Filed: 10/13/2022ACC: 0001755933-22-000008
📋 What this filing means
DOUGHERTY WEALTH ADVISERS LLC filed this quarterly 13F‑HR report disclosing 138 equity positions with a total reported market value of $50.6K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
138
Positions
$50.6K
Total AUM (reported)
468.50K
Total Shares
Allocation by class
ETF$37.4K74.0%
STOCK$12.8K25.2%
REIT$243.000.5%
ADR$159.000.3%
Portfolio Concentration
Top 3$26.1K51.7%
4–10$12.1K23.9%
11–25$5.2K10.3%
Rest$7.1K14.1%
Top 3 weight
51.7%
Top 10 weight
75.6%
Voting Authority Distribution
Total shares with voting rights: 468.50K
Sole
Full voting authority
468.50K
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole138
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings138
Rows:
VANGUARD GROWTH ETF
SOLEShares69.47K
TypeSH
Market value$14.9K
29.40%
Sole
69.47K
Shared
0.00
None
0.00
VANGUARD MID-CAP VALUE ETF
SOLEShares59.48K
TypeSH
Market value$7.2K
14.33%
Sole
59.48K
Shared
0.00
None
0.00
VANGUARD S&P SMALL-CAP 600 GROWTH ETF
SOLEShares22.89K
TypeSH
Market value$4.0K
7.93%
Sole
22.89K
Shared
0.00
None
0.00
VANGUARD FTSE EMERGING MARKETS ETF
SOLEShares87.03K
TypeSH
Market value$3.2K
6.28%
Sole
87.03K
Shared
0.00
None
0.00
ISHARES CORE S&P SMALL CAP ETF
SOLEShares22.72K
TypeSH
Market value$2.0K
3.92%
Sole
22.72K
Shared
0.00
None
0.00
ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF
SOLEShares37.27K
TypeSH
Market value$1.9K
3.75%
Sole
37.27K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares13.42K
TypeSH
Market value$1.9K
3.67%
Sole
13.42K
Shared
0.00
None
0.00
VANGUARD REAL ESTATE ETF
SOLEShares19.54K
TypeSH
Market value$1.6K
3.10%
Sole
19.54K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares4.41K
TypeSH
Market value$1.0K
2.03%
Sole
4.41K
Shared
0.00
None
0.00
UNION PAC CORP COM
SOLEShares2.96K
TypeSH
Market value$577.00
1.14%
Sole
2.96K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares5.72K
TypeSH
Market value$550.00
1.09%
Sole
5.72K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL A
SOLEShares5.72K
TypeSH
Market value$547.00
1.08%
Sole
5.72K
Shared
0.00
None
0.00
VISA INC COM CL A
SOLEShares2.42K
TypeSH
Market value$429.00
0.85%
Sole
2.42K
Shared
0.00
None
0.00
BRIDGEWATER BANCSHARES INC COM ACCD INV
SOLEShares25K
TypeSH
Market value$412.00
0.82%
Sole
25K
Shared
0.00
None
0.00
CONSUMER STAPLES SELECT SECTOR SPDR FUND
SOLEShares5.88K
TypeSH
Market value$393.00
0.78%
Sole
5.88K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO COM
SOLEShares3.67K
TypeSH
Market value$384.00
0.76%
Sole
3.67K
Shared
0.00
None
0.00
DANAHER CORPORATION COM
SOLEShares1.24K
TypeSH
Market value$320.00
0.63%
Sole
1.24K
Shared
0.00
None
0.00
ISHARES RUSSELL MID-CAP VALUE ETF
SOLEShares3.09K
TypeSH
Market value$296.00
0.59%
Sole
3.09K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC COM
SOLEShares571.00
TypeSH
Market value$288.00
0.57%
Sole
571.00
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares2.54K
TypeSH
Market value$287.00
0.57%
Sole
