DOUGHERTY & ASSOCIATES, LLC

PrivateCIK: 2109295
Location

SPRING HILL, FL

52
Positions
$124.98M
Total AUM (reported)
1.22M
Total Shares

Allocation by class

TOTAL AUM$124.98M52 positions
COM$62.31M49.9%
INF TECH ETF$10.01M8.0%
PREFERRED SECURT$9.09M7.3%
CAP STK CL A$7.81M6.2%
S&P 500 ETF SHS$7.72M6.2%
COM NEW$5.91M4.7%
CL A$4.90M3.9%

Portfolio Concentration

Top 328.4%4–1032.9%11–2526.5%Rest12.1%TOP 1061.4%0%100%
Top 3$35.54M28.4%
4–10$41.14M32.9%
11–25$33.11M26.5%
Rest$15.18M12.1%

Top 3 weight

28.4%

Top 10 weight

61.4%

Voting Authority Distribution

Total shares with voting rights: 1.22M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

1.22M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole52
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings52
Rows:

NVIDIA CORPORATION

SOLE
COM
Shares68.94K
TypeSH
Market value$13.79M
11.04%
Sole
0.00
Shared
0.00
None
68.94K

ROYAL CARIBBEAN GROUP

SOLE
COM
Shares36.98K
TypeSH
Market value$11.74M
9.40%
Sole
0.00
Shared
0.00
None
36.98K

VANGUARD WORLD FD

SOLE
INF TECH ETF
Shares83.72K
TypeSH
Market value$10.01M
8.01%
Sole
0.00
Shared
0.00
None
83.72K

VANECK ETF TRUST

SOLE
PREFERRED SECURT
Shares509.43K
TypeSH
Market value$9.09M
7.27%
Sole
0.00
Shared
0.00
None
509.43K

ALPHABET INC

SOLE
CAP STK CL A
Shares21.85K
TypeSH
Market value$7.81M
6.25%
Sole
0.00
Shared
0.00
None
21.85K

VANGUARD INDEX FDS

SOLE
S&P 500 ETF SHS
Shares11.25K
TypeSH
Market value$7.72M
6.18%
Sole
0.00
Shared
0.00
None
11.25K

PALO ALTO NETWORKS INC

SOLE
COM
Shares14.26K
TypeSH
Market value$4.86M
3.89%
Sole
0.00
Shared
0.00
None
14.26K

APPLE INC

SOLE
COM
Shares15.67K
TypeSH
Market value$4.53M
3.63%
Sole
0.00
Shared
0.00
None
15.67K

AMAZON COM INC

SOLE
COM
Shares16.82K
TypeSH
Market value$4.01M
3.21%
Sole
0.00
Shared
0.00
None
16.82K

MICROSOFT CORP

SOLE
COM
Shares8.37K
TypeSH
Market value$3.12M
2.50%
Sole
0.00
Shared
0.00
None
8.37K

INVESCO EXCH TRADED FD TR II

SOLE
NASDAQ 100 ETF
Shares9.81K
TypeSH
Market value$2.97M
2.38%
Sole
0.00
Shared
0.00
None
9.81K

GE AEROSPACE

SOLE
COM NEW
Shares7.81K
TypeSH
Market value$2.92M
2.34%
Sole
0.00
Shared
0.00
None
7.81K

VANGUARD WORLD FD

SOLE
UTILITIES ETF
Shares14.90K
TypeSH
Market value$2.92M
2.33%
Sole
0.00
Shared
0.00
None
14.90K

PROGRESSIVE CORP

SOLE
COM
Shares12.44K
TypeSH
Market value$2.72M
2.18%
Sole
0.00
Shared
0.00
None
12.44K

VANECK ETF TRUST

SOLE
FALLEN ANGEL HG
Shares92.27K
TypeSH
Market value$2.70M
2.16%
Sole
0.00
Shared
0.00
None
92.27K

MARRIOTT INTL INC NEW

SOLE
CL A
Shares6.68K
TypeSH
Market value$2.48M
1.98%
Sole
0.00
Shared
0.00
None
6.68K

DUKE ENERGY CORP NEW

SOLE
COM NEW
Shares19.36K
TypeSH
Market value$2.45M
1.96%
Sole
0.00
Shared
0.00
None
19.36K

META PLATFORMS INC

SOLE
CL A
Shares4.30K
TypeSH
Market value$2.42M
1.94%
Sole
0.00
Shared
0.00
None
4.30K

CONSOLIDATED EDISON INC

SOLE
COM
Shares20.31K
TypeSH
Market value$2.25M
1.80%
Sole
0.00
Shared
0.00
None
20.31K

BOOKING HOLDINGS INC

SOLE
COM
Shares11.16K
TypeSH
Market value$1.99M
1.59%
Sole
0.00
Shared
0.00
None
11.16K

ALPHABET INC

SOLE
CAP STK CL C
Shares4.93K
TypeSH
Market value$1.74M
1.39%
Sole
0.00
Shared
0.00
None
4.93K

NVENT ELEC PLC

SOLE
SHS
Shares9.32K
TypeSH
Market value$1.58M
1.26%
Sole
0.00
Shared
0.00
None
9.32K

VISA INC

SOLE
COM CL A
Shares4.50K
TypeSH
Market value$1.55M
1.24%
Sole
0.00
Shared
0.00
None
4.50K

SOUTHERN CO

SOLE
COM
Shares13.31K
TypeSH
Market value$1.27M
1.02%
Sole
0.00
Shared
0.00
None
13.31K

VIKING HOLDINGS LTD

SOLE
ORD SHS
Shares11.07K
TypeSH
Market value$1.16M
0.93%
Sole
0.00
Shared
0.00
None
11.07K
Page 1 of 3