Filed: 4/14/2023ACC: 0001755933-23-000004
📋 What this filing means
DOUGHERTY WEALTH ADVISERS LLC filed this quarterly 13F‑HR report disclosing 132 equity positions with a total reported market value of $66.18M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
132
Positions
$66.18M
Total AUM (reported)
579.50K
Total Shares
Allocation by class
ETF$49.47M74.8%
STOCK$16.31M24.7%
ADR$208.8K0.3%
REIT$185.3K0.3%
CEF$596.000.0%
Portfolio Concentration
Top 3$33.25M50.2%
4–10$17.99M27.2%
11–25$6.92M10.5%
Rest$8.01M12.1%
Top 3 weight
50.2%
Top 10 weight
77.4%
Voting Authority Distribution
Total shares with voting rights: 579.50K
Sole
Full voting authority
579.50K
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole132
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings132
Rows:
VANGUARD GROWTH ETF
SOLEShares80.58K
TypeSH
Market value$20.10M
30.37%
Sole
80.58K
Shared
0.00
None
0.00
VANGUARD MID-CAP VALUE ETF
SOLEShares63.14K
TypeSH
Market value$8.47M
12.79%
Sole
63.14K
Shared
0.00
None
0.00
VANGUARD S&P SMALL-CAP 600 GROWTH ETF
SOLEShares49.47K
TypeSH
Market value$4.69M
7.08%
Sole
49.47K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares26.50K
TypeSH
Market value$4.37M
6.60%
Sole
26.50K
Shared
0.00
None
0.00
VANGUARD FTSE EMERGING MARKETS ETF
SOLEShares91.14K
TypeSH
Market value$3.68M
5.56%
Sole
91.14K
Shared
0.00
None
0.00
VANGUARD HIGH DIVIDEND YIELD INDEX ETF
SOLEShares24.26K
TypeSH
Market value$2.56M
3.87%
Sole
24.26K
Shared
0.00
None
0.00
ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF
SOLEShares40.04K
TypeSH
Market value$2.48M
3.75%
Sole
40.04K
Shared
0.00
None
0.00
VANGUARD REAL ESTATE ETF
SOLEShares23.95K
TypeSH
Market value$1.99M
3.00%
Sole
23.95K
Shared
0.00
None
0.00
ISHARES CORE S&P SMALL CAP ETF
SOLEShares17.11K
TypeSH
Market value$1.65M
2.50%
Sole
17.11K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares4.36K
TypeSH
Market value$1.26M
1.90%
Sole
4.36K
Shared
0.00
None
0.00
VANGUARD VALUE ETF
SOLEShares5.26K
TypeSH
Market value$726.0K
1.10%
Sole
5.26K
Shared
0.00
None
0.00
VANGUARD SMALL CAP VALUE ETF
SOLEShares4.25K
TypeSH
Market value$674.9K
1.02%
Sole
4.25K
Shared
0.00
None
0.00
UNION PAC CORP COM
SOLEShares2.96K
TypeSH
Market value$596.1K
0.90%
Sole
2.96K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares5.72K
TypeSH
Market value$594.9K
0.90%
Sole
5.72K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL A
SOLEShares5.72K
TypeSH
Market value$593.3K
0.90%
Sole
5.72K
Shared
0.00
None
0.00
VISA INC COM CL A
SOLEShares2.42K
TypeSH
Market value$544.7K
0.82%
Sole
2.42K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO COM
SOLEShares3.67K
TypeSH
Market value$478.8K
0.72%
Sole
3.67K
Shared
0.00
None
0.00
CONSUMER STAPLES SELECT SECTOR SPDR FUND
SOLEShares5.88K
TypeSH
Market value$439.4K
0.66%
Sole
5.88K
Shared
0.00
None
0.00
META PLATFORMS INC CL A
SOLEShares1.84K
TypeSH
Market value$390.8K
0.59%
Sole
1.84K
Shared
0.00
None
0.00
SALESFORCE INC COM
SOLEShares1.76K
TypeSH
Market value$351.6K
0.53%
Sole
