DOUGHERTY WEALTH ADVISERS LLC

PrivateCIK: 1755933
Location

WAYZATA, MN

107
Positions
$157.64M
Total AUM (reported)
1.08M
Total Shares

Allocation by class

TOTAL AUM$157.64M107 positions
ETF$137.09M87.0%
STOCK$19.92M12.6%
ADR$564.4K0.4%
REIT$71.4K0.0%
CEF$620.000.0%

Portfolio Concentration

Top 356.0%4–1028.3%11–258.7%Rest7.0%TOP 1084.4%0%100%
Top 3$88.31M56.0%
4–10$44.67M28.3%
11–25$13.64M8.7%
Rest$11.02M7.0%

Top 3 weight

56.0%

Top 10 weight

84.4%

Voting Authority Distribution

Total shares with voting rights: 1.08M

Sole

Full voting authority

1.08M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole107
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings107
Rows:

VANGUARD VALUE ETF

SOLE
ETF
Shares203.13K
TypeSH
Market value$39.85M
25.28%
Sole
203.13K
Shared
0.00
None
0.00

VANGUARD GROWTH ETF

SOLE
ETF
Shares72.47K
TypeSH
Market value$31.65M
20.08%
Sole
72.47K
Shared
0.00
None
0.00

VANGUARD MID-CAP VALUE ETF

SOLE
ETF
Shares91.19K
TypeSH
Market value$16.80M
10.66%
Sole
91.19K
Shared
0.00
None
0.00

VANGUARD S&P SMALL-CAP 600 GROWTH ETF

SOLE
ETF
Shares95.58K
TypeSH
Market value$11.90M
7.55%
Sole
95.58K
Shared
0.00
None
0.00

VANGUARD FTSE EMERGING MARKETS ETF

SOLE
ETF
Shares172.96K
TypeSH
Market value$9.35M
5.93%
Sole
172.96K
Shared
0.00
None
0.00

FIDELITY ENHANCED INTERNATIONAL ETF

SOLE
ETF
Shares212.82K
TypeSH
Market value$7.92M
5.02%
Sole
212.82K
Shared
0.00
None
0.00

APPLE INC COM

SOLE
Stock
Shares24.87K
TypeSH
Market value$6.31M
4.00%
Sole
24.87K
Shared
0.00
None
0.00

INVESCO QQQ TRUST SERIES I

SOLE
ETF
Shares9.27K
TypeSH
Market value$5.35M
3.39%
Sole
9.27K
Shared
0.00
None
0.00

ISHARES CORE S&P SMALL CAP ETF

SOLE
ETF
Shares17.71K
TypeSH
Market value$2.20M
1.40%
Sole
17.71K
Shared
0.00
None
0.00

ISHARES S&P 100 ETF

SOLE
ETF
Shares5.18K
TypeSH
Market value$1.65M
1.05%
Sole
5.18K
Shared
0.00
None
0.00

MICROSOFT CORP COM

SOLE
Stock
Shares4.16K
TypeSH
Market value$1.54M
0.98%
Sole
4.16K
Shared
0.00
None
0.00

ALPHABET INC CAP STK CL C

SOLE
Stock
Shares4.59K
TypeSH
Market value$1.32M
0.84%
Sole
4.59K
Shared
0.00
None
0.00

JPMORGAN CHASE & CO COM

SOLE
Stock
Shares4.41K
TypeSH
Market value$1.30M
0.82%
Sole
4.41K
Shared
0.00
None
0.00

VANGUARD HIGH DIVIDEND YIELD INDEX ETF

SOLE
ETF
Shares8.71K
TypeSH
Market value$1.29M
0.82%
Sole
8.71K
Shared
0.00
None
0.00

ALPHABET INC CAP STK CL A

SOLE
Stock
Shares4.32K
TypeSH
Market value$1.24M
0.79%
Sole
4.32K
Shared
0.00
None
0.00

JANUS HENDERSON AAA CLO ETF

SOLE
ETF
Shares19.82K
TypeSH
Market value$998.3K
0.63%
Sole
19.82K
Shared
0.00
None
0.00

ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF

SOLE
ETF
Shares9.27K
TypeSH
Market value$803.2K
0.51%
Sole
9.27K
Shared
0.00
None
0.00

META PLATFORMS INC CL A

SOLE
Stock
Shares1.39K
TypeSH
Market value$797.5K
0.51%
Sole
1.39K
Shared
0.00
None
0.00

STATE STREET SPDR S&P 500 ETF

SOLE
ETF
Shares1.08K
TypeSH
Market value$702.4K
0.45%
Sole
1.08K
Shared
0.00
None
0.00

ISHARES RUSSELL 1000 GROWTH ETF

SOLE
ETF
Shares1.61K
TypeSH
Market value$685.2K
0.43%
Sole
1.61K
Shared
0.00
None
0.00

VANGUARD SMALL CAP VALUE ETF

SOLE
ETF
Shares3.04K
TypeSH
Market value$659.6K
0.42%
Sole
3.04K
Shared
0.00
None
0.00

ISHARES CORE S&P 500 ETF

SOLE
ETF
Shares922.00
TypeSH
Market value$602.3K
0.38%
Sole
922.00
Shared
0.00
None
0.00

UNION PAC CORP COM

SOLE
Stock
Shares2.38K
TypeSH
Market value$577.9K
0.37%
Sole
2.38K
Shared
0.00
None
0.00

VISA INC COM CL A

SOLE
Stock
Shares1.87K
TypeSH
Market value$565.8K
0.36%
Sole
1.87K
Shared
0.00
None
0.00

ISHARES RUSSELL MID-CAP GROWTH ETF

SOLE
ETF
Shares4.38K
TypeSH
Market value$560.5K
0.36%
Sole
4.38K
Shared
0.00
None
0.00
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