Filed: 10/24/2022ACC: 0001287618-22-000004
📋 What this filing means
DUMONT & BLAKE INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 189 equity positions with a total reported market value of $267.2K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
189
Positions
$267.2K
Total AUM (reported)
4.85M
Total Shares
Allocation by class
COM$145.3K54.4%
IND$75.6K28.3%
ETF$33.5K12.5%
CEF$12.8K4.8%
Portfolio Concentration
Top 3$45.8K17.2%
4–10$50.2K18.8%
11–25$43.0K16.1%
Rest$128.1K48.0%
Top 3 weight
17.2%
Top 10 weight
35.9%
Voting Authority Distribution
Total shares with voting rights: 4.85M
Sole
Full voting authority
4.59M
shares
% of voting shares94.8%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
253.06K
shares
% of voting shares5.2%
Investment Discretion (by position count)
Sole189
Shared0
Other0
Dominant voting typeSole · 94.8% of voting shares
Institutional Holdings189
Rows:
SPDR S&P 500 ETF Trust
SOLEShares64.63K
TypeSH
Market value$23.1K
8.64%
Sole
60.78K
Shared
0.00
None
3.85K
Invesco S&P 500 Equal Weight E
SOLEShares94.37K
TypeSH
Market value$12.0K
4.50%
Sole
89.05K
Shared
0.00
None
5.32K
Invesco QQQ Trust Series 1
SOLEShares40.23K
TypeSH
Market value$10.8K
4.02%
Sole
38.11K
Shared
0.00
None
2.12K
Apple Inc
SOLEShares76.05K
TypeSH
Market value$10.5K
3.93%
Sole
72.15K
Shared
0.00
None
3.90K
SPDR S&P MidCap 400 ETF Trust
SOLEShares21.43K
TypeSH
Market value$8.6K
3.22%
Sole
20.33K
Shared
0.00
None
1.10K
Microsoft Corp
SOLEShares34.28K
TypeSH
Market value$8.0K
2.99%
Sole
31.49K
Shared
0.00
None
2.79K
iShares DJ Select Dividend Ind
SOLEShares70.02K
TypeSH
Market value$7.5K
2.81%
Sole
62.95K
Shared
0.00
None
7.07K
iShares Russell 2000 Index Fun
SOLEShares33.68K
TypeSH
Market value$5.6K
2.08%
Sole
31.83K
Shared
0.00
None
1.85K
Schwab S&P 500 Index Fund
SOLEShares98.65K
TypeSH
Market value$5.5K
2.05%
Sole
88.47K
Shared
0.00
None
10.17K
Vanguard High Dividend Yield E
SOLEShares47.75K
TypeSH
Market value$4.5K
1.70%
Sole
43K
Shared
0.00
None
4.75K
iShares Russell Microcap Index
SOLEShares40.05K
TypeSH
Market value$4.1K
1.55%
Sole
37.39K
Shared
0.00
None
2.66K
iShares S&P Smallcap 600/BARRA
SOLEShares37.77K
TypeSH
Market value$3.8K
1.44%
Sole
35.05K
Shared
0.00
None
2.73K
iShares S&P 500 Growth
SOLEShares57.87K
TypeSH
Market value$3.3K
1.25%
Sole
53.78K
Shared
0.00
None
4.09K
Amazon.com Inc
SOLEShares28.98K
TypeSH
Market value$3.3K
1.23%
Sole
27.84K
Shared
0.00
None
1.14K
SPDR S&P Dividend ETF
SOLEShares26.69K
TypeSH
Market value$3.0K
1.11%
Sole
24.57K
Shared
0.00
None
2.12K
iShares S&P Preferred Stock In
SOLEShares92.97K
TypeSH
Market value$2.9K
1.10%
Sole
86.06K
Shared
0.00
None
6.92K
Johnson & Johnson
SOLEShares17.03K
TypeSH
Market value$2.8K
1.04%
Sole
16.04K
Shared
0.00
None
987.00
iShares MSCI EAFE Index
SOLEShares47.56K
TypeSH
Market value$2.7K
1.00%
Sole
44.64K
Shared
0.00
None
2.91K
Invesco CEF Income Composite
SOLEShares146.93K
TypeSH
Market value$2.6K
0.96%
Sole
134.53K
Shared
0.00
None
