Filed: 1/19/2023ACC: 0001755933-23-000002
📋 What this filing means
DOUGHERTY WEALTH ADVISERS LLC filed this quarterly 13F‑HR report disclosing 132 equity positions with a total reported market value of $60.88M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
132
Positions
$60.88M
Total AUM (reported)
533.43K
Total Shares
Allocation by class
ETF$46.96M77.1%
STOCK$13.49M22.2%
REIT$242.9K0.4%
ADR$183.0K0.3%
CEF$595.000.0%
Portfolio Concentration
Top 3$29.83M49.0%
4–10$15.44M25.4%
11–25$6.94M11.4%
Rest$8.67M14.2%
Top 3 weight
49.0%
Top 10 weight
74.4%
Voting Authority Distribution
Total shares with voting rights: 533.43K
Sole
Full voting authority
533.43K
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole132
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings132
Rows:
VANGUARD GROWTH ETF
SOLEShares77.30K
TypeSH
Market value$16.47M
27.06%
Sole
77.30K
Shared
0.00
None
0.00
VANGUARD MID-CAP VALUE ETF
SOLEShares64.46K
TypeSH
Market value$8.72M
14.32%
Sole
64.46K
Shared
0.00
None
0.00
VANGUARD S&P SMALL-CAP 600 GROWTH ETF
SOLEShares24.87K
TypeSH
Market value$4.64M
7.62%
Sole
24.87K
Shared
0.00
None
0.00
VANGUARD FTSE EMERGING MARKETS ETF
SOLEShares91.42K
TypeSH
Market value$3.56M
5.85%
Sole
91.42K
Shared
0.00
None
0.00
VANGUARD HIGH DIVIDEND YIELD INDEX ETF
SOLEShares24.26K
TypeSH
Market value$2.63M
4.31%
Sole
24.26K
Shared
0.00
None
0.00
ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF
SOLEShares39.83K
TypeSH
Market value$2.31M
3.79%
Sole
39.83K
Shared
0.00
None
0.00
ISHARES CORE S&P SMALL CAP ETF
SOLEShares22.72K
TypeSH
Market value$2.15M
3.53%
Sole
22.72K
Shared
0.00
None
0.00
VANGUARD REAL ESTATE ETF
SOLEShares24.19K
TypeSH
Market value$2.00M
3.28%
Sole
24.19K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares13.42K
TypeSH
Market value$1.74M
2.86%
Sole
13.42K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares4.41K
TypeSH
Market value$1.06M
1.74%
Sole
4.41K
Shared
0.00
None
0.00
VANGUARD SMALL CAP VALUE ETF
SOLEShares4.25K
TypeSH
Market value$675.1K
1.11%
Sole
4.25K
Shared
0.00
None
0.00
UNION PAC CORP COM
SOLEShares2.96K
TypeSH
Market value$613.3K
1.01%
Sole
2.96K
Shared
0.00
None
0.00
ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF
SOLEShares7.14K
TypeSH
Market value$605.7K
0.99%
Sole
7.14K
Shared
0.00
None
0.00
VANGUARD VALUE ETF
SOLEShares4.07K
TypeSH
Market value$571.6K
0.94%
Sole
4.07K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares5.72K
TypeSH
Market value$507.5K
0.83%
Sole
5.72K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL A
SOLEShares5.72K
TypeSH
Market value$504.7K
0.83%
Sole
5.72K
Shared
0.00
None
0.00
VISA INC COM CL A
SOLEShares2.42K
TypeSH
Market value$501.9K
0.82%
Sole
2.42K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO COM
SOLEShares3.67K
TypeSH
Market value$492.7K
0.81%
Sole
3.67K
Shared
0.00
None
0.00
BRIDGEWATER BANCSHARES INC COM ACCD INV
SOLEShares25K
TypeSH
Market value$443.5K
0.73%
Sole
25K
Shared
0.00
None
0.00
CONSUMER STAPLES SELECT SECTOR SPDR FUND
SOLEShares5.88K
TypeSH
Market value$438.5K
0.72%
Sole
5.88K
