Filed: 1/26/2023ACC: 0001287618-23-000001
📋 What this filing means
DUMONT & BLAKE INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 189 equity positions with a total reported market value of $282.5K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
189
Positions
$282.5K
Total AUM (reported)
4.69M
Total Shares
Allocation by class
COM$154.6K54.7%
IND$79.4K28.1%
ETF$36.6K13.0%
CEF$11.9K4.2%
Portfolio Concentration
Top 3$47.8K16.9%
4–10$52.4K18.6%
11–25$44.8K15.9%
Rest$137.4K48.6%
Top 3 weight
16.9%
Top 10 weight
35.5%
Voting Authority Distribution
Total shares with voting rights: 4.69M
Sole
Full voting authority
4.45M
shares
% of voting shares94.9%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
240.35K
shares
% of voting shares5.1%
Investment Discretion (by position count)
Sole189
Shared0
Other0
Dominant voting typeSole · 94.9% of voting shares
Institutional Holdings189
Rows:
SPDR S&P 500 ETF Trust
SOLEShares63.20K
TypeSH
Market value$24.2K
8.56%
Sole
59.58K
Shared
0.00
None
3.62K
Invesco S&P 500 Equal Weight E
SOLEShares93.27K
TypeSH
Market value$13.2K
4.66%
Sole
88.01K
Shared
0.00
None
5.27K
Invesco QQQ Trust Series 1
SOLEShares39.38K
TypeSH
Market value$10.5K
3.71%
Sole
37.29K
Shared
0.00
None
2.09K
Apple Inc
SOLEShares75.87K
TypeSH
Market value$9.9K
3.49%
Sole
72.38K
Shared
0.00
None
3.49K
SPDR S&P MidCap 400 ETF Trust
SOLEShares20.81K
TypeSH
Market value$9.2K
3.26%
Sole
19.72K
Shared
0.00
None
1.08K
iShares DJ Select Dividend Ind
SOLEShares69.77K
TypeSH
Market value$8.4K
2.98%
Sole
63.04K
Shared
0.00
None
6.73K
Microsoft Corp
SOLEShares34.08K
TypeSH
Market value$8.2K
2.89%
Sole
31.27K
Shared
0.00
None
2.81K
Schwab S&P 500 Index Fund
SOLEShares99.05K
TypeSH
Market value$5.8K
2.06%
Sole
88.71K
Shared
0.00
None
10.34K
iShares Russell 2000 Index Fun
SOLEShares33.01K
TypeSH
Market value$5.8K
2.04%
Sole
31.20K
Shared
0.00
None
1.81K
Vanguard High Dividend Yield E
SOLEShares47.96K
TypeSH
Market value$5.2K
1.84%
Sole
43.25K
Shared
0.00
None
4.71K
iShares Russell Microcap Index
SOLEShares39.87K
TypeSH
Market value$4.3K
1.52%
Sole
37.21K
Shared
0.00
None
2.66K
iShares S&P Smallcap 600/BARRA
SOLEShares37.36K
TypeSH
Market value$4.0K
1.43%
Sole
34.69K
Shared
0.00
None
2.67K
SPDR S&P Dividend ETF
SOLEShares26.89K
TypeSH
Market value$3.4K
1.19%
Sole
24.77K
Shared
0.00
None
2.12K
iShares S&P 500 Growth
SOLEShares57.27K
TypeSH
Market value$3.4K
1.19%
Sole
53.27K
Shared
0.00
None
4K
iShares MSCI EAFE Index
SOLEShares46.80K
TypeSH
Market value$3.1K
1.09%
Sole
44.02K
Shared
0.00
None
2.78K
AbbVie Inc
SOLEShares18.68K
TypeSH
Market value$3.0K
1.07%
Sole
18.09K
Shared
0.00
None
591.00
Johnson & Johnson
SOLEShares16.98K
TypeSH
Market value$3.0K
1.06%
Sole
16.05K
Shared
0.00
None
930.00
Energy Select Sector SPDR ETF
SOLEShares31.72K
TypeSH
Market value$2.8K
0.98%
Sole
30.43K
Shared
0.00
None
1.29K
JP Morgan Chase & Co
SOLEShares20.26K
TypeSH
Market value$2.7K
0.96%