2.54K
Shared
0.00
None
0.00
NORTHROP GRUMMAN CORP COM
SOLEShares579.00
TypeSH
Market value$272.00
0.54%
Sole
579.00
Shared
0.00
None
0.00
INDUSTRIAL SELECT SECTOR SPDR FUND
SOLEShares3.23K
TypeSH
Market value$267.00
0.53%
Sole
3.23K
Shared
0.00
None
0.00
NEXTERA ENERGY INC COM
SOLEShares3.38K
TypeSH
Market value$265.00
0.52%
Sole
3.38K
Shared
0.00
None
0.00
SALESFORCE INC COM
SOLEShares1.76K
TypeSH
Market value$253.00
0.50%
Sole
1.76K
Shared
0.00
None
0.00
META PLATFORMS INC CL A
SOLEShares1.84K
TypeSH
Market value$250.00
0.49%
Sole
1.84K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD GROWTH ETFSOLE | ETF | 69.47K | SH | $14.9K 29.40% | 69.47K | 0.00 | 0.00 |
VANGUARD MID-CAP VALUE ETFSOLE | ETF | 59.48K | SH | $7.2K 14.33% | 59.48K | 0.00 | 0.00 |
VANGUARD S&P SMALL-CAP 600 GROWTH ETFSOLE | ETF | 22.89K | SH | $4.0K 7.93% | 22.89K | 0.00 | 0.00 |
VANGUARD FTSE EMERGING MARKETS ETFSOLE | ETF | 87.03K | SH | $3.2K 6.28% | 87.03K | 0.00 | 0.00 |
ISHARES CORE S&P SMALL CAP ETFSOLE | ETF | 22.72K | SH | $2.0K 3.92% | 22.72K | 0.00 | 0.00 |
ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETFSOLE | ETF | 37.27K | SH | $1.9K 3.75% | 37.27K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 13.42K | SH | $1.9K 3.67% | 13.42K | 0.00 | 0.00 |
VANGUARD REAL ESTATE ETFSOLE | ETF | 19.54K | SH | $1.6K 3.10% | 19.54K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 4.41K | SH | $1.0K 2.03% | 4.41K | 0.00 | 0.00 |
UNION PAC CORP COMSOLE | Stock | 2.96K | SH | $577.00 1.14% | 2.96K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 5.72K | SH | $550.00 1.09% | 5.72K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL ASOLE | Stock | 5.72K | SH | $547.00 1.08% | 5.72K | 0.00 | 0.00 |
VISA INC COM CL ASOLE | Stock | 2.42K | SH | $429.00 0.85% | 2.42K | 0.00 | 0.00 |
BRIDGEWATER BANCSHARES INC COM ACCD INVSOLE | Stock | 25K | SH | $412.00 0.82% | 25K | 0.00 | 0.00 |
CONSUMER STAPLES SELECT SECTOR SPDR FUNDSOLE | ETF | 5.88K | SH | $393.00 0.78% | 5.88K | 0.00 | 0.00 |
JPMORGAN CHASE & CO COMSOLE | Stock | 3.67K | SH | $384.00 0.76% | 3.67K | 0.00 | 0.00 |
DANAHER CORPORATION COMSOLE | Stock | 1.24K | SH | $320.00 0.63% | 1.24K | 0.00 | 0.00 |
ISHARES RUSSELL MID-CAP VALUE ETFSOLE | ETF | 3.09K | SH | $296.00 0.59% | 3.09K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INC COMSOLE | Stock | 571.00 | SH | $288.00 0.57% | 571.00 | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 2.54K | SH | $287.00 0.57% | 2.54K | 0.00 | 0.00 |
NORTHROP GRUMMAN CORP COMSOLE | Stock | 579.00 | SH | $272.00 0.54% | 579.00 | 0.00 | 0.00 |
INDUSTRIAL SELECT SECTOR SPDR FUNDSOLE | ETF | 3.23K | SH | $267.00 0.53% | 3.23K | 0.00 | 0.00 |
NEXTERA ENERGY INC COMSOLE | Stock | 3.38K | SH | $265.00 0.52% | 3.38K | 0.00 | 0.00 |
SALESFORCE INC COMSOLE | Stock | 1.76K | SH | $253.00 0.50% | 1.76K | 0.00 | 0.00 |
META PLATFORMS INC CL ASOLE | Stock | 1.84K | SH | $250.00 0.49% | 1.84K | 0.00 | 0.00 |
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