Filed: 10/25/2023ACC: 0001755933-23-000008
📋 What this filing means
DOUGHERTY WEALTH ADVISERS LLC filed this quarterly 13F‑HR report disclosing 126 equity positions with a total reported market value of $86.37M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
126
Positions
$86.37M
Total AUM (reported)
695.30K
Total Shares
Allocation by class
ETF$69.52M80.5%
STOCK$16.53M19.1%
ADR$198.8K0.2%
REIT$112.7K0.1%
CEF$766.000.0%
Portfolio Concentration
Top 3$50.13M58.0%
4–10$20.90M24.2%
11–25$7.95M9.2%
Rest$7.39M8.6%
Top 3 weight
58.0%
Top 10 weight
82.2%
Voting Authority Distribution
Total shares with voting rights: 695.30K
Sole
Full voting authority
695.30K
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole126
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings126
Rows:
VANGUARD GROWTH ETF
SOLEShares77.82K
TypeSH
Market value$21.19M
24.54%
Sole
77.82K
Shared
0.00
None
0.00
VANGUARD VALUE ETF
SOLEShares149.92K
TypeSH
Market value$20.68M
23.94%
Sole
149.92K
Shared
0.00
None
0.00
VANGUARD MID-CAP VALUE ETF
SOLEShares63.06K
TypeSH
Market value$8.26M
9.56%
Sole
63.06K
Shared
0.00
None
0.00
VANGUARD S&P SMALL-CAP 600 GROWTH ETF
SOLEShares49.92K
TypeSH
Market value$4.71M
5.45%
Sole
49.92K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares24.58K
TypeSH
Market value$4.21M
4.87%
Sole
24.58K
Shared
0.00
None
0.00
VANGUARD FTSE EMERGING MARKETS ETF
SOLEShares92.74K
TypeSH
Market value$3.64M
4.21%
Sole
92.74K
Shared
0.00
None
0.00
VANGUARD HIGH DIVIDEND YIELD INDEX ETF
SOLEShares24.26K
TypeSH
Market value$2.51M
2.90%
Sole
24.26K
Shared
0.00
None
0.00
ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF
SOLEShares40.62K
TypeSH
Market value$2.44M
2.82%
Sole
40.62K
Shared
0.00
None
0.00
VANGUARD REAL ESTATE ETF
SOLEShares24.37K
TypeSH
Market value$1.84M
2.14%
Sole
24.37K
Shared
0.00
None
0.00
ISHARES CORE S&P SMALL CAP ETF
SOLEShares16.60K
TypeSH
Market value$1.57M
1.81%
Sole
16.60K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares4.27K
TypeSH
Market value$1.35M
1.56%
Sole
4.27K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares5.72K
TypeSH
Market value$754.2K
0.87%
Sole
5.72K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL A
SOLEShares5.72K
TypeSH
Market value$748.5K
0.87%
Sole
5.72K
Shared
0.00
None
0.00
VANGUARD SMALL CAP VALUE ETF
SOLEShares4.25K
TypeSH
Market value$678.0K
0.79%
Sole
4.25K
Shared
0.00
None
0.00
UNION PAC CORP COM
SOLEShares2.96K
TypeSH
Market value$603.2K
0.70%
Sole
2.96K
Shared
0.00
None
0.00
VISA INC COM CL A
SOLEShares2.42K
TypeSH
Market value$555.7K
0.64%
Sole
2.42K
Shared
0.00
None
0.00
META PLATFORMS INC CL A
SOLEShares1.84K
TypeSH
Market value$553.6K
0.64%
Sole
1.84K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO COM
SOLEShares3.67K
TypeSH
Market value$532.8K
0.62%
Sole
3.67K
Shared
0.00
None
0.00
CONSUMER STAPLES SELECT SECTOR SPDR FUND
SOLEShares5.88K
TypeSH
Market value$404.7K
0.47%
Sole
5.88K
Shared
0.00
None
0.00
SALESFORCE INC COM
SOLEShares1.76K
TypeSH
Market value$356.9K
0.41%
Sole