Sole
19.27K
Shared
0.00
None
992.00
BlackRock Inc
SOLEShares3.71K
TypeSH
Market value$2.6K
0.93%
Sole
3.46K
Shared
0.00
None
250.00
Calamos Convertible & High Inc
SOLEShares244.86K
TypeSH
Market value$2.6K
0.91%
Sole
226.61K
Shared
0.00
None
18.25K
Amgen Inc
SOLEShares9.59K
TypeSH
Market value$2.5K
0.89%
Sole
9.10K
Shared
0.00
None
486.00
iShares S&P Preferred Stock In
SOLEShares82.03K
TypeSH
Market value$2.5K
0.89%
Sole
76.66K
Shared
0.00
None
5.36K
Pepsico Inc
SOLEShares13.80K
TypeSH
Market value$2.5K
0.88%
Sole
13.55K
Shared
0.00
None
250.00
BNY Mellon Midcap Index Fund
SOLEShares93.40K
TypeSH
Market value$2.5K
0.88%
Sole
83.92K
Shared
0.00
None
9.48K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TrustSOLE | IND | 63.20K | SH | $24.2K 8.56% | 59.58K | 0.00 | 3.62K |
Invesco S&P 500 Equal Weight ESOLE | IND | 93.27K | SH | $13.2K 4.66% | 88.01K | 0.00 | 5.27K |
Invesco QQQ Trust Series 1SOLE | IND | 39.38K | SH | $10.5K 3.71% | 37.29K | 0.00 | 2.09K |
Apple IncSOLE | COM | 75.87K | SH | $9.9K 3.49% | 72.38K | 0.00 | 3.49K |
SPDR S&P MidCap 400 ETF TrustSOLE | IND | 20.81K | SH | $9.2K 3.26% | 19.72K | 0.00 | 1.08K |
iShares DJ Select Dividend IndSOLE | ETF | 69.77K | SH | $8.4K 2.98% | 63.04K | 0.00 | 6.73K |
Microsoft CorpSOLE | COM | 34.08K | SH | $8.2K 2.89% | 31.27K | 0.00 | 2.81K |
Schwab S&P 500 Index FundSOLE | IND | 99.05K | SH | $5.8K 2.06% | 88.71K | 0.00 | 10.34K |
iShares Russell 2000 Index FunSOLE | IND | 33.01K | SH | $5.8K 2.04% | 31.20K | 0.00 | 1.81K |
Vanguard High Dividend Yield ESOLE | ETF | 47.96K | SH | $5.2K 1.84% | 43.25K | 0.00 | 4.71K |
iShares Russell Microcap IndexSOLE | IND | 39.87K | SH | $4.3K 1.52% | 37.21K | 0.00 | 2.66K |
iShares S&P Smallcap 600/BARRASOLE | ETF | 37.36K | SH | $4.0K 1.43% | 34.69K | 0.00 | 2.67K |
SPDR S&P Dividend ETFSOLE | ETF | 26.89K | SH | $3.4K 1.19% | 24.77K | 0.00 | 2.12K |
iShares S&P 500 GrowthSOLE | ETF | 57.27K | SH | $3.4K 1.19% | 53.27K | 0.00 | 4K |
iShares MSCI EAFE IndexSOLE | ETF | 46.80K | SH | $3.1K 1.09% | 44.02K | 0.00 | 2.78K |
AbbVie IncSOLE | COM | 18.68K | SH | $3.0K 1.07% | 18.09K | 0.00 | 591.00 |
Johnson & JohnsonSOLE | COM | 16.98K | SH | $3.0K 1.06% | 16.05K | 0.00 | 930.00 |
Energy Select Sector SPDR ETFSOLE | COM | 31.72K | SH | $2.8K 0.98% | 30.43K | 0.00 | 1.29K |
JP Morgan Chase & CoSOLE | COM | 20.26K | SH | $2.7K 0.96% | 19.27K | 0.00 | 992.00 |
BlackRock IncSOLE | COM | 3.71K | SH | $2.6K 0.93% | 3.46K | 0.00 | 250.00 |
Calamos Convertible & High IncSOLE | CEF | 244.86K | SH | $2.6K 0.91% | 226.61K | 0.00 | 18.25K |
Amgen IncSOLE | COM | 9.59K | SH | $2.5K 0.89% | 9.10K | 0.00 | 486.00 |
iShares S&P Preferred Stock InSOLE | CEF | 82.03K | SH | $2.5K 0.89% | 76.66K | 0.00 | 5.36K |
Pepsico IncSOLE | COM | 13.80K | SH | $2.5K 0.88% | 13.55K | 0.00 | 250.00 |
BNY Mellon Midcap Index FundSOLE | IND | 93.40K | SH | $2.5K 0.88% | 83.92K | 0.00 | 9.48K |
Page 1 of 8
…