DUFF & PHELPS INVESTMENT MANAGEMENT CO

PrivateCIK: 765443

Location

CHICAGO, IL

162

Positions

$10.60B

Total AUM (reported)

157.61M

Total Shares

Allocation by class

COM$9.19B86.8%

COM NEW$316.83M3.0%

CL A$223.00M2.1%

COM SHS$198.01M1.9%

COMMON STOCK$176.46M1.7%

COM UNIT REP LTD$91.17M0.9%

COM UT LTD PTN$83.36M0.8%

Portfolio Concentration

Top 3$1.57B14.8%

4–10$1.56B14.7%

11–25$2.37B22.3%

Rest$5.10B48.1%

Top 3 weight

14.8%

Top 10 weight

29.5%

Voting Authority Distribution

Total shares with voting rights: 157.61M

Sole

Full voting authority

92.99M

% of voting shares59.0%

Shared

Joint voting authority

28.08M

% of voting shares17.8%

None

No voting authority

36.53M

% of voting shares23.2%

Investment Discretion (by position count)

Sole27

Shared0

Other135

Dominant voting typeSole · 59.0% of voting shares

Institutional Holdings162

Rows:

WELLTOWER INC

OTR

COM

Shares3.02M

TypeSH

Market value$686.52M

6.48%

Sole

923.26K

Shared

448.31K

None

1.65M

EQUINIX INC

OTR

COM

Shares427.03K

TypeSH

Market value$445.13M

4.20%

Sole

192.34K

Shared

52.30K

None

182.39K

PROLOGIS INC.