12.40K
AbbVie Inc
SOLEShares18.91K
TypeSH
Market value$2.5K
0.95%
Sole
18.24K
Shared
0.00
None
677.00
Calamos Convertible & High Inc
SOLEShares248.81K
TypeSH
Market value$2.5K
0.94%
Sole
230.16K
Shared
0.00
None
18.64K
Alphabet Inc Cl A
SOLEShares25.85K
TypeSH
Market value$2.5K
0.93%
Sole
23.85K
Shared
0.00
None
2K
Alphabet Inc Cl C
SOLEShares25.09K
TypeSH
Market value$2.4K
0.90%
Sole
23.21K
Shared
0.00
None
1.88K
Energy Select Sector SPDR ETF
SOLEShares31.98K
TypeSH
Market value$2.3K
0.86%
Sole
30.45K
Shared
0.00
None
1.53K
BNY Mellon Midcap Index Fund
SOLEShares81.71K
TypeSH
Market value$2.3K
0.85%
Sole
73.55K
Shared
0.00
None
8.16K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TrustSOLE | IND | 64.63K | SH | $23.1K 8.64% | 60.78K | 0.00 | 3.85K |
Invesco S&P 500 Equal Weight ESOLE | IND | 94.37K | SH | $12.0K 4.50% | 89.05K | 0.00 | 5.32K |
Invesco QQQ Trust Series 1SOLE | IND | 40.23K | SH | $10.8K 4.02% | 38.11K | 0.00 | 2.12K |
Apple IncSOLE | COM | 76.05K | SH | $10.5K 3.93% | 72.15K | 0.00 | 3.90K |
SPDR S&P MidCap 400 ETF TrustSOLE | IND | 21.43K | SH | $8.6K 3.22% | 20.33K | 0.00 | 1.10K |
Microsoft CorpSOLE | COM | 34.28K | SH | $8.0K 2.99% | 31.49K | 0.00 | 2.79K |
iShares DJ Select Dividend IndSOLE | ETF | 70.02K | SH | $7.5K 2.81% | 62.95K | 0.00 | 7.07K |
iShares Russell 2000 Index FunSOLE | IND | 33.68K | SH | $5.6K 2.08% | 31.83K | 0.00 | 1.85K |
Schwab S&P 500 Index FundSOLE | IND | 98.65K | SH | $5.5K 2.05% | 88.47K | 0.00 | 10.17K |
Vanguard High Dividend Yield ESOLE | ETF | 47.75K | SH | $4.5K 1.70% | 43K | 0.00 | 4.75K |
iShares Russell Microcap IndexSOLE | IND | 40.05K | SH | $4.1K 1.55% | 37.39K | 0.00 | 2.66K |
iShares S&P Smallcap 600/BARRASOLE | ETF | 37.77K | SH | $3.8K 1.44% | 35.05K | 0.00 | 2.73K |
iShares S&P 500 GrowthSOLE | ETF | 57.87K | SH | $3.3K 1.25% | 53.78K | 0.00 | 4.09K |
Amazon.com IncSOLE | COM | 28.98K | SH | $3.3K 1.23% | 27.84K | 0.00 | 1.14K |
SPDR S&P Dividend ETFSOLE | ETF | 26.69K | SH | $3.0K 1.11% | 24.57K | 0.00 | 2.12K |
iShares S&P Preferred Stock InSOLE | CEF | 92.97K | SH | $2.9K 1.10% | 86.06K | 0.00 | 6.92K |
Johnson & JohnsonSOLE | COM | 17.03K | SH | $2.8K 1.04% | 16.04K | 0.00 | 987.00 |
iShares MSCI EAFE IndexSOLE | ETF | 47.56K | SH | $2.7K 1.00% | 44.64K | 0.00 | 2.91K |
Invesco CEF Income CompositeSOLE | CEF | 146.93K | SH | $2.6K 0.96% | 134.53K | 0.00 | 12.40K |
AbbVie IncSOLE | COM | 18.91K | SH | $2.5K 0.95% | 18.24K | 0.00 | 677.00 |
Calamos Convertible & High IncSOLE | CEF | 248.81K | SH | $2.5K 0.94% | 230.16K | 0.00 | 18.64K |
Alphabet Inc Cl ASOLE | COM | 25.85K | SH | $2.5K 0.93% | 23.85K | 0.00 | 2K |
Alphabet Inc Cl CSOLE | COM | 25.09K | SH | $2.4K 0.90% | 23.21K | 0.00 | 1.88K |
Energy Select Sector SPDR ETFSOLE | COM | 31.98K | SH | $2.3K 0.86% | 30.45K | 0.00 | 1.53K |
BNY Mellon Midcap Index FundSOLE | IND | 81.71K | SH | $2.3K 0.85% | 73.55K | 0.00 | 8.16K |
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