Shared
0.00
None
0.00
DANAHER CORPORATION COM
SOLEShares1.24K
TypeSH
Market value$329.1K
0.54%
Sole
1.24K
Shared
0.00
None
0.00
ISHARES RUSSELL MID-CAP VALUE ETF
SOLEShares3.09K
TypeSH
Market value$325.1K
0.53%
Sole
3.09K
Shared
0.00
None
0.00
INDUSTRIAL SELECT SECTOR SPDR FUND
SOLEShares3.23K
TypeSH
Market value$317.1K
0.52%
Sole
3.23K
Shared
0.00
None
0.00
NORTHROP GRUMMAN CORP COM
SOLEShares579.00
TypeSH
Market value$315.9K
0.52%
Sole
579.00
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC COM
SOLEShares571.00
TypeSH
Market value$302.7K
0.50%
Sole
571.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD GROWTH ETFSOLE | ETF | 77.30K | SH | $16.47M 27.06% | 77.30K | 0.00 | 0.00 |
VANGUARD MID-CAP VALUE ETFSOLE | ETF | 64.46K | SH | $8.72M 14.32% | 64.46K | 0.00 | 0.00 |
VANGUARD S&P SMALL-CAP 600 GROWTH ETFSOLE | ETF | 24.87K | SH | $4.64M 7.62% | 24.87K | 0.00 | 0.00 |
VANGUARD FTSE EMERGING MARKETS ETFSOLE | ETF | 91.42K | SH | $3.56M 5.85% | 91.42K | 0.00 | 0.00 |
VANGUARD HIGH DIVIDEND YIELD INDEX ETFSOLE | ETF | 24.26K | SH | $2.63M 4.31% | 24.26K | 0.00 | 0.00 |
ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETFSOLE | ETF | 39.83K | SH | $2.31M 3.79% | 39.83K | 0.00 | 0.00 |
ISHARES CORE S&P SMALL CAP ETFSOLE | ETF | 22.72K | SH | $2.15M 3.53% | 22.72K | 0.00 | 0.00 |
VANGUARD REAL ESTATE ETFSOLE | ETF | 24.19K | SH | $2.00M 3.28% | 24.19K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 13.42K | SH | $1.74M 2.86% | 13.42K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 4.41K | SH | $1.06M 1.74% | 4.41K | 0.00 | 0.00 |
VANGUARD SMALL CAP VALUE ETFSOLE | ETF | 4.25K | SH | $675.1K 1.11% | 4.25K | 0.00 | 0.00 |
UNION PAC CORP COMSOLE | Stock | 2.96K | SH | $613.3K 1.01% | 2.96K | 0.00 | 0.00 |
ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETFSOLE | ETF | 7.14K | SH | $605.7K 0.99% | 7.14K | 0.00 | 0.00 |
VANGUARD VALUE ETFSOLE | ETF | 4.07K | SH | $571.6K 0.94% | 4.07K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 5.72K | SH | $507.5K 0.83% | 5.72K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL ASOLE | Stock | 5.72K | SH | $504.7K 0.83% | 5.72K | 0.00 | 0.00 |
VISA INC COM CL ASOLE | Stock | 2.42K | SH | $501.9K 0.82% | 2.42K | 0.00 | 0.00 |
JPMORGAN CHASE & CO COMSOLE | Stock | 3.67K | SH | $492.7K 0.81% | 3.67K | 0.00 | 0.00 |
BRIDGEWATER BANCSHARES INC COM ACCD INVSOLE | Stock | 25K | SH | $443.5K 0.73% | 25K | 0.00 | 0.00 |
CONSUMER STAPLES SELECT SECTOR SPDR FUNDSOLE | ETF | 5.88K | SH | $438.5K 0.72% | 5.88K | 0.00 | 0.00 |
DANAHER CORPORATION COMSOLE | Stock | 1.24K | SH | $329.1K 0.54% | 1.24K | 0.00 | 0.00 |
ISHARES RUSSELL MID-CAP VALUE ETFSOLE | ETF | 3.09K | SH | $325.1K 0.53% | 3.09K | 0.00 | 0.00 |
INDUSTRIAL SELECT SECTOR SPDR FUNDSOLE | ETF | 3.23K | SH | $317.1K 0.52% | 3.23K | 0.00 | 0.00 |
NORTHROP GRUMMAN CORP COMSOLE | Stock | 579.00 | SH | $315.9K 0.52% | 579.00 | 0.00 | 0.00 |
UNITEDHEALTH GROUP INC COMSOLE | Stock | 571.00 | SH | $302.7K 0.50% | 571.00 | 0.00 | 0.00 |
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