30.90K
Shared
0.00
None
1.81K
Vanguard High Dividend Yield E
SOLEShares47.38K
TypeSH
Market value$5.0K
1.69%
Sole
42.67K
Shared
0.00
None
4.71K
iShares Russell Microcap Index
SOLEShares40.09K
TypeSH
Market value$4.2K
1.42%
Sole
37.43K
Shared
0.00
None
2.66K
iShares S&P Smallcap 600/BARRA
SOLEShares36.89K
TypeSH
Market value$4.1K
1.37%
Sole
34.22K
Shared
0.00
None
2.67K
iShares S&P 500 Growth
SOLEShares56.55K
TypeSH
Market value$3.6K
1.22%
Sole
52.56K
Shared
0.00
None
4K
SPDR S&P Dividend ETF
SOLEShares26.88K
TypeSH
Market value$3.3K
1.13%
Sole
24.70K
Shared
0.00
None
2.18K
iShares MSCI EAFE Index
SOLEShares46.43K
TypeSH
Market value$3.3K
1.13%
Sole
43.65K
Shared
0.00
None
2.78K
AbbVie Inc
SOLEShares18.60K
TypeSH
Market value$3.0K
1.00%
Sole
17.98K
Shared
0.00
None
621.00
iShares S&P Preferred Stock In
SOLEShares89.03K
TypeSH
Market value$2.8K
0.94%
Sole
82.31K
Shared
0.00
None
6.72K
Calamos Convertible & High Inc
SOLEShares243K
TypeSH
Market value$2.7K
0.90%
Sole
224.75K
Shared
0.00
None
18.25K
Alphabet Inc Cl A
SOLEShares25.41K
TypeSH
Market value$2.6K
0.89%
Sole
23.54K
Shared
0.00
None
1.87K
Energy Select Sector SPDR ETF
SOLEShares31.77K
TypeSH
Market value$2.6K
0.89%
Sole
30.48K
Shared
0.00
None
1.29K
JP Morgan Chase & Co
SOLEShares20.11K
TypeSH
Market value$2.6K
0.89%
Sole
19.11K
Shared
0.00
None
1K
Johnson & Johnson
SOLEShares16.68K
TypeSH
Market value$2.6K
0.88%
Sole
15.74K
Shared
0.00
None
940.00
Invesco CEF Income Composite
SOLEShares140.69K
TypeSH
Market value$2.6K
0.87%
Sole
128.74K
Shared
0.00
None
11.95K
BNY Mellon Midcap Index Fund
SOLEShares92.93K
TypeSH
Market value$2.6K
0.87%
Sole
83.45K
Shared
0.00
None
9.48K
Materials Select Sector SPDR E
SOLEShares31.73K
TypeSH
Market value$2.6K
0.87%
Sole
30.31K
Shared
0.00
None
1.42K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TrustSOLE | IND | 62.98K | SH | $25.8K 8.74% | 59.36K | 0.00 | 3.62K |
Invesco S&P 500 Equal Weight ESOLE | IND | 92.64K | SH | $13.4K 4.54% | 87.37K | 0.00 | 5.27K |
Invesco QQQ Trust Series 1SOLE | IND | 38.88K | SH | $12.5K 4.23% | 36.79K | 0.00 | 2.09K |
Apple IncSOLE | COM | 74.18K | SH | $12.2K 4.15% | 70.68K | 0.00 | 3.50K |
Microsoft CorpSOLE | COM | 33.73K | SH | $9.7K 3.30% | 30.90K | 0.00 | 2.82K |
SPDR S&P MidCap 400 ETF TrustSOLE | IND | 20.71K | SH | $9.5K 3.22% | 19.63K | 0.00 | 1.08K |
iShares DJ Select Dividend IndSOLE | ETF | 69.07K | SH | $8.1K 2.74% | 62.34K | 0.00 | 6.73K |
Schwab S&P 500 Index FundSOLE | IND | 98.49K | SH | $6.2K 2.11% | 88.57K | 0.00 | 9.92K |
iShares Russell 2000 Index FunSOLE | IND | 32.71K | SH | $5.8K 1.98% | 30.90K | 0.00 | 1.81K |
Vanguard High Dividend Yield ESOLE | ETF | 47.38K | SH | $5.0K 1.69% | 42.67K | 0.00 | 4.71K |
iShares Russell Microcap IndexSOLE | IND | 40.09K | SH | $4.2K 1.42% | 37.43K | 0.00 | 2.66K |
iShares S&P Smallcap 600/BARRASOLE | ETF | 36.89K | SH | $4.1K 1.37% | 34.22K | 0.00 | 2.67K |
iShares S&P 500 GrowthSOLE | ETF | 56.55K | SH | $3.6K 1.22% | 52.56K | 0.00 | 4K |
SPDR S&P Dividend ETFSOLE | ETF | 26.88K | SH | $3.3K 1.13% | 24.70K | 0.00 | 2.18K |
iShares MSCI EAFE IndexSOLE | ETF | 46.43K | SH | $3.3K 1.13% | 43.65K | 0.00 | 2.78K |
AbbVie IncSOLE | COM | 18.60K | SH | $3.0K 1.00% | 17.98K | 0.00 | 621.00 |
iShares S&P Preferred Stock InSOLE | CEF | 89.03K | SH | $2.8K 0.94% | 82.31K | 0.00 | 6.72K |
Calamos Convertible & High IncSOLE | CEF | 243K | SH | $2.7K 0.90% | 224.75K | 0.00 | 18.25K |
Alphabet Inc Cl ASOLE | COM | 25.41K | SH | $2.6K 0.89% | 23.54K | 0.00 | 1.87K |
Energy Select Sector SPDR ETFSOLE | COM | 31.77K | SH | $2.6K 0.89% | 30.48K | 0.00 | 1.29K |
JP Morgan Chase & CoSOLE | COM | 20.11K | SH | $2.6K 0.89% | 19.11K | 0.00 | 1K |
Johnson & JohnsonSOLE | COM | 16.68K | SH | $2.6K 0.88% | 15.74K | 0.00 | 940.00 |
Invesco CEF Income CompositeSOLE | CEF | 140.69K | SH | $2.6K 0.87% | 128.74K | 0.00 | 11.95K |
BNY Mellon Midcap Index FundSOLE | IND | 92.93K | SH | $2.6K 0.87% | 83.45K | 0.00 | 9.48K |
Materials Select Sector SPDR ESOLE | COM | 31.73K | SH | $2.6K 0.87% | 30.31K | 0.00 | 1.42K |
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