OTR

COM

Shares3.23M

TypeSH

Market value$437.00M

4.12%

Sole

1.12M

Shared

526.28K

None

1.58M

DIGITAL RLTY TR INC

OTR

COM

Shares1.74M

TypeSH

Market value$311.68M

2.94%

Sole

511.29K

Shared

250.07K

None

974.23K

VENTAS INC

OTR

COM

Shares2.86M

TypeSH

Market value$254.28M

2.40%

Sole

860.42K

Shared

424.84K

None

1.58M

SIMON PPTY GROUP INC NEW

OTR

COM

Shares975.19K

TypeSH

Market value$218.10M

2.06%

Sole

350.76K

Shared

163.90K

None

460.53K

PUBLIC STORAGE

OTR

COM

Shares640.12K

TypeSH

Market value$203.76M

1.92%

Sole

196.67K

Shared

91.19K

None

352.26K

XCEL ENERGY INC

OTR

COM

Shares2.42M

TypeSH

Market value$194.32M

1.83%

Sole

2.14M

Shared

192.36K

None

88.40K

SEMPRA

OTR

COM

Shares2.06M

TypeSH

Market value$190.54M

1.80%

Sole

1.77M

Shared

200.04K

None

87.88K

ENTERGY CORP NEW

OTR

COM

Shares1.64M

TypeSH

Market value$187.85M

1.77%

Sole

1.44M

Shared

133.87K

None

63.92K

IRON MTN INC DEL

OTR

COM

Shares1.46M

TypeSH

Market value$183.84M

1.73%

Sole

437.98K

Shared

204.90K

None

812.56K

AMERICAN HOMES 4 RENT

OTR

CL A

Shares5.28M

TypeSH

Market value$177.02M

1.67%

Sole

1.53M

Shared

797.73K

None

2.95M

AVALONBAY CMNTYS INC

OTR

COM

Shares907.44K

TypeSH

Market value$171.22M

1.62%

Sole

298.86K

Shared

145.04K

None

463.53K

CENTERPOINT ENERGY INC

OTR

COM

Shares3.86M

TypeSH

Market value$170.05M

1.60%

Sole

3.54M

Shared

213.53K

None

109.72K

AMERICAN TOWER CORP

OTR

COM

Shares1.04M

TypeSH

Market value$169.98M

1.60%

Sole

572.61K

Shared

163.77K

None

302.80K

AMERICAN HEALTHCARE REIT INC

OTR

COM SHS

Shares3.10M

TypeSH

Market value$161.68M

1.53%

Sole

1.13M

Shared

501.83K

None

1.47M

BRIXMOR PPTY GROUP INC

OTR

COM

Shares5.02M

TypeSH

Market value$158.35M

1.49%

Sole

1.61M

Shared

786.43K

None

2.63M

NEXTERA ENERGY INC

OTR

COM

Shares1.74M

TypeSH

Market value$153.12M

1.45%

Sole

1.32M

Shared

289.52K

None

130.77K

FIRST INDL RLTY TR INC

OTR

COM

Shares2.47M

TypeSH

Market value$151.42M

1.43%

Sole

796.53K

Shared

400.30K

None

1.27M

ALLIANT ENERGY CORP

OTR

COM

Shares1.96M

TypeSH

Market value$149.86M

1.41%

Sole

1.81M

Shared

113.70K

None

45.57K

WILLIAMS COS INC

OTR

COM

Shares2M

TypeSH

Market value$148.72M

1.40%

Sole

1.54M

Shared

334.23K

None

130.57K

NISOURCE INC

OTR

COM

Shares3.10M

TypeSH

Market value$147.28M

1.39%

Sole

2.71M

Shared

271.46K

None

119.59K

EVERGY INC

OTR

COM

Shares1.65M

TypeSH

Market value$142.82M

1.35%

Sole

1.47M

Shared

126.77K

None

60.05K

MID-AMER APT CMNTYS INC

OTR

COM

Shares1.02M

TypeSH

Market value$141.44M

1.33%

Sole

390.40K

Shared

174.29K

None

453.33K

TARGA RES CORP

OTR

COM

Shares518.03K

TypeSH

Market value$138.90M

1.31%

Sole

420.01K

Shared

71.69K

None

26.33K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
WELLTOWER INCOTR	COM	3.02M	SH	$686.52M 6.48%	923.26K	448.31K	1.65M
EQUINIX INCOTR	COM	427.03K	SH	$445.13M 4.20%	192.34K	52.30K	182.39K
PROLOGIS INC.OTR	COM	3.23M	SH	$437.00M 4.12%	1.12M	526.28K	1.58M
DIGITAL RLTY TR INCOTR	COM	1.74M	SH	$311.68M 2.94%	511.29K	250.07K	974.23K
VENTAS INCOTR	COM	2.86M	SH	$254.28M 2.40%	860.42K	424.84K	1.58M
SIMON PPTY GROUP INC NEWOTR	COM	975.19K	SH	$218.10M 2.06%	350.76K	163.90K	460.53K
PUBLIC STORAGEOTR	COM	640.12K	SH	$203.76M 1.92%	196.67K	91.19K	352.26K
XCEL ENERGY INCOTR	COM	2.42M	SH	$194.32M 1.83%	2.14M	192.36K	88.40K
SEMPRAOTR	COM	2.06M	SH	$190.54M 1.80%	1.77M	200.04K	87.88K
ENTERGY CORP NEWOTR	COM	1.64M	SH	$187.85M 1.77%	1.44M	133.87K	63.92K
IRON MTN INC DELOTR	COM	1.46M	SH	$183.84M 1.73%	437.98K	204.90K	812.56K
AMERICAN HOMES 4 RENTOTR	CL A	5.28M	SH	$177.02M 1.67%	1.53M	797.73K	2.95M
AVALONBAY CMNTYS INCOTR	COM	907.44K	SH	$171.22M 1.62%	298.86K	145.04K	463.53K
CENTERPOINT ENERGY INCOTR	COM	3.86M	SH	$170.05M 1.60%	3.54M	213.53K	109.72K
AMERICAN TOWER CORPOTR	COM	1.04M	SH	$169.98M 1.60%	572.61K	163.77K	302.80K
AMERICAN HEALTHCARE REIT INCOTR	COM SHS	3.10M	SH	$161.68M 1.53%	1.13M	501.83K	1.47M
BRIXMOR PPTY GROUP INCOTR	COM	5.02M	SH	$158.35M 1.49%	1.61M	786.43K	2.63M
NEXTERA ENERGY INCOTR	COM	1.74M	SH	$153.12M 1.45%	1.32M	289.52K	130.77K
FIRST INDL RLTY TR INCOTR	COM	2.47M	SH	$151.42M 1.43%	796.53K	400.30K	1.27M
ALLIANT ENERGY CORPOTR	COM	1.96M	SH	$149.86M 1.41%	1.81M	113.70K	45.57K
WILLIAMS COS INCOTR	COM	2M	SH	$148.72M 1.40%	1.54M	334.23K	130.57K
NISOURCE INCOTR	COM	3.10M	SH	$147.28M 1.39%	2.71M	271.46K	119.59K
EVERGY INCOTR	COM	1.65M	SH	$142.82M 1.35%	1.47M	126.77K	60.05K
MID-AMER APT CMNTYS INCOTR	COM	1.02M	SH	$141.44M 1.33%	390.40K	174.29K	453.33K
TARGA RES CORPOTR	COM	518.03K	SH	$138.90M 1.31%	420.01K	71.69K	26.33K

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