Filed: 8/3/2023ACC: 0001755933-23-000006
📋 What this filing means
DOUGHERTY WEALTH ADVISERS LLC filed this quarterly 13F‑HR report disclosing 125 equity positions with a total reported market value of $72.87M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
125
Positions
$72.87M
Total AUM (reported)
570.47K
Total Shares
Allocation by class
ETF$55.06M75.6%
STOCK$17.45M23.9%
ADR$221.7K0.3%
REIT$139.8K0.2%
CEF$676.000.0%
Portfolio Concentration
Top 3$36.50M50.1%
4–10$20.35M27.9%
11–25$8.17M11.2%
Rest$7.86M10.8%
Top 3 weight
50.1%
Top 10 weight
78.0%
Voting Authority Distribution
Total shares with voting rights: 570.47K
Sole
Full voting authority
570.47K
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole125
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings125
Rows:
VANGUARD GROWTH ETF
SOLEShares79.98K
TypeSH
Market value$22.63M
31.06%
Sole
79.98K
Shared
0.00
None
0.00
VANGUARD MID-CAP VALUE ETF
SOLEShares63.76K
TypeSH
Market value$8.82M
12.11%
Sole
63.76K
Shared
0.00
None
0.00
VANGUARD S&P SMALL-CAP 600 GROWTH ETF
SOLEShares50.88K
TypeSH
Market value$5.04M
6.92%
Sole
50.88K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares24.58K
TypeSH
Market value$4.77M
6.54%
Sole
24.58K
Shared
0.00
None
0.00
VANGUARD FTSE EMERGING MARKETS ETF
SOLEShares92.36K
TypeSH
Market value$3.76M
5.16%
Sole
92.36K
Shared
0.00
None
0.00
VANGUARD VALUE ETF
SOLEShares20.81K
TypeSH
Market value$2.96M
4.06%
Sole
20.81K
Shared
0.00
None
0.00
VANGUARD HIGH DIVIDEND YIELD INDEX ETF
SOLEShares24.26K
TypeSH
Market value$2.57M
3.53%
Sole
24.26K
Shared
0.00
None
0.00
ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF
SOLEShares40.65K
TypeSH
Market value$2.55M
3.49%
Sole
40.65K
Shared
0.00
None
0.00
VANGUARD REAL ESTATE ETF
SOLEShares24.43K
TypeSH
Market value$2.04M
2.80%
Sole
24.43K
Shared
0.00
None
0.00
ISHARES CORE S&P SMALL CAP ETF
SOLEShares17.11K
TypeSH
Market value$1.71M
2.34%
Sole
17.11K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares4.27K
TypeSH
Market value$1.45M
2.00%
Sole
4.27K
Shared
0.00
None
0.00
VANGUARD SMALL CAP VALUE ETF
SOLEShares4.25K
TypeSH
Market value$703.1K
0.96%
Sole
4.25K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares5.72K
TypeSH
Market value$691.9K
0.95%
Sole
5.72K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL A
SOLEShares5.72K
TypeSH
Market value$684.7K
0.94%
Sole
5.72K
Shared
0.00
None
0.00
UNION PAC CORP COM
SOLEShares2.96K
TypeSH
Market value$606.1K
0.83%
Sole
2.96K
Shared
0.00
None
0.00
VISA INC COM CL A
SOLEShares2.42K
TypeSH
Market value$573.8K
0.79%
Sole
2.42K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO COM
SOLEShares3.67K
TypeSH
Market value$534.3K
0.73%
Sole
3.67K
Shared
0.00
None
0.00
META PLATFORMS INC CL A
SOLEShares1.84K
TypeSH
Market value$529.2K
0.73%
Sole
1.84K
Shared
0.00
None
0.00
CONSUMER STAPLES SELECT SECTOR SPDR FUND
SOLEShares5.88K
TypeSH
Market value$436.3K
0.60%
Sole
5.88K
Shared
0.00
None
0.00
SALESFORCE INC COM
SOLEShares1.76K
TypeSH
Market value$371.8K