1.76K
Shared
0.00
None
0.00
ISHARES RUSSELL MID-CAP VALUE ETF
SOLEShares3.09K
TypeSH
Market value$327.7K
0.50%
Sole
3.09K
Shared
0.00
None
0.00
INDUSTRIAL SELECT SECTOR SPDR FUND
SOLEShares3.23K
TypeSH
Market value$326.7K
0.49%
Sole
3.23K
Shared
0.00
None
0.00
DANAHER CORPORATION COM
SOLEShares1.24K
TypeSH
Market value$312.5K
0.47%
Sole
1.24K
Shared
0.00
None
0.00
STARBUCKS CORP COM
SOLEShares2.83K
TypeSH
Market value$294.8K
0.45%
Sole
2.83K
Shared
0.00
None
0.00
BRIDGEWATER BANCSHARES INC COM ACCD INV
SOLEShares25K
TypeSH
Market value$271.0K
0.41%
Sole
25K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD GROWTH ETFSOLE | ETF | 80.58K | SH | $20.10M 30.37% | 80.58K | 0.00 | 0.00 |
VANGUARD MID-CAP VALUE ETFSOLE | ETF | 63.14K | SH | $8.47M 12.79% | 63.14K | 0.00 | 0.00 |
VANGUARD S&P SMALL-CAP 600 GROWTH ETFSOLE | ETF | 49.47K | SH | $4.69M 7.08% | 49.47K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 26.50K | SH | $4.37M 6.60% | 26.50K | 0.00 | 0.00 |
VANGUARD FTSE EMERGING MARKETS ETFSOLE | ETF | 91.14K | SH | $3.68M 5.56% | 91.14K | 0.00 | 0.00 |
VANGUARD HIGH DIVIDEND YIELD INDEX ETFSOLE | ETF | 24.26K | SH | $2.56M 3.87% | 24.26K | 0.00 | 0.00 |
ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETFSOLE | ETF | 40.04K | SH | $2.48M 3.75% | 40.04K | 0.00 | 0.00 |
VANGUARD REAL ESTATE ETFSOLE | ETF | 23.95K | SH | $1.99M 3.00% | 23.95K | 0.00 | 0.00 |
ISHARES CORE S&P SMALL CAP ETFSOLE | ETF | 17.11K | SH | $1.65M 2.50% | 17.11K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 4.36K | SH | $1.26M 1.90% | 4.36K | 0.00 | 0.00 |
VANGUARD VALUE ETFSOLE | ETF | 5.26K | SH | $726.0K 1.10% | 5.26K | 0.00 | 0.00 |
VANGUARD SMALL CAP VALUE ETFSOLE | ETF | 4.25K | SH | $674.9K 1.02% | 4.25K | 0.00 | 0.00 |
UNION PAC CORP COMSOLE | Stock | 2.96K | SH | $596.1K 0.90% | 2.96K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 5.72K | SH | $594.9K 0.90% | 5.72K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL ASOLE | Stock | 5.72K | SH | $593.3K 0.90% | 5.72K | 0.00 | 0.00 |
VISA INC COM CL ASOLE | Stock | 2.42K | SH | $544.7K 0.82% | 2.42K | 0.00 | 0.00 |
JPMORGAN CHASE & CO COMSOLE | Stock | 3.67K | SH | $478.8K 0.72% | 3.67K | 0.00 | 0.00 |
CONSUMER STAPLES SELECT SECTOR SPDR FUNDSOLE | ETF | 5.88K | SH | $439.4K 0.66% | 5.88K | 0.00 | 0.00 |
META PLATFORMS INC CL ASOLE | Stock | 1.84K | SH | $390.8K 0.59% | 1.84K | 0.00 | 0.00 |
SALESFORCE INC COMSOLE | Stock | 1.76K | SH | $351.6K 0.53% | 1.76K | 0.00 | 0.00 |
ISHARES RUSSELL MID-CAP VALUE ETFSOLE | ETF | 3.09K | SH | $327.7K 0.50% | 3.09K | 0.00 | 0.00 |
INDUSTRIAL SELECT SECTOR SPDR FUNDSOLE | ETF | 3.23K | SH | $326.7K 0.49% | 3.23K | 0.00 | 0.00 |
DANAHER CORPORATION COMSOLE | Stock | 1.24K | SH | $312.5K 0.47% | 1.24K | 0.00 | 0.00 |
STARBUCKS CORP COMSOLE | Stock | 2.83K | SH | $294.8K 0.45% | 2.83K | 0.00 | 0.00 |
BRIDGEWATER BANCSHARES INC COM ACCD INVSOLE | Stock | 25K | SH | $271.0K 0.41% | 25K | 0.00 | 0.00 |
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