1.76K
Shared
0.00
None
0.00
INDUSTRIAL SELECT SECTOR SPDR FUND
SOLEShares3.23K
TypeSH
Market value$327.4K
0.38%
Sole
3.23K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares2.44K
TypeSH
Market value$310.2K
0.36%
Sole
2.44K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC COM
SOLEShares518.00
TypeSH
Market value$261.2K
0.30%
Sole
518.00
Shared
0.00
None
0.00
STARBUCKS CORP COM
SOLEShares2.83K
TypeSH
Market value$258.4K
0.30%
Sole
2.83K
Shared
0.00
None
0.00
NORTHROP GRUMMAN CORP COM
SOLEShares579.00
TypeSH
Market value$254.9K
0.30%
Sole
579.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD GROWTH ETFSOLE | ETF | 77.82K | SH | $21.19M 24.54% | 77.82K | 0.00 | 0.00 |
VANGUARD VALUE ETFSOLE | ETF | 149.92K | SH | $20.68M 23.94% | 149.92K | 0.00 | 0.00 |
VANGUARD MID-CAP VALUE ETFSOLE | ETF | 63.06K | SH | $8.26M 9.56% | 63.06K | 0.00 | 0.00 |
VANGUARD S&P SMALL-CAP 600 GROWTH ETFSOLE | ETF | 49.92K | SH | $4.71M 5.45% | 49.92K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 24.58K | SH | $4.21M 4.87% | 24.58K | 0.00 | 0.00 |
VANGUARD FTSE EMERGING MARKETS ETFSOLE | ETF | 92.74K | SH | $3.64M 4.21% | 92.74K | 0.00 | 0.00 |
VANGUARD HIGH DIVIDEND YIELD INDEX ETFSOLE | ETF | 24.26K | SH | $2.51M 2.90% | 24.26K | 0.00 | 0.00 |
ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETFSOLE | ETF | 40.62K | SH | $2.44M 2.82% | 40.62K | 0.00 | 0.00 |
VANGUARD REAL ESTATE ETFSOLE | ETF | 24.37K | SH | $1.84M 2.14% | 24.37K | 0.00 | 0.00 |
ISHARES CORE S&P SMALL CAP ETFSOLE | ETF | 16.60K | SH | $1.57M 1.81% | 16.60K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 4.27K | SH | $1.35M 1.56% | 4.27K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 5.72K | SH | $754.2K 0.87% | 5.72K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL ASOLE | Stock | 5.72K | SH | $748.5K 0.87% | 5.72K | 0.00 | 0.00 |
VANGUARD SMALL CAP VALUE ETFSOLE | ETF | 4.25K | SH | $678.0K 0.79% | 4.25K | 0.00 | 0.00 |
UNION PAC CORP COMSOLE | Stock | 2.96K | SH | $603.2K 0.70% | 2.96K | 0.00 | 0.00 |
VISA INC COM CL ASOLE | Stock | 2.42K | SH | $555.7K 0.64% | 2.42K | 0.00 | 0.00 |
META PLATFORMS INC CL ASOLE | Stock | 1.84K | SH | $553.6K 0.64% | 1.84K | 0.00 | 0.00 |
JPMORGAN CHASE & CO COMSOLE | Stock | 3.67K | SH | $532.8K 0.62% | 3.67K | 0.00 | 0.00 |
CONSUMER STAPLES SELECT SECTOR SPDR FUNDSOLE | ETF | 5.88K | SH | $404.7K 0.47% | 5.88K | 0.00 | 0.00 |
SALESFORCE INC COMSOLE | Stock | 1.76K | SH | $356.9K 0.41% | 1.76K | 0.00 | 0.00 |
INDUSTRIAL SELECT SECTOR SPDR FUNDSOLE | ETF | 3.23K | SH | $327.4K 0.38% | 3.23K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 2.44K | SH | $310.2K 0.36% | 2.44K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INC COMSOLE | Stock | 518.00 | SH | $261.2K 0.30% | 518.00 | 0.00 | 0.00 |
STARBUCKS CORP COMSOLE | Stock | 2.83K | SH | $258.4K 0.30% | 2.83K | 0.00 | 0.00 |
NORTHROP GRUMMAN CORP COMSOLE | Stock | 579.00 | SH | $254.9K 0.30% | 579.00 | 0.00 | 0.00 |
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