Filed: 1/22/2024ACC: 0001755933-24-000001
📋 What this filing means
DOUGHERTY WEALTH ADVISERS LLC filed this quarterly 13F‑HR report disclosing 129 equity positions with a total reported market value of $108.85M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
129
Positions
$108.85M
Total AUM (reported)
789.51K
Total Shares
Allocation by class
ETF$89.91M82.6%
STOCK$18.58M17.1%
ADR$220.2K0.2%
REIT$144.1K0.1%
CEF$754.000.0%
Portfolio Concentration
Top 3$63.57M58.4%
4–10$23.01M21.1%
11–25$13.22M12.1%
Rest$9.05M8.3%
Top 3 weight
58.4%
Top 10 weight
79.5%
Voting Authority Distribution
Total shares with voting rights: 789.51K
Sole
Full voting authority
789.51K
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole129
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings129
Rows:
VANGUARD GROWTH ETF
SOLEShares92.69K
TypeSH
Market value$28.81M
26.47%
Sole
92.69K
Shared
0.00
None
0.00
VANGUARD VALUE ETF
SOLEShares167.24K
TypeSH
Market value$25.00M
22.97%
Sole
167.24K
Shared
0.00
None
0.00
VANGUARD MID-CAP VALUE ETF
SOLEShares67.25K
TypeSH
Market value$9.75M
8.96%
Sole
67.25K
Shared
0.00
None
0.00
VANGUARD S&P SMALL-CAP 600 GROWTH ETF
SOLEShares52.82K
TypeSH
Market value$5.68M
5.22%
Sole
52.82K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares24.34K
TypeSH
Market value$4.69M
4.31%
Sole
24.34K
Shared
0.00
None
0.00
ISHARES RUSSELL MID-CAP GROWTH ETF
SOLEShares31.31K
TypeSH
Market value$3.27M
3.00%
Sole
31.31K
Shared
0.00
None
0.00
ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF
SOLEShares43.34K
TypeSH
Market value$2.81M
2.59%
Sole
43.34K
Shared
0.00
None
0.00
VANGUARD FTSE EMERGING MARKETS ETF
SOLEShares60.95K
TypeSH
Market value$2.51M
2.30%
Sole
60.95K
Shared
0.00
None
0.00
VANGUARD REAL ESTATE ETF
SOLEShares25.56K
TypeSH
Market value$2.26M
2.07%
Sole
25.56K
Shared
0.00
None
0.00
ISHARES CORE S&P SMALL CAP ETF
SOLEShares16.60K
TypeSH
Market value$1.80M
1.65%
Sole
16.60K
Shared
0.00
None
0.00
ISHARES MSCI EAFE ETF
SOLEShares23.75K
TypeSH
Market value$1.79M
1.64%
Sole
23.75K
Shared
0.00
None
0.00
VANGUARD HIGH DIVIDEND YIELD INDEX ETF
SOLEShares16.01K
TypeSH
Market value$1.79M
1.64%
Sole
16.01K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares4.20K
TypeSH
Market value$1.58M
1.45%
Sole
4.20K
Shared
0.00
None
0.00
ISHARES MSCI EMERGING MARKETS ETF
SOLEShares36.95K
TypeSH
Market value$1.49M
1.37%
Sole
36.95K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares5.58K
TypeSH
Market value$786.2K
0.72%
Sole
5.58K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL A
SOLEShares5.58K
TypeSH
Market value$779.3K
0.72%
Sole
5.58K
Shared
0.00
None
0.00
VANGUARD SMALL CAP VALUE ETF
SOLEShares4.25K
TypeSH
Market value$765.1K
0.70%
Sole
4.25K
Shared
0.00
None
0.00
UNION PAC CORP COM
SOLEShares2.96K
TypeSH
Market value$727.5K
0.67%
Sole
2.96K
Shared
0.00
None
0.00
META PLATFORMS INC CL A
SOLEShares1.80K
TypeSH
Market value$637.1K
0.59%
Sole
1.80K
Shared
0.00
None
0.00
VISA INC COM CL A
SOLEShares2.42K
TypeSH
Market value$629.0K
0.58%
Sole