0.51%
Sole
1.76K
Shared
0.00
None
0.00
INDUSTRIAL SELECT SECTOR SPDR FUND
SOLEShares3.23K
TypeSH
Market value$346.5K
0.48%
Sole
3.23K
Shared
0.00
None
0.00
ISHARES RUSSELL MID-CAP VALUE ETF
SOLEShares3.09K
TypeSH
Market value$339.0K
0.47%
Sole
3.09K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares2.44K
TypeSH
Market value$318.1K
0.44%
Sole
2.44K
Shared
0.00
None
0.00
DANAHER CORPORATION COM
SOLEShares1.24K
TypeSH
Market value$297.6K
0.41%
Sole
1.24K
Shared
0.00
None
0.00
STARBUCKS CORP COM
SOLEShares2.83K
TypeSH
Market value$280.4K
0.38%
Sole
2.83K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD GROWTH ETFSOLE | ETF | 79.98K | SH | $22.63M 31.06% | 79.98K | 0.00 | 0.00 |
VANGUARD MID-CAP VALUE ETFSOLE | ETF | 63.76K | SH | $8.82M 12.11% | 63.76K | 0.00 | 0.00 |
VANGUARD S&P SMALL-CAP 600 GROWTH ETFSOLE | ETF | 50.88K | SH | $5.04M 6.92% | 50.88K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 24.58K | SH | $4.77M 6.54% | 24.58K | 0.00 | 0.00 |
VANGUARD FTSE EMERGING MARKETS ETFSOLE | ETF | 92.36K | SH | $3.76M 5.16% | 92.36K | 0.00 | 0.00 |
VANGUARD VALUE ETFSOLE | ETF | 20.81K | SH | $2.96M 4.06% | 20.81K | 0.00 | 0.00 |
VANGUARD HIGH DIVIDEND YIELD INDEX ETFSOLE | ETF | 24.26K | SH | $2.57M 3.53% | 24.26K | 0.00 | 0.00 |
ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETFSOLE | ETF | 40.65K | SH | $2.55M 3.49% | 40.65K | 0.00 | 0.00 |
VANGUARD REAL ESTATE ETFSOLE | ETF | 24.43K | SH | $2.04M 2.80% | 24.43K | 0.00 | 0.00 |
ISHARES CORE S&P SMALL CAP ETFSOLE | ETF | 17.11K | SH | $1.71M 2.34% | 17.11K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 4.27K | SH | $1.45M 2.00% | 4.27K | 0.00 | 0.00 |
VANGUARD SMALL CAP VALUE ETFSOLE | ETF | 4.25K | SH | $703.1K 0.96% | 4.25K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 5.72K | SH | $691.9K 0.95% | 5.72K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL ASOLE | Stock | 5.72K | SH | $684.7K 0.94% | 5.72K | 0.00 | 0.00 |
UNION PAC CORP COMSOLE | Stock | 2.96K | SH | $606.1K 0.83% | 2.96K | 0.00 | 0.00 |
VISA INC COM CL ASOLE | Stock | 2.42K | SH | $573.8K 0.79% | 2.42K | 0.00 | 0.00 |
JPMORGAN CHASE & CO COMSOLE | Stock | 3.67K | SH | $534.3K 0.73% | 3.67K | 0.00 | 0.00 |
META PLATFORMS INC CL ASOLE | Stock | 1.84K | SH | $529.2K 0.73% | 1.84K | 0.00 | 0.00 |
CONSUMER STAPLES SELECT SECTOR SPDR FUNDSOLE | ETF | 5.88K | SH | $436.3K 0.60% | 5.88K | 0.00 | 0.00 |
SALESFORCE INC COMSOLE | Stock | 1.76K | SH | $371.8K 0.51% | 1.76K | 0.00 | 0.00 |
INDUSTRIAL SELECT SECTOR SPDR FUNDSOLE | ETF | 3.23K | SH | $346.5K 0.48% | 3.23K | 0.00 | 0.00 |
ISHARES RUSSELL MID-CAP VALUE ETFSOLE | ETF | 3.09K | SH | $339.0K 0.47% | 3.09K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 2.44K | SH | $318.1K 0.44% | 2.44K | 0.00 | 0.00 |
DANAHER CORPORATION COMSOLE | Stock | 1.24K | SH | $297.6K 0.41% | 1.24K | 0.00 | 0.00 |
STARBUCKS CORP COMSOLE | Stock | 2.83K | SH | $280.4K 0.38% | 2.83K | 0.00 | 0.00 |
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