2.42K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO COM
SOLEShares3.67K
TypeSH
Market value$624.9K
0.57%
Sole
3.67K
Shared
0.00
None
0.00
SALESFORCE INC COM
SOLEShares1.76K
TypeSH
Market value$463.1K
0.43%
Sole
1.76K
Shared
0.00
None
0.00
CONSUMER STAPLES SELECT SECTOR SPDR FUND
SOLEShares5.88K
TypeSH
Market value$423.7K
0.39%
Sole
5.88K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares2.44K
TypeSH
Market value$370.7K
0.34%
Sole
2.44K
Shared
0.00
None
0.00
INDUSTRIAL SELECT SECTOR SPDR FUND
SOLEShares3.23K
TypeSH
Market value$368.1K
0.34%
Sole
3.23K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD GROWTH ETFSOLE | ETF | 92.69K | SH | $28.81M 26.47% | 92.69K | 0.00 | 0.00 |
VANGUARD VALUE ETFSOLE | ETF | 167.24K | SH | $25.00M 22.97% | 167.24K | 0.00 | 0.00 |
VANGUARD MID-CAP VALUE ETFSOLE | ETF | 67.25K | SH | $9.75M 8.96% | 67.25K | 0.00 | 0.00 |
VANGUARD S&P SMALL-CAP 600 GROWTH ETFSOLE | ETF | 52.82K | SH | $5.68M 5.22% | 52.82K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 24.34K | SH | $4.69M 4.31% | 24.34K | 0.00 | 0.00 |
ISHARES RUSSELL MID-CAP GROWTH ETFSOLE | ETF | 31.31K | SH | $3.27M 3.00% | 31.31K | 0.00 | 0.00 |
ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETFSOLE | ETF | 43.34K | SH | $2.81M 2.59% | 43.34K | 0.00 | 0.00 |
VANGUARD FTSE EMERGING MARKETS ETFSOLE | ETF | 60.95K | SH | $2.51M 2.30% | 60.95K | 0.00 | 0.00 |
VANGUARD REAL ESTATE ETFSOLE | ETF | 25.56K | SH | $2.26M 2.07% | 25.56K | 0.00 | 0.00 |
ISHARES CORE S&P SMALL CAP ETFSOLE | ETF | 16.60K | SH | $1.80M 1.65% | 16.60K | 0.00 | 0.00 |
ISHARES MSCI EAFE ETFSOLE | ETF | 23.75K | SH | $1.79M 1.64% | 23.75K | 0.00 | 0.00 |
VANGUARD HIGH DIVIDEND YIELD INDEX ETFSOLE | ETF | 16.01K | SH | $1.79M 1.64% | 16.01K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 4.20K | SH | $1.58M 1.45% | 4.20K | 0.00 | 0.00 |
ISHARES MSCI EMERGING MARKETS ETFSOLE | ETF | 36.95K | SH | $1.49M 1.37% | 36.95K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 5.58K | SH | $786.2K 0.72% | 5.58K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL ASOLE | Stock | 5.58K | SH | $779.3K 0.72% | 5.58K | 0.00 | 0.00 |
VANGUARD SMALL CAP VALUE ETFSOLE | ETF | 4.25K | SH | $765.1K 0.70% | 4.25K | 0.00 | 0.00 |
UNION PAC CORP COMSOLE | Stock | 2.96K | SH | $727.5K 0.67% | 2.96K | 0.00 | 0.00 |
META PLATFORMS INC CL ASOLE | Stock | 1.80K | SH | $637.1K 0.59% | 1.80K | 0.00 | 0.00 |
VISA INC COM CL ASOLE | Stock | 2.42K | SH | $629.0K 0.58% | 2.42K | 0.00 | 0.00 |
JPMORGAN CHASE & CO COMSOLE | Stock | 3.67K | SH | $624.9K 0.57% | 3.67K | 0.00 | 0.00 |
SALESFORCE INC COMSOLE | Stock | 1.76K | SH | $463.1K 0.43% | 1.76K | 0.00 | 0.00 |
CONSUMER STAPLES SELECT SECTOR SPDR FUNDSOLE | ETF | 5.88K | SH | $423.7K 0.39% | 5.88K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 2.44K | SH | $370.7K 0.34% | 2.44K | 0.00 | 0.00 |
INDUSTRIAL SELECT SECTOR SPDR FUNDSOLE | ETF | 3.23K | SH | $368.1K 0.34% | 3.23K | 0.00 | 0.00 |
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